Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2024
Q4 2023
|
Valley National Advisers Inc
|
SELL
|
- |
-737- 16.21% |
$239K - $278K
|
3.81K
$1.7M
|
|
|
Feb 06, 2024
Q4 2023
|
Stokes Family Office, LLC
|
SELL
|
- |
-752- 15.98% |
$244K - $284K
|
3.95K
$1.76M
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-788- 27.71% |
$255K - $297K
|
2.06K
$916K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-792- 1.16% |
$257K - $299K
|
67.7K
$30.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-793- 14.13% |
$257K - $299K
|
4.82K
$2.15M
|
|
|
Feb 09, 2024
Q4 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-808- 71.13% |
$262K - $305K
|
328
$146K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-853- 6.5% |
$277K - $322K
|
12.3K
$5.46M
|
|
|
Feb 06, 2024
Q4 2023
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-865- 4.98% |
$280K - $326K
|
16.5K
$7.35M
|
|
|
Feb 12, 2024
Q4 2023
|
Evoke Wealth, LLC
|
SELL
|
- |
-914- 20.8% |
$296K - $345K
|
3.48K
$1.55M
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-946- 38.32% |
$307K - $357K
|
1.52K
$679K
|
|
|
May 14, 2024
Q4 2023
|
Fsm Wealth Advisors, LLC
Cleveland, OH |
SELL
|
- |
-948- 21.18% |
$307K - $357K
|
3.53K
$1.57M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-951- 5.86% |
$308K - $359K
|
15.3K
$6.81M
|
|
|
Jan 08, 2024
Q4 2023
|
Vigilare Wealth Management
|
SELL
|
- |
-969- 40.97% |
$314K - $365K
|
1.4K
$622K
|
|
|
Jan 31, 2024
Q4 2023
|
Tufton Capital Management
|
SELL
|
- |
-980- 8.72% |
$318K - $369K
|
10.3K
$4.57M
|
|
|
Jun 03, 2024
Q4 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-1.03K- 21.39% |
$333K - $388K
|
3.78K
$1.68M
|
|
|
Jan 29, 2024
Q4 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-1.03K- 21.39% |
$333K - $388K
|
3.78K
$1.68M
|
|
|
Jan 10, 2024
Q4 2023
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
-1.11K- 3.45% |
$360K - $419K
|
31.1K
$13.9M
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-1.11K- 4.0% |
$361K - $420K
|
26.8K
$11.9M
|
|
|
Feb 08, 2024
Q4 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-1.15K- 13.83% |
$371K - $432K
|
7.13K
$3.18M
|
|
|
Jan 29, 2024
Q4 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-1.15K- 59.93% |
$373K - $434K
|
769
$343K
|
|
|
Aug 28, 2024
Q4 2023
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-1.21K- 64.63% |
$392K - $455K
|
661
$294K
|
|
|
Feb 05, 2024
Q4 2023
|
Conservest Capital Advisors, Inc.
|
SELL
|
- |
-1.25K- 2.03% |
$406K - $472K
|
60.3K
$26.9M
|
|
|
Nov 14, 2024
Q4 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-1.26K- 8.87% |
$407K - $473K
|
12.9K
$5.74M
|
|
|
Jan 19, 2024
Q4 2023
|
Heritage Wealth Partners, LLC
Dublin, OH |
SELL
|
- |
-1.26K- 17.11% |
$407K - $474K
|
6.09K
$2.71M
|
|
|
Feb 07, 2024
Q4 2023
|
Forum Financial Management, LP
Lombard, IL |
SELL
|
- |
-1.27K- 30.47% |
$411K - $478K
|
2.89K
$1.29M
|
|
|
Feb 06, 2024
Q4 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-1.28K- 27.59% |
$413K - $481K
|
3.35K
$1.49M
|
|
|
Feb 09, 2024
Q4 2023
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-1.32K- 51.36% |
$428K - $498K
|
1.25K
$557K
|
|
|
Feb 14, 2024
Q4 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-1.33K- 1.08% |
$431K - $502K
|
121K
$54.1M
|
|
|
Jan 29, 2024
Q4 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.33K- 34.11% |
$432K - $503K
|
2.58K
$1.15M
|
|
|
Feb 07, 2024
Q4 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-1.36K- 31.02% |
$442K - $514K
|
3.03K
$1.35M
|
|
|
Feb 14, 2024
Q4 2023
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-1.45K- 29.58% |
$470K - $546K
|
3.45K
$1.54M
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.46K- 35.63% |
$472K - $549K
|
2.63K
$1.17M
|
|
|
Feb 21, 2024
Q4 2023
|
Chelsea Counsel CO
|
SELL
|
- |
-1.5K- 50.0% |
$486K - $566K
|
1.5K
$668K
|
|
|
Jan 19, 2024
Q4 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-1.5K- 1.99% |
$487K - $566K
|
73.7K
$32.9M
|
|
|
Feb 14, 2024
Q4 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.52K- 37.96% |
$493K - $574K
|
2.49K
$1.11M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.53K- 5.5% |
$495K - $576K
|
26.2K
$11.7M
|
|
|
Jan 16, 2024
Q4 2023
|
Strategic Wealth Investment Group, LLC
|
SELL
|
- |
-1.62K- 3.66% |
$525K - $611K
|
42.7K
$19M
|
|
|
Feb 13, 2024
Q4 2023
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-1.63K- 4.47% |
$528K - $614K
|
34.8K
$15.5M
|
|
|
Feb 06, 2024
Q4 2023
|
Merit Financial Group, LLC
|
SELL
|
- |
-1.67K- 43.26% |
$542K - $631K
|
2.19K
$977K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.76K- 1.09% |
$571K - $664K
|
159K
$70.9M
|
|
|
Feb 12, 2024
Q4 2023
|
Truepoint, Inc.
|
SELL
|
- |
-1.84K- 12.3% |
$596K - $693K
|
13.1K
$5.84M
|
|
|
Jan 29, 2024
Q4 2023
|
Meitav Dash Investments LTD
|
SELL
|
- |
-1.84K- 3.14% |
$597K - $694K
|
56.7K
$25.2M
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-1.9K- 8.89% |
$616K - $716K
|
19.5K
$8.67M
|
|
|
Feb 06, 2024
Q4 2023
|
Northern Financial Advisors Inc
Bloomfield Hills, MI |
SELL
|
- |
-1.98K- 11.29% |
$641K - $745K
|
15.5K
$6.92M
|
|
|
Jan 29, 2024
Q4 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
SELL
|
- |
-2.02K- 9.63% |
$654K - $761K
|
18.9K
$8.44M
|
|
|
Feb 13, 2024
Q4 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-2.04K- 18.76% |
$660K - $767K
|
8.81K
$3.93M
|
|
|
Jan 11, 2024
Q4 2023
|
Whittier Trust CO
|
SELL
|
- |
-2.08K- 8.14% |
$673K - $783K
|
23.4K
$10.4M
|
|
|
Feb 06, 2024
Q4 2023
|
National Bank Of Canada
|
SELL
|
- |
-2.11K- 6.02% |
$685K - $796K
|
33K
$14.7M
|
|
|
Feb 06, 2024
Q4 2023
|
Rmr Wealth Builders
|
SELL
|
- |
-2.22K- 28.8% |
$720K - $837K
|
5.49K
$2.45M
|
|
|
Feb 08, 2024
Q4 2023
|
Brown Advisory Inc
|
SELL
|
- |
-2.34K- 15.96% |
$758K - $882K
|
12.3K
$5.49M
|