Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 13, 2023
Q1 2023
|
Grandview Asset Management LLC
|
SELL
|
- |
-252- 6.52% |
$80.3K - $86.4K
|
3.61K
$1.61M
|
|
|
Apr 28, 2023
Q1 2023
|
Sns Financial Group, LLC
|
SELL
|
- |
-263- 2.28% |
$83.8K - $90.2K
|
11.3K
$5.03M
|
|
|
Apr 19, 2023
Q1 2023
|
Old National Bancorp
|
SELL
|
- |
-266- 12.14% |
$84.7K - $91.2K
|
1.93K
$858K
|
|
|
Apr 17, 2023
Q1 2023
|
Fortune 45 LLC
|
SELL
|
- |
-268- 3.06% |
$85.4K - $91.9K
|
8.5K
$3.78M
|
|
|
Apr 24, 2023
Q1 2023
|
Duncker Streett & CO Inc
|
SELL
|
- |
-270- 10.54% |
$86K - $92.6K
|
2.29K
$1.02M
|
|
|
May 15, 2023
Q1 2023
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-277- 11.55% |
$88.2K - $95K
|
2.12K
$945K
|
|
|
May 05, 2023
Q1 2023
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-280- 13.53% |
$89.2K - $96K
|
1.79K
$797K
|
|
|
Apr 13, 2023
Q1 2023
|
Venture Visionary Partners LLC
|
SELL
|
- |
-282- 2.1% |
$89.8K - $96.7K
|
13.1K
$5.85M
|
|
|
Apr 21, 2023
Q1 2023
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-285- 11.03% |
$90.8K - $97.8K
|
2.3K
$1.02M
|
|
|
Apr 17, 2023
Q1 2023
|
W.H. Cornerstone Investments Inc.
Kingston, MA |
SELL
|
- |
-291- 7.96% |
$92.7K - $99.8K
|
3.36K
$1.5M
|
|
|
Apr 21, 2023
Q1 2023
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-293- 18.18% |
$93.3K - $101K
|
1.32K
$588K
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-311- 3.35% |
$99.1K - $107K
|
8.97K
$4M
|
|
|
May 12, 2023
Q1 2023
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-312- 0.93% |
$99.4K - $107K
|
33.4K
$14.9M
|
|
|
May 12, 2023
Q1 2023
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-314- 9.31% |
$100K - $108K
|
3.06K
$1.36M
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-318- 1.44% |
$101K - $109K
|
21.7K
$9.67M
|
|
|
May 12, 2023
Q1 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-322- 12.68% |
$103K - $110K
|
2.22K
$988K
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-323Closed |
$103K - $111K
|
0
$0
|
|
|
Apr 24, 2023
Q1 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-329- 6.05% |
$105K - $113K
|
5.11K
$2.28M
|
|
|
May 08, 2023
Q1 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
SELL
|
- |
-329- 1.99% |
$105K - $113K
|
16.2K
$7.23M
|
|
|
Apr 17, 2023
Q1 2023
|
Vishria Bird Financial Group, LLC
|
SELL
|
- |
-331- 19.11% |
$105K - $114K
|
1.4K
$624K
|
|
|
May 15, 2023
Q1 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-336- 6.79% |
$107K - $115K
|
4.62K
$2.06M
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-337- 3.72% |
$107K - $116K
|
8.73K
$3.89M
|
|
|
May 03, 2023
Q1 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-349- 2.62% |
$111K - $120K
|
13K
$5.78M
|
|
|
Apr 17, 2023
Q1 2023
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-360- 8.28% |
$115K - $123K
|
3.99K
$1.78M
|
|
|
May 12, 2023
Q1 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-364- 2.17% |
$116K - $125K
|
16.4K
$7.32M
|
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-373- 10.08% |
$119K - $128K
|
3.33K
$1.48M
|
|
|
May 15, 2023
Q1 2023
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-400- 15.53% |
$127K - $137K
|
2.18K
$969K
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-425- 2.23% |
$135K - $146K
|
18.6K
$8.29M
|
|
|
Apr 20, 2023
Q1 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-426- 31.44% |
$136K - $146K
|
929
$414K
|
|
|
May 12, 2023
Q1 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-429- 3.04% |
$137K - $147K
|
13.7K
$6.1M
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-432- 19.94% |
$138K - $148K
|
1.73K
$773K
|
|
|
May 08, 2023
Q1 2023
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-438- 3.07% |
$140K - $150K
|
13.8K
$6.15M
|
|
|
May 10, 2023
Q1 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-442- 37.65% |
$141K - $152K
|
732
$326K
|
|
|
Apr 26, 2023
Q1 2023
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-449- 28.56% |
$143K - $154K
|
1.12K
$500K
|
|
|
May 05, 2023
Q1 2023
|
Mattern Wealth Management LLC
|
SELL
|
- |
-450- 20.88% |
$143K - $154K
|
1.71K
$760K
|
|
|
May 04, 2023
Q1 2023
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-463- 3.11% |
$147K - $159K
|
14.4K
$6.43M
|
|
|
May 12, 2023
Q1 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-465- 29.92% |
$148K - $160K
|
1.09K
$485K
|
|
|
May 03, 2023
Q1 2023
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-467- 43.52% |
$149K - $160K
|
606
$270K
|
|
|
May 15, 2023
Q1 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-491- 66.8% |
$156K - $168K
|
244
$109K
|
|
|
May 01, 2023
Q1 2023
|
Heritage Investors Management Corp
|
SELL
|
- |
-500- 7.14% |
$159K - $172K
|
6.5K
$2.9M
|
|
|
Apr 25, 2023
Q1 2023
|
Benin Management Corp
|
SELL
|
- |
-500- 1.51% |
$159K - $172K
|
32.5K
$14.5M
|
|
|
May 20, 2024
Q1 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-504- 51.17% |
$161K - $173K
|
481
$214K
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-542- 1.9% |
$173K - $186K
|
28K
$12.5M
|
|
|
May 15, 2023
Q1 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-542- 19.93% |
$173K - $186K
|
2.18K
$970K
|
|
|
May 11, 2023
Q1 2023
|
Summit Asset Management, LLC
Memphis, TN |
SELL
|
- |
-583- 3.48% |
$186K - $200K
|
16.2K
$7.2M
|
|
|
Jun 20, 2023
Q1 2023
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
SELL
|
- |
-596- 49.83% |
$190K - $204K
|
600
$267K
|
|
|
May 12, 2023
Q1 2023
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-600- 4.32% |
$191K - $206K
|
13.3K
$5.92M
|
|
|
May 10, 2023
Q1 2023
|
Mai Capital Management
|
SELL
|
- |
-610- 9.04% |
$194K - $209K
|
6.14K
$2.73M
|
|
|
Apr 24, 2023
Q1 2023
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
SELL
|
- |
-619- 97.79% |
$197K - $212K
|
14
$6.24K
|
|
|
Oct 28, 2024
Q1 2023
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-638- 71.05% |
$203K - $219K
|
260
$116K
|