Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Regions Financial Corp
|
SELL
|
- |
-1.65K- 3.2% |
$526K - $566K
|
50K
$22.3M
|
|
|
May 15, 2023
Q1 2023
|
Drw Securities, LLC
Chicago, IL |
SELL
|
- |
-1.67K- 22.21% |
$530K - $571K
|
5.83K
$2.6M
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-1.69K- 17.61% |
$538K - $580K
|
7.91K
$3.52M
|
|
|
May 08, 2023
Q1 2023
|
Allie Family Office LLC
|
SELL
|
- |
-1.73K- 38.97% |
$549K - $592K
|
2.7K
$1.2M
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1.84K- 16.17% |
$585K - $630K
|
9.53K
$4.25M
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.96K- 9.13% |
$623K - $671K
|
19.5K
$8.67M
|
|
|
Apr 18, 2023
Q1 2023
|
Enzi Wealth
Austin, TX |
SELL
|
- |
-1.98K- 36.19% |
$632K - $680K
|
3.5K
$1.56M
|
|
|
May 12, 2023
Q1 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-1.99K- 12.36% |
$633K - $682K
|
14.1K
$6.28M
|
|
|
May 16, 2023
Q1 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-2.27K- 56.98% |
$724K - $780K
|
1.72K
$765K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-2.29K- 26.6% |
$730K - $786K
|
6.32K
$2.82M
|
|
|
Apr 12, 2023
Q1 2023
|
National Bank Of Canada
|
SELL
|
- |
-2.31K- 6.17% |
$737K - $793K
|
35.2K
$15.7M
|
|
|
May 04, 2023
Q1 2023
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-2.4K- 65.4% |
$765K - $824K
|
1.27K
$566K
|
|
|
May 09, 2023
Q1 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-2.44K- 30.45% |
$776K - $836K
|
5.57K
$2.48M
|
|
|
May 10, 2023
Q1 2023
|
Birinyi Associates Inc
|
SELL
|
- |
-2.45K- 11.64% |
$780K - $840K
|
18.6K
$8.28M
|
|
|
Apr 10, 2023
Q1 2023
|
Royal Fund Management, LLC
|
SELL
|
- |
-2.46K- 9.8% |
$782K - $842K
|
22.6K
$10.1M
|
|
|
Apr 25, 2023
Q1 2023
|
Ria Advisory Group LLC
Ames, IA |
SELL
|
- |
-2.59K- 54.86% |
$825K - $889K
|
2.13K
$950K
|
|
|
Apr 17, 2023
Q1 2023
|
Ayalon Insurance Comp Ltd.
|
SELL
|
- |
-2.6K- 52.24% |
$828K - $892K
|
2.38K
$1.06M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.83K- 18.93% |
$903K - $972K
|
12.1K
$5.41M
|
|
|
May 15, 2023
Q1 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-2.84K- 65.41% |
$904K - $974K
|
1.5K
$669K
|
|
|
May 10, 2023
Q1 2023
|
Pittenger & Anderson Inc
|
SELL
|
- |
-2.94K- 10.1% |
$936K - $1.01M
|
26.2K
$11.7M
|
|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-2.98K- 5.65% |
$950K - $1.02M
|
49.9K
$22.2M
|
|
|
May 11, 2023
Q1 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-3.01K- 33.98% |
$960K - $1.03M
|
5.86K
$2.61M
|
|
|
May 05, 2023
Q1 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-3.06K- 59.96% |
$976K - $1.05M
|
2.05K
$911K
|
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-3.15K- 11.93% |
$1M - $1.08M
|
23.2K
$10.4M
|
|
|
May 11, 2023
Q1 2023
|
Balboa Wealth Partners
Newport Beach, CA |
SELL
|
- |
-3.17K- 51.32% |
$1.01M - $1.09M
|
3.01K
$1.34M
|
|
|
May 10, 2023
Q1 2023
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-3.23K- 0.76% |
$1.03M - $1.11M
|
421K
$187M
|
|
|
Apr 12, 2023
Q1 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-3.28K- 38.62% |
$1.05M - $1.13M
|
5.22K
$2.32M
|
|
|
May 05, 2023
Q1 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-3.28K- 36.03% |
$1.05M - $1.13M
|
5.83K
$2.6M
|
|
|
Apr 19, 2023
Q1 2023
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-3.31K- 4.01% |
$1.05M - $1.13M
|
79.2K
$35.3M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.36K- 44.66% |
$1.07M - $1.15M
|
4.17K
$1.86M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-3.41K- 18.75% |
$1.09M - $1.17M
|
14.8K
$6.59M
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.75K- 21.68% |
$1.2M - $1.29M
|
13.6K
$6.04M
|
|
|
May 12, 2023
Q1 2023
|
Credit Agricole S A
|
SELL
|
- |
-3.94K- 22.23% |
$1.26M - $1.35M
|
13.8K
$6.14M
|
|
|
Jun 20, 2023
Q1 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
SELL
|
- |
-4.17K- 45.35% |
$1.33M - $1.43M
|
5.03K
$2.24M
|
|
|
Apr 14, 2023
Q1 2023
|
Washburn Capital Management, Inc.
|
SELL
|
- |
-4.34K- 7.75% |
$1.38M - $1.49M
|
51.6K
$23M
|
|
|
May 11, 2023
Q1 2023
|
Y.D. More Investments LTD
Ramat Gan, L3 |
SELL
|
- |
-4.4K- 86.53% |
$1.4M - $1.51M
|
685
$305K
|
|
|
May 12, 2023
Q1 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-4.44K- 66.75% |
$1.41M - $1.52M
|
2.21K
$985K
|
|
|
Apr 26, 2023
Q1 2023
|
Echo45 Advisors LLC
|
SELL
|
- |
-4.51K- 11.06% |
$1.44M - $1.55M
|
36.2K
$16.1M
|
|
|
May 12, 2023
Q1 2023
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-4.68K- 37.28% |
$1.49M - $1.61M
|
7.88K
$3.51M
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-4.79K- 8.72% |
$1.53M - $1.64M
|
50.2K
$22.4M
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
SELL
|
- |
-4.84K- 65.16% |
$1.54M - $1.66M
|
2.59K
$1.15M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.38K- 5.15% |
$2.03M - $2.19M
|
118K
$52.4M
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-6.76K- 86.91% |
$2.15M - $2.32M
|
1.02K
$454K
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-6.78K- 39.55% |
$2.16M - $2.33M
|
10.4K
$4.62M
|
|
|
May 10, 2023
Q1 2023
|
Kaizen Financial Strategies
|
SELL
|
- |
-7.64K- 73.24% |
$2.43M - $2.62M
|
2.79K
$1.24M
|
|
|
Apr 12, 2023
Q1 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-7.81K- 62.39% |
$2.49M - $2.68M
|
4.71K
$2.1M
|
|
|
May 10, 2023
Q1 2023
|
Dohj, LLC
Seattle, WA |
SELL
|
- |
-8.06K- 91.9% |
$2.57M - $2.76M
|
710
$316K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-8.14K- 79.96% |
$2.59M - $2.79M
|
2.04K
$908K
|
|
|
May 12, 2023
Q1 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-8.23K- 26.04% |
$2.62M - $2.82M
|
23.4K
$10.4M
|
|
|
May 03, 2023
Q1 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-8.76K- 86.35% |
$2.79M - $3M
|
1.39K
$617K
|