Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-641- 4.56% |
$204K - $220K
|
13.4K
$5.97M
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-651- 29.25% |
$207K - $223K
|
1.58K
$702K
|
|
|
Apr 24, 2023
Q1 2023
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-652Closed |
$208K - $224K
|
0
$0
|
|
|
May 04, 2023
Q1 2023
|
Aaf Wealth Management, LLC
|
SELL
|
- |
-654- 32.04% |
$208K - $224K
|
1.39K
$618K
|
|
|
May 15, 2023
Q1 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-674- 15.35% |
$215K - $231K
|
3.72K
$1.66M
|
|
|
May 02, 2023
Q1 2023
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-676- 38.3% |
$215K - $232K
|
1.09K
$485K
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-722- 10.03% |
$230K - $248K
|
6.48K
$2.89M
|
|
|
May 02, 2023
Q1 2023
|
Financial Counselors Inc
|
SELL
|
- |
-725- 33.91% |
$231K - $249K
|
1.41K
$630K
|
|
|
May 05, 2023
Q1 2023
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-759- 39.25% |
$242K - $260K
|
1.18K
$523K
|
|
|
May 08, 2023
Q1 2023
|
Hudock, Inc.
|
SELL
|
- |
-772- 8.85% |
$246K - $265K
|
7.95K
$3.54M
|
|
|
May 10, 2023
Q1 2023
|
Td Asset Management Inc
|
SELL
|
- |
-800- 21.62% |
$255K - $274K
|
2.9K
$1.29M
|
|
|
Apr 26, 2023
Q1 2023
|
Valley National Advisers Inc
|
SELL
|
- |
-874- 11.66% |
$278K - $300K
|
6.62K
$2.95M
|
|
|
May 09, 2023
Q1 2023
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-900- 17.92% |
$287K - $309K
|
4.12K
$1.84M
|
|
|
May 15, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-911- 16.55% |
$290K - $313K
|
4.59K
$2.05M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-945- 2.23% |
$301K - $324K
|
41.5K
$18.5M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-946- 4.67% |
$301K - $325K
|
19.3K
$8.6M
|
|
|
May 08, 2023
Q1 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
SELL
|
- |
-970- 39.14% |
$309K - $333K
|
1.51K
$672K
|
|
|
May 11, 2023
Q1 2023
|
Financial Advisory Group
Houston, TX |
SELL
|
- |
-1.04K- 1.25% |
$331K - $356K
|
82.1K
$36.6M
|
|
|
May 09, 2023
Q1 2023
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-1.04K- 62.55% |
$333K - $358K
|
625
$278K
|
|
|
May 11, 2023
Q1 2023
|
Arvest Trust CO N A
Rogers, AR |
SELL
|
- |
-1.06K- 12.32% |
$337K - $363K
|
7.52K
$3.35M
|
|
|
May 15, 2023
Q1 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-1.08K- 58.03% |
$345K - $372K
|
784
$349K
|
|
|
Apr 13, 2023
Q1 2023
|
Hb Wealth Management, LLC
|
SELL
|
- |
-1.14K- 16.34% |
$363K - $391K
|
5.83K
$2.6M
|
|
|
Apr 21, 2023
Q1 2023
|
Gainplan LLC
Bloomfield Hills, MI |
SELL
|
- |
-1.15K- 57.51% |
$367K - $395K
|
851
$379K
|
|
|
Apr 24, 2023
Q1 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-1.15K- 61.62% |
$367K - $396K
|
718
$320K
|
|
|
May 15, 2023
Q1 2023
|
Stephens Inc
|
SELL
|
- |
-1.16K- 1.93% |
$369K - $398K
|
58.9K
$26.2M
|
|
|
May 15, 2023
Q1 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-1.18K- 24.22% |
$376K - $405K
|
3.69K
$1.65M
|
|
|
May 10, 2023
Q1 2023
|
Jt Stratford LLC
Gainesville, GA |
SELL
|
- |
-1.22K- 42.54% |
$389K - $419K
|
1.65K
$735K
|
|
|
Apr 19, 2023
Q1 2023
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-1.23K- 36.74% |
$390K - $421K
|
2.11K
$941K
|
|
|
Apr 27, 2023
Q1 2023
|
Gfs Advisors, LLC
|
SELL
|
- |
-1.23K- 11.8% |
$391K - $422K
|
9.18K
$4.09M
|
|
|
Apr 11, 2023
Q1 2023
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-1.26K- 5.85% |
$402K - $433K
|
20.3K
$9.05M
|
|
|
May 12, 2023
Q1 2023
|
Sheets Smith Wealth Management
|
SELL
|
- |
-1.27K- 79.19% |
$404K - $435K
|
333
$148K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.29K- 2.4% |
$410K - $442K
|
52.3K
$23.3M
|
|
|
Apr 25, 2023
Q1 2023
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-1.31K- 14.24% |
$416K - $448K
|
7.87K
$3.5M
|
|
|
Apr 28, 2023
Q1 2023
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.42K- 34.02% |
$452K - $486K
|
2.75K
$1.23M
|
|
|
May 15, 2023
Q1 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-1.42K- 21.41% |
$453K - $488K
|
5.22K
$2.33M
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
SELL
|
- |
-1.43K- 2.6% |
$455K - $490K
|
53.5K
$23.8M
|
|
|
May 11, 2023
Q1 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-1.45K- 19.05% |
$462K - $498K
|
6.16K
$2.75M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.46K- 37.99% |
$465K - $501K
|
2.39K
$1.06M
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-1.5K- 80.33% |
$477K - $514K
|
367
$164K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.51K- 20.4% |
$482K - $519K
|
5.9K
$2.63M
|
|
|
Apr 11, 2023
Q1 2023
|
Rmr Wealth Builders
|
SELL
|
- |
-1.51K- 17.26% |
$482K - $519K
|
7.26K
$3.23M
|
|
|
Apr 13, 2023
Q1 2023
|
Churchill Management Corp
|
SELL
|
- |
-1.52K- 0.27% |
$483K - $520K
|
562K
$251M
|
|
|
Apr 19, 2023
Q1 2023
|
Tufton Capital Management
|
SELL
|
- |
-1.53K- 11.9% |
$487K - $525K
|
11.3K
$5.05M
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-1.53K- 3.87% |
$489K - $526K
|
38.1K
$17M
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.54K- 5.84% |
$491K - $529K
|
24.9K
$11.1M
|
|
|
May 11, 2023
Q1 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-1.55K- 2.23% |
$495K - $533K
|
68.2K
$30.4M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.57K- 2.93% |
$501K - $540K
|
52.1K
$23.2M
|
|
|
May 04, 2023
Q1 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-1.58K- 3.31% |
$504K - $543K
|
46.3K
$20.6M
|
|
|
May 03, 2023
Q1 2023
|
Arkansas Financial Group, Inc.
|
SELL
|
- |
-1.61K- 0.68% |
$512K - $551K
|
233K
$104M
|
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
SELL
|
- |
-1.61K- 68.66% |
$513K - $552K
|
735
$327K
|