Purchases and Sales Made in Q4 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 24, 2022
Q4 2021
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-20- 1.08% |
$6.8K - $7.3K
|
1.83K
$778K
|
|
Feb 08, 2022
Q4 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-20- 1.52% |
$6.8K - $7.3K
|
1.3K
$551K
|
|
Feb 14, 2022
Q4 2021
|
O'Dell Group, LLC
Cincinnati, OH |
SELL
|
- |
-20- 48.78% |
$6.8K - $7.3K
|
21
$8.94K
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-21- 2.46% |
$7.14K - $7.66K
|
834
$355K
|
|
Feb 15, 2022
Q4 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-21- 1.57% |
$7.14K - $7.66K
|
1.32K
$560K
|
|
Jan 21, 2022
Q4 2021
|
Founders Capital Management
|
SELL
|
- |
-22- 2.29% |
$7.48K - $8.03K
|
939
$400K
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-22Closed |
$7.48K - $8.03K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-22- 1.23% |
$7.48K - $8.03K
|
1.76K
$751K
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-23- 3.07% |
$7.82K - $8.39K
|
726
$309K
|
|
Feb 15, 2022
Q4 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-25- 2.27% |
$8.5K - $9.12K
|
1.08K
$457K
|
|
Feb 11, 2022
Q4 2021
|
Penobscot Investment Management Company, Inc.
Boston, MA |
SELL
|
- |
-25- 2.14% |
$8.5K - $9.12K
|
1.15K
$487K
|
|
Jan 27, 2022
Q4 2021
|
Marshall Financial Group LLC
|
SELL
|
- |
-25- 3.26% |
$8.5K - $9.12K
|
742
$316K
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-26- 0.97% |
$8.84K - $9.49K
|
2.67K
$1.13M
|
|
Feb 01, 2022
Q4 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-28- 2.45% |
$9.52K - $10.2K
|
1.11K
$474K
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-29- 1.73% |
$9.86K - $10.6K
|
1.65K
$702K
|
|
Jan 28, 2022
Q4 2021
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-30Closed |
$10.2K - $10.9K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-31- 3.45% |
$10.5K - $11.3K
|
867
$369K
|
|
Jan 24, 2022
Q4 2021
|
West Branch Capital LLC
|
SELL
|
- |
-32- 39.02% |
$10.9K - $11.7K
|
50
$21.3K
|
|
Feb 14, 2022
Q4 2021
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-32- 4.37% |
$10.9K - $11.7K
|
701
$298K
|
|
Jan 26, 2022
Q4 2021
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-33- 9.79% |
$11.2K - $12K
|
304
$129K
|
|
Feb 07, 2022
Q4 2021
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-35- 0.78% |
$11.9K - $12.8K
|
4.44K
$1.89M
|
|
Jan 19, 2022
Q4 2021
|
Welch & Forbes LLC
|
SELL
|
- |
-40- 3.7% |
$13.6K - $14.6K
|
1.04K
$443K
|
|
Feb 08, 2022
Q4 2021
|
All Square Wealth Management LLC
Albany, NY |
SELL
|
- |
-40- 2.81% |
$13.6K - $14.6K
|
1.38K
$588K
|
|
Feb 02, 2022
Q4 2021
|
Wesbanco Bank Inc
|
SELL
|
- |
-40- 6.67% |
$13.6K - $14.6K
|
560
$238K
|
|
Feb 09, 2022
Q4 2021
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-40Closed |
$13.6K - $14.6K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Fiduciary Group LLC
Savannah, GA |
SELL
|
- |
-40- 2.13% |
$13.6K - $14.6K
|
1.84K
$781K
|
|
Feb 11, 2022
Q4 2021
|
Firestone Capital Management
|
SELL
|
- |
-41Closed |
$13.9K - $15K
|
0
$0
|
|
Jan 18, 2022
Q4 2021
|
Monterey Private Wealth, Inc.
|
SELL
|
- |
-42- 5.69% |
$14.3K - $15.3K
|
696
$296K
|
|
Feb 10, 2022
Q4 2021
|
Roundview Capital LLC
Princeton, NJ |
SELL
|
- |
-42- 1.11% |
$14.3K - $15.3K
|
3.73K
$1.59M
|
|
Jan 18, 2022
Q4 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-43Closed |
$14.6K - $15.7K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Fagan Associates, Inc.
|
SELL
|
- |
-45- 2.09% |
$15.3K - $16.4K
|
2.11K
$898K
|
|
Jan 26, 2022
Q4 2021
|
Patten & Patten Inc
|
SELL
|
- |
-48- 3.95% |
$16.3K - $17.5K
|
1.17K
$496K
|
|
Feb 07, 2022
Q4 2021
|
Inverness Counsel LLC
|
SELL
|
- |
-50- 5.74% |
$17K - $18.2K
|
821
$349K
|
|
Jan 31, 2022
Q4 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-50- 25.0% |
$17K - $18.2K
|
150
$63.8K
|
|
Feb 10, 2022
Q4 2021
|
Tsfg, LLC
|
SELL
|
- |
-50- 83.33% |
$17K - $18.2K
|
10
$4.25K
|
|
Jan 20, 2022
Q4 2021
|
First United Bank & Trust
|
SELL
|
- |
-50- 5.0% |
$17K - $18.2K
|
951
$405K
|
|
Feb 03, 2022
Q4 2021
|
Element Wealth, LLC
|
SELL
|
- |
-50- 4.42% |
$17K - $18.2K
|
1.08K
$460K
|
|
Feb 15, 2022
Q4 2021
|
Citizens National Bank Trust Department
|
SELL
|
- |
-50- 8.12% |
$17K - $18.2K
|
566
$241K
|
|
Feb 14, 2022
Q4 2021
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-50- 1.36% |
$17K - $18.2K
|
3.62K
$1.54M
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-50- 7.37% |
$17K - $18.2K
|
628
$267K
|
|
Feb 10, 2022
Q4 2021
|
Analyst Ims Investment Management Services Ltd.
|
SELL
|
- |
-51- 1.04% |
$17.3K - $18.6K
|
4.84K
$2.06M
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-52Closed |
$17.7K - $19K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Kaizen Financial Strategies
|
SELL
|
- |
-54- 4.89% |
$18.4K - $19.7K
|
1.05K
$447K
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-60Closed |
$20.4K - $21.9K
|
0
$0
|
|
Jan 06, 2022
Q4 2021
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-60- 3.27% |
$20.4K - $21.9K
|
1.78K
$755K
|
|
Feb 02, 2022
Q4 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-64- 4.65% |
$21.8K - $23.3K
|
1.31K
$559K
|
|
Jan 27, 2022
Q4 2021
|
Vishria Bird Financial Group, LLC
|
SELL
|
- |
-65- 3.37% |
$22.1K - $23.7K
|
1.86K
$793K
|
|
Jan 10, 2022
Q4 2021
|
Murphy Capital Management Inc
|
SELL
|
- |
-68- 0.36% |
$23.1K - $24.8K
|
18.7K
$7.96M
|
|
Jan 27, 2022
Q4 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-73- 10.98% |
$24.8K - $26.6K
|
592
$252K
|
|
Feb 01, 2022
Q4 2021
|
Grimes & Company, Inc.
|
SELL
|
- |
-74- 2.63% |
$25.2K - $27K
|
2.74K
$1.17M
|