Purchases and Sales Made in Q3 2025 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2025
Q3 2025
|
Hb Wealth Management, LLC
|
BUY
|
- |
45KNew |
$3.11M - $3.51M
|
45K
$3.39M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.6K+ 13.13% |
$1.29M - $1.45M
|
160K
$12.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
14.1KNew |
$971K - $1.09M
|
14.1K
$1.06M
|
|
|
Nov 21, 2025
Q3 2025
|
Urban Financial Advisory Corp
Chicago, IL |
BUY
|
- |
11.7KNew |
$805K - $908K
|
11.7K
$877K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.6KNew |
$803K - $906K
|
11.6K
$875K
|
|
|
Nov 10, 2025
Q3 2025
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
10.3K+ 6.0% |
$713K - $805K
|
183K
$13.7M
|
|
|
Oct 15, 2025
Q3 2025
|
Whitaker Myers Wealth Managers, Ltd.
Mansfield, OH |
BUY
|
- |
2.77KNew |
$191K - $216K
|
2.77K
$208K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.79K+ 16.18% |
$124K - $139K
|
12.8K
$966K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.62K+ 6.32% |
$112K - $126K
|
27.3K
$2.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.52K+ 1.12% |
$105K - $118K
|
137K
$10.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
1.38K+ 3.23% |
$95.6K - $108K
|
44.3K
$3.33M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
1.15K+ 10.54% |
$79.1K - $89.3K
|
12K
$905K
|
|
|
Oct 24, 2025
Q3 2025
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
1.06K+ 0.61% |
$73K - $82.3K
|
176K
$13.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
995+ 4.0% |
$68.7K - $77.5K
|
25.9K
$1.95M
|
|
|
Nov 07, 2025
Q3 2025
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
740+ 7.4% |
$51.1K - $57.6K
|
10.7K
$808K
|
|
|
Oct 29, 2025
Q3 2025
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
626+ 0.33% |
$43.2K - $48.8K
|
191K
$14.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
609+ 0.79% |
$42K - $47.4K
|
77.9K
$5.86M
|
|
|
Oct 27, 2025
Q3 2025
|
Manning & Napier Advisors LLC
Fairport, NY |
BUY
|
- |
500New |
$34.5K - $38.9K
|
500
$37.6K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
400+ 9.94% |
$27.6K - $31.2K
|
4.42K
$333K
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
312New |
$21.5K - $24.3K
|
312
$23.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
277+ 3.46% |
$19.1K - $21.6K
|
8.27K
$623K
|
|
|
Oct 10, 2025
Q3 2025
|
Fifth Third Securities, Inc.
|
BUY
|
- |
269+ 3.1% |
$18.6K - $21K
|
8.96K
$674K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
250New |
$17.3K - $19.5K
|
250
$18.8K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
230+ 18.81% |
$15.9K - $17.9K
|
1.45K
$109K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
74+ 3.74% |
$5.11K - $5.76K
|
2.05K
$155K
|
|
|
Oct 10, 2025
Q3 2025
|
Envision Financial LLC
Brookfield, WI |
BUY
|
- |
28+ 0.2% |
$1.93K - $2.18K
|
14.3K
$1.08M
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
23+ 0.4% |
$1.59K - $1.79K
|
5.76K
$433K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
1New |
$69 - $77.9
|
1
$75.3
|
|
|
Oct 21, 2025
Q3 2025
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-3- 2.91% |
$207 - $234
|
100
$7.53K
|
|
|
Oct 29, 2025
Q3 2025
|
Smithbridge Asset Management Inc
|
SELL
|
- |
-36- 1.26% |
$2.49K - $2.8K
|
2.83K
$213K
|
|
|
Oct 15, 2025
Q3 2025
|
Gemmer Asset Management LLC
|
SELL
|
- |
-56- 1.24% |
$3.87K - $4.36K
|
4.45K
$335K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-62- 13.57% |
$4.28K - $4.83K
|
395
$29.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-68- 0.88% |
$4.69K - $5.3K
|
7.7K
$579K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-142- 1.46% |
$9.8K - $11.1K
|
9.56K
$720K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-294- 3.64% |
$20.3K - $22.9K
|
7.78K
$586K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-400- 82.99% |
$27.6K - $31.2K
|
82
$6.17K
|
|
|
Nov 06, 2025
Q3 2025
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-420- 1.91% |
$29K - $32.7K
|
21.5K
$1.62M
|
|
|
Nov 17, 2025
Q3 2025
|
Camelot Portfolios, LLC
|
SELL
|
- |
-477- 2.63% |
$32.9K - $37.2K
|
17.6K
$1.33M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-528- 10.75% |
$36.5K - $41.1K
|
4.38K
$330K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
SELL
|
- |
-553- 63.13% |
$38.2K - $43.1K
|
323
$24.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-733- 1.92% |
$50.6K - $57.1K
|
37.4K
$2.81M
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.05K- 2.79% |
$72.1K - $81.4K
|
36.4K
$2.74M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.2K- 10.77% |
$82.6K - $93.2K
|
9.92K
$747K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.33K- 26.4% |
$91.9K - $104K
|
3.71K
$279K
|
|
|
Oct 23, 2025
Q3 2025
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-2.21K- 25.77% |
$152K - $172K
|
6.35K
$478K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
SELL
|
- |
-2.63K- 18.2% |
$181K - $204K
|
11.8K
$888K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.33K- 25.6% |
$230K - $260K
|
9.69K
$729K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.91K- 9.44% |
$684K - $772K
|
95.1K
$7.16M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-15.8K- 80.33% |
$1.09M - $1.23M
|
3.86K
$290K
|
|