Purchases and Sales Made in Q3 2023 in Alps ETF Tr Clean Energy ETF (ACES)
This table provides information about the institutional ownership of Alps ETF Tr Clean Energy ETF (ACES) during Q3 2023. The information is specifically focused on institutions that hold shares of ALPS ETF TR CLEAN ENERGY ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
5.41MNew |
$198M - $270M
|
5.41M
$146M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
179K+ 115.87% |
$6.55M - $8.93M
|
334K
$8.99M
|
|
|
Nov 03, 2023
Q3 2023
|
Tobias Financial Advisors, Inc.
Plantation, FL |
BUY
|
- |
77.9K+ 1274.38% |
$2.85M - $3.88M
|
84K
$2.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
21.3KNew |
$778K - $1.06M
|
21.3K
$574K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.2K+ 52.85% |
$483K - $659K
|
38.2K
$1.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
6.02KNew |
$220K - $300K
|
6.02K
$162K
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
5.52KNew |
$202K - $275K
|
5.52K
$149K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.08K+ 24.18% |
$149K - $203K
|
20.9K
$564K
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
BUY
|
- |
2.78K+ 26.41% |
$102K - $139K
|
13.3K
$359K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.83K+ 1.9% |
$67K - $91.3K
|
98.3K
$2.65M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.69K+ 18.21% |
$61.7K - $84.2K
|
11K
$295K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
1.32K+ 5.0% |
$48.2K - $65.7K
|
27.7K
$746K
|
|
|
Nov 15, 2023
Q3 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
336+ 2.69% |
$12.3K - $16.7K
|
12.8K
$345K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
333+ 1.75% |
$12.2K - $16.6K
|
19.3K
$520K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
175+ 2.01% |
$6.4K - $8.72K
|
8.89K
$239K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
149+ 5.55% |
$5.45K - $7.43K
|
2.83K
$76.3K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
139+ 0.48% |
$5.08K - $6.93K
|
29.1K
$784K
|
|
|
Oct 31, 2023
Q3 2023
|
Tempus Wealth Planning, LLC
|
BUY
|
- |
82+ 1.18% |
$3K - $4.09K
|
7.02K
$189K
|
|
|
Oct 13, 2023
Q3 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
25New |
$914 - $1.25K
|
25
$674
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1+ 4.55% |
$36.6 - $49.8
|
23
$620
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1New |
$36.6 - $49.8
|
1
$26.9
|
|
|
Oct 20, 2023
Q3 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-89- 19.91% |
$3.25K - $4.44K
|
358
$9.64K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-217- 3.61% |
$7.93K - $10.8K
|
5.8K
$156K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-220- 83.97% |
$8.04K - $11K
|
42
$1.13K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-292- 2.35% |
$10.7K - $14.6K
|
12.1K
$327K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-385Closed |
$14.1K - $19.2K
|
0
$0
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-400- 6.38% |
$14.6K - $19.9K
|
5.87K
$158K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-667- 2.35% |
$24.4K - $33.2K
|
27.7K
$746K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-690- 37.2% |
$25.2K - $34.4K
|
1.17K
$31.4K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-894- 46.56% |
$32.7K - $44.6K
|
1.03K
$27.6K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-898- 5.64% |
$32.8K - $44.8K
|
15K
$405K
|
|
|
Oct 23, 2023
Q3 2023
|
Ulland Investment Advisors, LLC
|
SELL
|
- |
-1.02K- 36.23% |
$37.3K - $50.8K
|
1.8K
$48.4K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.96K- 11.73% |
$71.7K - $97.7K
|
14.8K
$397K
|
|
|
Oct 24, 2023
Q3 2023
|
Brown Advisory Inc
|
SELL
|
- |
-2.04K- 10.3% |
$74.5K - $102K
|
17.7K
$478K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.14K- 4.01% |
$78.1K - $106K
|
51.1K
$1.38M
|
|
|
Oct 30, 2023
Q3 2023
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
SELL
|
- |
-2.54K- 12.52% |
$92.9K - $127K
|
17.8K
$479K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-3.83K- 24.55% |
$140K - $191K
|
11.8K
$317K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.31K- 36.23% |
$158K - $215K
|
7.59K
$205K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.62K- 48.2% |
$242K - $330K
|
7.12K
$192K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-14.4K- 97.73% |
$527K - $718K
|
334
$9K
|
|
|
Nov 06, 2023
Q3 2023
|
E Rn Financial, LLC
|
SELL
|
- |
-20.2K- 51.78% |
$738K - $1.01M
|
18.8K
$507K
|
|
|
Nov 01, 2023
Q3 2023
|
Wealthfront Advisers LLC
|
SELL
|
- |
-21.4K- 19.21% |
$782K - $1.07M
|
90K
$2.42M
|
|
|
Oct 30, 2023
Q3 2023
|
Money Design Co.,Ltd.
|
SELL
|
- |
-27K- 28.39% |
$988K - $1.35M
|
68.2K
$1.84M
|
|
|
Oct 13, 2023
Q3 2023
|
Dudley & Shanley, Inc.
|
SELL
|
- |
-46.8K- 46.44% |
$1.71M - $2.33M
|
54K
$1.45M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-47.7K- 97.53% |
$1.74M - $2.38M
|
1.21K
$32.5K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-252K- 64.21% |
$9.21M - $12.6M
|
141K
$3.79M
|