Purchases and Sales Made in Q3 2021 in Invesco Db Base Metals Fund (DBB)
This table provides information about the institutional ownership of Invesco Db Base Metals Fund (DBB) during Q3 2021. The information is specifically focused on institutions that hold shares of INVESCO DB BASE METALS FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
430KNew |
$8.47M - $9.29M
|
430K
$8.13M
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
91.9KNew |
$1.81M - $1.99M
|
91.9K
$1.74M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
63.2K+ 8.87% |
$1.25M - $1.37M
|
776K
$14.7M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
43.9K+ 29.78% |
$865K - $948K
|
191K
$3.62M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
31K+ 58.49% |
$611K - $670K
|
84K
$1.59M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
29.9K+ 29.76% |
$589K - $646K
|
130K
$2.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
27.8K+ 7.89% |
$548K - $601K
|
380K
$7.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
BUY
|
- |
24.1KNew |
$474K - $520K
|
24.1K
$455K
|
|
|
Nov 15, 2021
Q3 2021
|
Kore Private Wealth LLC
New York, NY |
BUY
|
- |
23.9KNew |
$471K - $516K
|
23.9K
$452K
|
|
|
Nov 10, 2021
Q3 2021
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
16.9KNew |
$334K - $366K
|
16.9K
$320K
|
|
|
Nov 10, 2021
Q3 2021
|
Prudential PLC
London, England, X0 |
BUY
|
- |
16.5K+ 19.92% |
$326K - $357K
|
99.5K
$1.88M
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
15.6KNew |
$307K - $336K
|
15.6K
$294K
|
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
- |
14.8KNew |
$292K - $320K
|
14.8K
$280K
|
|
|
Nov 12, 2021
Q3 2021
|
Gen Trust, LLC
|
BUY
|
- |
14.2K+ 13.65% |
$280K - $307K
|
118K
$2.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
13.2KNew |
$261K - $286K
|
13.2K
$250K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.3KNew |
$203K - $223K
|
10.3K
$195K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10K+ 74.38% |
$198K - $217K
|
23.5K
$445K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.5K+ 295.65% |
$168K - $184K
|
11.4K
$215K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
6.74KNew |
$133K - $146K
|
6.74K
$127K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
5.9KNew |
$116K - $127K
|
5.9K
$112K
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
BUY
|
- |
5.44K+ 8.05% |
$107K - $118K
|
73K
$1.38M
|
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
4.01K+ 30.4% |
$79.1K - $86.6K
|
17.2K
$325K
|
|
|
Oct 13, 2021
Q3 2021
|
Leo Brokerage, LLC
|
BUY
|
- |
2.58K+ 21.77% |
$50.8K - $55.7K
|
14.4K
$273K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.02K+ 26.3% |
$39.8K - $43.6K
|
9.7K
$184K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.5KNew |
$29.6K - $32.4K
|
1.5K
$28.4K
|
|
|
Oct 29, 2021
Q3 2021
|
Round Table Services, LLC
|
BUY
|
- |
1.25K+ 7.66% |
$24.6K - $27K
|
17.6K
$332K
|
|
|
Nov 12, 2021
Q3 2021
|
Hourglass Capital, LLC
|
BUY
|
- |
1K+ 10.0% |
$19.7K - $21.6K
|
11K
$208K
|
|
|
Nov 05, 2021
Q3 2021
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
200+ 1.54% |
$3.94K - $4.32K
|
13.2K
$250K
|
|
|
Oct 27, 2021
Q3 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
100New |
$1.97K - $2.16K
|
100
$1.89K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
40+ 10.67% |
$788 - $864
|
415
$7.85K
|
|
|
Nov 15, 2021
Q3 2021
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
20+ 0.05% |
$394 - $432
|
44.2K
$835K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-40- 6.72% |
$788 - $864
|
555
$10.5K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-686- 53.8% |
$13.5K - $14.8K
|
589
$11.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-1.34K- 91.76% |
$26.3K - $28.9K
|
120
$2.27K
|
|
|
Nov 15, 2021
Q3 2021
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-2.37K- 7.07% |
$46.8K - $51.3K
|
31.2K
$590K
|
|
|
Oct 08, 2021
Q3 2021
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-4.27K- 1.39% |
$84.2K - $92.3K
|
303K
$5.73M
|
|
|
Oct 26, 2021
Q3 2021
|
Cambria Investment Management, L.P.
|
SELL
|
- |
-4.99K- 1.85% |
$98.3K - $108K
|
265K
$5.01M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-6.09K- 58.52% |
$120K - $132K
|
4.32K
$81.7K
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-6.72KClosed |
$132K - $145K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Empowered Funds, LLC
|
SELL
|
- |
-8.19K- 6.87% |
$161K - $177K
|
111K
$2.1M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-9.95K- 98.56% |
$196K - $215K
|
145
$2.74K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.8K- 13.98% |
$213K - $234K
|
66.6K
$1.26M
|
|
|
Oct 19, 2021
Q3 2021
|
Matrix Trust CO
|
SELL
|
- |
-11.4K- 8.2% |
$225K - $246K
|
128K
$2.41M
|
|
|
Nov 03, 2021
Q3 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-12KClosed |
$237K - $259K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-17KClosed |
$336K - $368K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-19.2KClosed |
$379K - $416K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-20.9KClosed |
$411K - $451K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-24.3K- 10.49% |
$479K - $525K
|
207K
$3.93M
|
|
|
Nov 15, 2021
Q3 2021
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-32.5K- 50.0% |
$641K - $702K
|
32.5K
$615K
|