Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Bogart Wealth, LLC
|
SELL
|
- |
-18- 6.59% |
$5.84K - $6.79K
|
255
$114K
|
|
|
Jan 30, 2024
Q4 2023
|
North Crest Asset Manangement, LLC
|
SELL
|
- |
-18- 0.95% |
$5.84K - $6.79K
|
1.87K
$833K
|
|
|
Jan 30, 2024
Q4 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-18- 7.63% |
$5.84K - $6.79K
|
218
$97.1K
|
|
|
Feb 26, 2024
Q4 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-18- 0.32% |
$5.84K - $6.79K
|
5.66K
$2.52M
|
|
|
Feb 09, 2024
Q4 2023
|
Black Diamond Wealth Management Inc.
|
SELL
|
- |
-19- 2.47% |
$6.16K - $7.16K
|
749
$334K
|
|
|
Jan 09, 2024
Q4 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-19- 0.27% |
$6.16K - $7.16K
|
7.12K
$3.17M
|
|
|
Feb 09, 2024
Q4 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-19- 1.59% |
$6.16K - $7.16K
|
1.17K
$523K
|
|
|
Jan 26, 2024
Q4 2023
|
Financial Counselors Inc
|
SELL
|
- |
-20- 1.63% |
$6.48K - $7.54K
|
1.21K
$537K
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-24- 2.34% |
$7.78K - $9.05K
|
1K
$446K
|
|
|
Jan 25, 2024
Q4 2023
|
Narus Financial Partners, LLC
Salt Lake City, UT |
SELL
|
- |
-25- 1.81% |
$8.1K - $9.43K
|
1.36K
$604K
|
|
|
Feb 07, 2024
Q4 2023
|
First United Bank & Trust
|
SELL
|
- |
-25- 4.09% |
$8.1K - $9.43K
|
586
$261K
|
|
|
Jan 10, 2024
Q4 2023
|
City Holding CO
|
SELL
|
- |
-25- 9.43% |
$8.1K - $9.43K
|
240
$107K
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-27- 3.61% |
$8.75K - $10.2K
|
720
$321K
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-27- 0.75% |
$8.75K - $10.2K
|
3.56K
$1.59M
|
|
|
Jan 17, 2024
Q4 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-27- 0.41% |
$8.75K - $10.2K
|
6.56K
$2.92M
|
|
|
Feb 07, 2024
Q4 2023
|
Fortune 45 LLC
|
SELL
|
- |
-28- 0.34% |
$9.08K - $10.6K
|
8.21K
$3.66M
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-28- 4.45% |
$9.08K - $10.6K
|
601
$268K
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-29- 0.36% |
$9.4K - $10.9K
|
8.04K
$3.58M
|
|
|
Feb 12, 2024
Q4 2023
|
Alta Wealth Advisors LLC
|
SELL
|
- |
-29- 0.68% |
$9.4K - $10.9K
|
4.24K
$1.89M
|
|
|
Jan 10, 2024
Q4 2023
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-29- 1.24% |
$9.4K - $10.9K
|
2.31K
$1.03M
|
|
|
Jan 26, 2024
Q4 2023
|
Eagle Strategies LLC
New York, NY |
SELL
|
- |
-30- 3.45% |
$9.73K - $11.3K
|
840
$374K
|
|
|
May 15, 2024
Q4 2023
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-32- 1.78% |
$10.4K - $12.1K
|
1.76K
$785K
|
|
|
Feb 05, 2024
Q4 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-34- 0.73% |
$11K - $12.8K
|
4.61K
$2.06M
|
|
|
Feb 14, 2024
Q4 2023
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-34- 4.1% |
$11K - $12.8K
|
795
$354K
|
|
|
Jan 26, 2024
Q4 2023
|
Executive Wealth Management, LLC
|
SELL
|
- |
-37- 3.19% |
$12K - $14K
|
1.12K
$500K
|
|
|
Jan 29, 2024
Q4 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-38- 1.23% |
