Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)

DIA Quotes by TradingView

This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Wall Street Access Asset Management, LLC

New York, NY
BUY
 -
835
+ 11.05%
$282K - $298K
8.39K $3.73M
Nov 03, 2021 Q3 2021
Kovack Advisors, Inc.

BUY
 -
819
+ 8.53%
$277K - $292K
10.4K $4.63M
Jan 13, 2022 Q3 2021
Diversified Trust CO

BUY
 -
812
New
$275K - $290K
812 $361K
Oct 19, 2021 Q3 2021
Stratos Wealth Partners, Ltd.

BUY
 -
804
+ 5.2%
$272K - $287K
16.3K $7.22M
Nov 12, 2021 Q3 2021
Main Management Fund Advisors LLC

San Francisco, CA
BUY
 -
800
+ 3.33%
$271K - $285K
24.8K $11M
Nov 15, 2021 Q3 2021
Paul Tudor Jones Tudor Investment Corp Et Al | Stamford, Ct
BUY
 -
733
New
$248K - $261K
733 $326K
Oct 12, 2021 Q3 2021
Activest Wealth Management

BUY
 -
729
+ 116.83%
$247K - $260K
1.35K $601K
Nov 12, 2021 Q3 2021
Johnson Investment Counsel Inc

Cincinnati, OH
BUY
 -
729
+ 4.91%
$247K - $260K
15.6K $6.92M
Jan 27, 2023 Q3 2021
Gladstone Institutional Advisory LLC

Boca Raton, FL
BUY
 -
703
+ 5.37%
$238K - $251K
13.8K $6.13M
Nov 15, 2021 Q3 2021
Gladstone Institutional Advisory LLC

Boca Raton, FL
BUY
 -
703
+ 5.37%
$238K - $251K
13.8K $6.13M
Nov 12, 2021 Q3 2021
Gsa Capital Partners LLP

London, X0
BUY
 -
686
+ 21.13%
$232K - $245K
3.93K $1.75M
Nov 09, 2021 Q3 2021
Keebeck Alpha, LP

Stamford, CT
BUY
 -
681
+ 25.71%
$230K - $243K
3.33K $1.48M
Oct 28, 2021 Q3 2021
Amg National Trust Bank

BUY
 -
677
+ 1.38%
$229K - $241K
49.6K $22M
Oct 19, 2021 Q3 2021
Rfg Advisory, LLC

Birmingham, AL
BUY
 -
668
+ 10.04%
$226K - $238K
7.32K $3.25M
Nov 12, 2021 Q3 2021
Pallas Capital Advisors LLC

Braintree, MA
BUY
 -
663
New
$224K - $236K
663 $295K
Nov 04, 2021 Q3 2021
Regions Financial Corp

BUY
 -
657
+ 1.44%
$222K - $234K
46.3K $20.6M
Nov 12, 2021 Q3 2021
Laidlaw Wealth Management LLC

New York City, NY
BUY
 -
641
+ 56.38%
$217K - $229K
1.78K $790K
Nov 01, 2021 Q3 2021
Qcm Cayman, Ltd.

BUY
 -
639
New
$216K - $228K
639 $284K
Oct 14, 2021 Q3 2021
Great Valley Advisor Group, Inc.

BUY
 -
635
+ 9.35%
$215K - $226K
7.43K $3.3M
Nov 12, 2021 Q3 2021
Tbh Global Asset Management, LLC

Brentwood, TN
BUY
 -
614
+ 3.35%
$208K - $219K
18.9K $8.41M
Oct 12, 2021 Q3 2021
Wesbanco Bank Inc

BUY
 -
600
New
$203K - $214K
600 $267K
Oct 20, 2021 Q3 2021
Stone X Group Inc.

BUY
 -
589
+ 5.57%
$199K - $210K
11.2K $4.96M
Oct 13, 2021 Q3 2021
Leo Brokerage, LLC

BUY
 -
585
+ 16.84%
$198K - $209K
4.06K $1.8M
Oct 12, 2021 Q3 2021
Cra Financial Services, LLC

BUY
 -
580
+ 25.93%
$196K - $207K
2.82K $1.25M
Nov 15, 2021 Q3 2021
Ancora Advisors, LLC

Cleveland, OH
BUY
 -
544
+ 12.82%
$184K - $194K
4.79K $2.13M
Nov 12, 2021 Q3 2021
Scotia Capital Inc.

