Purchases and Sales Made in Q1 2020 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
67.1KNew |
$1.82M - $3.4M
|
67.1K
$4.69M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
48.5K+ 534.93% |
$1.32M - $2.46M
|
57.6K
$4.03M
|
|
|
May 11, 2020
Q1 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
47.7K+ 173.39% |
$1.3M - $2.42M
|
75.2K
$5.26M
|
|
|
May 15, 2020
Q1 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
23.4K+ 243.94% |
$635K - $1.18M
|
33K
$2.3M
|
|
|
Apr 09, 2020
Q1 2020
|
Larson Financial Group LLC
|
BUY
|
- |
19.1K+ 86.57% |
$520K - $971K
|
41.3K
$2.88M
|
|
|
May 18, 2020
Q1 2020
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
17.3K+ 137.91% |
$471K - $879K
|
29.9K
$2.09M
|
|
|
Apr 28, 2020
Q1 2020
|
Camelot Portfolios, LLC
|
BUY
|
- |
13.7K+ 66.47% |
$372K - $694K
|
34.3K
$2.4M
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.74KNew |
$265K - $494K
|
9.74K
$681K
|
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.5K+ 119.84% |
$258K - $482K
|
17.4K
$1.22M
|
|
|
May 15, 2020
Q1 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
7.95K+ 127.42% |
$216K - $403K
|
14.2K
$992K
|
|
|
May 08, 2020
Q1 2020
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
5.56K+ 50.09% |
$151K - $282K
|
16.7K
$1.17M
|
|
|
Apr 22, 2020
Q1 2020
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
4.09K+ 5.0% |
$111K - $207K
|
85.9K
$6M
|
|
|
May 13, 2020
Q1 2020
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
2.8K+ 21.58% |
$75.9K - $142K
|
15.8K
$1.1M
|
|
|
May 07, 2020
Q1 2020
|
Pacific Sun Financial Corp
|
BUY
|
- |
1.22K+ 20.74% |
$33.1K - $61.9K
|
7.1K
$497K
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
687+ 7.09% |
$18.7K - $34.8K
|
10.4K
$726K
|
|
|
Apr 17, 2020
Q1 2020
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
440+ 5.6% |
$12K - $22.3K
|
8.29K
$580K
|
|
|
Apr 17, 2020
Q1 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
405New |
$11K - $20.5K
|
405
$28.3K
|
|
|
Sep 15, 2021
Q1 2020
|
Cwm, LLC
|
BUY
|
- |
275+ 1100.0% |
$7.47K - $13.9K
|
300
$21K
|
|
|
May 07, 2020
Q1 2020
|
Mbe Wealth Management, LLC
|
BUY
|
- |
253New |
$6.87K - $12.8K
|
253
$17.7K
|
|
|
Oct 07, 2020
Q1 2020
|
Acg Wealth
|
BUY
|
- |
230+ 2.82% |
$6.25K - $11.7K
|
8.39K
$586K
|
|
|
May 13, 2020
Q1 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
197+ 216.48% |
$5.35K - $9.99K
|
288
$20.1K
|
|
|
May 13, 2020
Q1 2020
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
65+ 0.74% |
$1.77K - $3.3K
|
8.89K
$621K
|
|
|
May 12, 2020
Q1 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
SELL
|
- |
-56Closed |
$1.52K - $2.84K
|
0
$0
|
|
|
Apr 17, 2020
Q1 2020
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-127- 24.95% |
$3.45K - $6.44K
|
382
$26.7K
|
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
SELL
|
- |
-275- 91.67% |
$7.47K - $13.9K
|
25
$1.75K
|
|
|
Apr 24, 2020
Q1 2020
|
Lincoln National Corp
|
SELL
|
- |
-482- 4.55% |
$13.1K - $24.4K
|
10.1K
$708K
|
|
|
May 15, 2020
Q1 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.65K- 86.07% |
$44.8K - $83.7K
|
267
$18.7K
|
|
|
May 06, 2020
Q1 2020
|
Fusion Family Wealth LLC
|
SELL
|
- |
-1.83KClosed |
$49.7K - $92.8K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-2KClosed |
$54.3K - $101K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-3.71K- 15.53% |
$101K - $188K
|
20.2K
$1.41M
|
|
|
Apr 23, 2020
Q1 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.43KClosed |
$120K - $224K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-4.61KClosed |
$125K - $234K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Truist Financial Corp
|
SELL
|
- |
-4.65K- 18.15% |
$126K - $236K
|
21K
$1.47M
|
|
|
Apr 27, 2020
Q1 2020
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-5.79KClosed |
$157K - $293K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-7.98KClosed |
$217K - $404K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-15KClosed |
$407K - $760K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Ubs Group Ag
|
SELL
|
- |
-23.4K- 43.89% |
$636K - $1.19M
|
29.9K
$2.09M
|
|
|
May 14, 2020
Q1 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-27.9K- 44.33% |
$759K - $1.42M
|
35.1K
$2.45M
|