$12.3K - $14.3K
|
3.04K
$1.36M
|
|
|
Mar 04, 2024
Q4 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-38- 18.18% |
$12.3K - $14.3K
|
171
$76.2K
|
|
|
Feb 12, 2024
Q4 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-39- 0.88% |
$12.6K - $14.7K
|
4.42K
$1.97M
|
|
|
Jan 29, 2024
Q4 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-40- 2.11% |
$13K - $15.1K
|
1.85K
$825K
|
|
|
Feb 08, 2024
Q4 2023
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
SELL
|
- |
-40- 4.55% |
$13K - $15.1K
|
840
$374K
|
|
|
Feb 08, 2024
Q4 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-41- 5.74% |
$13.3K - $15.5K
|
673
$300K
|
|
|
Jan 16, 2024
Q4 2023
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-42- 2.91% |
$13.6K - $15.8K
|
1.4K
$625K
|
|
|
Jan 17, 2024
Q4 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-45- 5.45% |
$14.6K - $17K
|
781
$348K
|
|
|
Feb 13, 2024
Q4 2023
|
Bedell Frazier Investment Counseling, LLC
|
SELL
|
- |
-46- 3.34% |
$14.9K - $17.3K
|
1.33K
$593K
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-46- 4.14% |
$14.9K - $17.3K
|
1.07K
$474K
|
|
|
Feb 09, 2024
Q4 2023
|
Union Savings Bank
Litchfield, CT |
SELL
|
- |
-46- 14.56% |
$14.9K - $17.3K
|
270
$120K
|
|
|
Feb 09, 2024
Q4 2023
|
Mai Capital Management
|
SELL
|
- |
-47- 0.81% |
$15.2K - $17.7K
|
5.77K
$2.57M
|
|
|
Feb 02, 2024
Q4 2023
|
Valmark Advisers, Inc.
|
SELL
|
- |
-47- 6.19% |
$15.2K - $17.7K
|
712
$317K
|
|
|
Feb 06, 2024
Q4 2023
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-48- 7.21% |
$15.6K - $18.1K
|
618
$275K
|
|
|
Feb 13, 2024
Q4 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-48- 1.65% |
$15.6K - $18.1K
|
2.86K
$1.28M
|
|
|
Feb 02, 2024
Q4 2023
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-49- 3.18% |
$15.9K - $18.5K
|
1.49K
$664K
|
|
|
Feb 09, 2024
Q4 2023
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-50- 3.77% |
$16.2K - $18.9K
|
1.28K
$569K
|
|
|
Jan 30, 2024
Q4 2023
|
Prosperitas Financial LLC
Valencia, CA |
SELL
|
- |
-50- 6.8% |
$16.2K - $18.9K
|
685
$305K
|
|
|
Feb 02, 2024
Q4 2023
|
Bip Wealth, LLC
Atlanta, GA |
SELL
|
- |
-50- 3.83% |
$16.2K - $18.9K
|
1.26K
$560K
|
|
|
Feb 15, 2024
Q4 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-50- 7.63% |
$16.2K - $18.9K
|
605
$270K
|
|
|
Jan 10, 2024
Q4 2023
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-50- 5.28% |
$16.2K - $18.9K
|
897
$400K
|
|
|
Feb 05, 2024
Q4 2023
|
Penobscot Investment Management Company, Inc.
Boston, MA |
SELL
|
- |
-50- 4.52% |
$16.2K - $18.9K
|
1.06K
$470K
|
|
|
Feb 09, 2024
Q4 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-50- 5.12% |
$16.2K - $18.9K
|
926
$413K
|
|
|
Jan 31, 2024
Q4 2023
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-52- 1.51% |
$16.9K - $19.6K
|
3.39K
$1.51M
|
|
|
Jan 22, 2024
Q4 2023
|
Bensler, LLC
Bellevue, WA |
SELL
|
- |
-54- 3.06% |
$17.5K - $20.4K
|
1.71K
$762K
|