BUY
 -
532
+ 10.47%
$180K - $190K
5.62K $2.49M
Nov 09, 2021 Q3 2021
Hudock, Inc.

BUY
 -
512
+ 7.26%
$173K - $183K
7.56K $3.36M
Nov 10, 2021 Q3 2021
Essex Financial Services, Inc.

BUY
 -
506
+ 16.29%
$171K - $180K
3.61K $1.6M
Nov 12, 2021 Q3 2021
Financial Engines Advisors L.L.C.

Santa Clara, CA
BUY
 -
473
+ 44.54%
$160K - $169K
1.54K $682K
Nov 12, 2021 Q3 2021
Baird Financial Group, Inc.

Milwaukee, WI
BUY
 -
472
+ 1.56%
$160K - $168K
30.8K $13.7M
Nov 15, 2021 Q3 2021
Institute For Wealth Management, Llc.

BUY
 -
466
+ 28.36%
$158K - $166K
2.11K $937K
Nov 08, 2021 Q3 2021
Synovus Financial Corp

Columbus, GA
BUY
 -
460
+ 10.26%
$156K - $164K
4.95K $2.2M
Nov 05, 2021 Q3 2021
Resources Investment Advisors, Llc.

Overland Park, KS
BUY
 -
431
+ 48.59%
$146K - $154K
1.32K $586K
Oct 12, 2021 Q3 2021
Koshinski Asset Management, Inc.

BUY
 -
419
+ 52.51%
$142K - $149K
1.22K $541K
Oct 14, 2021 Q3 2021
Capital Asset Advisory Services LLC

Haslett, MI
BUY
 -
412
+ 7.07%
$139K - $147K
6.24K $2.77M
Nov 12, 2021 Q3 2021
Oppenheimer & CO Inc

New York, NY
BUY
 -
409
+ 3.35%
$138K - $146K
12.6K $5.6M
Oct 29, 2021 Q3 2021
Busey Wealth Management

BUY
 -
390
+ 33.85%
$132K - $139K
1.54K $685K
Nov 03, 2021 Q3 2021
Bison Wealth, LLC

BUY
 -
386
+ 9.48%
$131K - $138K
4.46K $1.98M
Oct 25, 2021 Q3 2021
True Wealth Advisors, LLC

BUY
 -
386
+ 1.8%
$131K - $138K
21.8K $9.69M
Oct 19, 2021 Q3 2021
Gen Wealth Group, Inc.

BUY
 -
385
+ 0.89%
$130K - $137K
43.5K $19.3M
Nov 16, 2021 Q3 2021
Triumph Capital Management

BUY
 -
364
+ 1.56%
$123K - $130K
23.7K $10.5M
Nov 08, 2021 Q3 2021
Keybank National Association

BUY
 -
362
+ 1.25%
$122K - $129K
29.3K $13M
Nov 12, 2021 Q3 2021
Castle Rock Wealth Management, LLC

BUY
 -
361
+ 12.63%
$122K - $129K
3.22K $1.43M
Oct 21, 2021 Q3 2021
Sound View Wealth Advisors Group, LLC

BUY
 -
345
+ 2.58%
$117K - $123K
13.7K $6.1M
Nov 12, 2021 Q3 2021
Meridian Wealth Partners, LLC

Blue Bell, PA
BUY
 -
343
New
$116K - $122K
343 $152K
Nov 12, 2021 Q3 2021
Capital Advisory Group Advisory Services, LLC

Bloomington, MN
BUY
 -
330
+ 1.46%
$112K - $118K
23K $10.2M
Oct 20, 2021 Q3 2021
Clarity Wealth Advisors, LLC

BUY
 -
329
+ 18.12%
$111K - $117K
2.15K $953K
Nov 12, 2021 Q3 2021
Pensionmark Financial Group, LLC

Santa Barbara, CA
BUY
 -
328
+ 21.88%
$111K - $117K
1.83K $812K
Oct 22, 2021 Q3 2021
Lineweaver Wealth Advisors, LLC

BUY
 -
328
+ 28.37%
$111K - $117K
1.48K $659K

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