Purchases and Sales Made in Q4 2021 in First Tr Fd Dow Jones (FDN)
This table provides information about the institutional ownership of First Tr Fd Dow Jones (FDN) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR FD DOW JONES.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 28, 2022
Q4 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
2New |
$438 - $501
|
2
$447
|
|
Jan 07, 2022
Q4 2021
|
Somerset Trust CO
|
BUY
|
- |
1+ 0.0% |
$219 - $250
|
30.8K
$6.88M
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-3- 0.33% |
$658 - $751
|
920
$206K
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-4- 0.8% |
$877 - $1K
|
499
$111K
|
|
Feb 02, 2022
Q4 2021
|
Wesbanco Bank Inc
|
SELL
|
- |
-7- 0.66% |
$1.53K - $1.75K
|
1.05K
$234K
|
|
Feb 02, 2022
Q4 2021
|
American Financial Advisors, LLC
|
SELL
|
- |
-11- 1.16% |
$2.41K - $2.76K
|
935
$209K
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-12- 0.99% |
$2.63K - $3.01K
|
1.2K
$268K
|
|
Feb 14, 2022
Q4 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-14- 0.14% |
$3.07K - $3.51K
|
9.71K
$2.17M
|
|
Jan 31, 2022
Q4 2021
|
Mezzasalma Advisors, LLC
|
SELL
|
- |
-17- 0.23% |
$3.73K - $4.26K
|
7.31K
$1.63M
|
|
Feb 07, 2022
Q4 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-17- 0.66% |
$3.73K - $4.26K
|
2.56K
$572K
|
|
Jan 21, 2022
Q4 2021
|
Community Trust & Investment CO
|
SELL
|
- |
-19- 0.75% |
$4.16K - $4.76K
|
2.52K
$562K
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-20- 0.55% |
$4.38K - $5.01K
|
3.6K
$803K
|
|
Feb 09, 2022
Q4 2021
|
Baron Financial Group, LLC
Fair Lawn, NJ |
SELL
|
- |
-20- 0.22% |
$4.38K - $5.01K
|
9.1K
$2.03M
|
|
Jan 31, 2022
Q4 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-21- 1.0% |
$4.6K - $5.26K
|
2.09K
$466K
|
|
Feb 14, 2022
Q4 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-21- 0.54% |
$4.6K - $5.26K
|
3.85K
$859K
|
|
Feb 11, 2022
Q4 2021
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-22- 1.96% |
$4.82K - $5.51K
|
1.1K
$246K
|
|
Feb 11, 2022
Q4 2021
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-25- 1.75% |
$5.48K - $6.26K
|
1.4K
$314K
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-29- 0.17% |
$6.36K - $7.26K
|
16.6K
$3.71M
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-30- 1.82% |
$6.58K - $7.51K
|
1.62K
$361K
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-35- 2.61% |
$7.67K - $8.77K
|
1.3K
$291K
|
|
Feb 01, 2022
Q4 2021
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-39- 2.75% |
$8.55K - $9.77K
|
1.38K
$308K
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-41- 1.42% |
$8.99K - $10.3K
|
2.85K
$637K
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-41- 0.79% |
$8.99K - $10.3K
|
5.16K
$1.15M
|
|
Feb 10, 2022
Q4 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-45- 36.0% |
$9.86K - $11.3K
|
80
$17.9K
|
|
Feb 14, 2022
Q4 2021
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-46- 82.14% |
$10.1K - $11.5K
|
10
$2.23K
|
|
Feb 11, 2022
Q4 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-50- 1.83% |
$11K - $12.5K
|
2.68K
$598K
|
|
Jan 27, 2022
Q4 2021
|
Pfg Private Wealth Management, LLC
|
SELL
|
- |
-50Closed |
$11K - $12.5K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Maple Capital Management, Inc.
|
SELL
|
- |
-51- 3.87% |
$11.2K - $12.8K
|
1.27K
$283K
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
SELL
|
- |
-52- 3.82% |
$11.4K - $13K
|
1.31K
$293K
|
|
Jan 27, 2022
Q4 2021
|
Buffington Mohr Mc Neal
|
SELL
|
- |
-54- 5.22% |
$11.8K - $13.5K
|
981
$219K
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-55- 4.71% |
$12.1K - $13.8K
|
1.11K
$249K
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-58Closed |
$12.7K - $14.5K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-61- 6.44% |
$13.4K - $15.3K
|
886
$198K
|
|
Feb 14, 2022
Q4 2021
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-66Closed |
$14.5K - $16.5K
|
0
$0
|
|
Jul 09, 2024
Q4 2021
|
Strategic Financial Partners, Ltd.
Bend, OR |
SELL
|
- |
-70- 2.49% |
$15.3K - $17.5K
|
2.74K
$611K
|
|
Mar 10, 2022
Q4 2021
|
Acima Private Wealth, LLC
Richmond, VA |
SELL
|
- |
-70Closed |
$15.3K - $17.5K
|
0
$0
|
|
Feb 04, 2022
Q4 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-74- 2.13% |
$16.2K - $18.5K
|
3.41K
$761K
|
|
Jan 31, 2022
Q4 2021
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-80- 1.31% |
$17.5K - $20K
|
6.04K
$1.35M
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-81- 2.53% |
$17.8K - $20.3K
|
3.12K
$697K
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-87- 6.81% |
$19.1K - $21.8K
|
1.19K
$266K
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-87- 2.47% |
$19.1K - $21.8K
|
3.44K
$769K
|
|
Feb 08, 2022
Q4 2021
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-88- 7.35% |
$19.3K - $22K
|
1.11K
$248K
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-90- 0.28% |
$19.7K - $22.5K
|
32.4K
$7.25M
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-92- 3.27% |
$20.2K - $23K
|
2.73K
$609K
|
|
Feb 02, 2022
Q4 2021
|
Concentrum Wealth Management
|
SELL
|
- |
-93- 5.75% |
$20.4K - $23.3K
|
1.52K
$340K
|
|
Feb 16, 2022
Q4 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-100Closed |
$21.9K - $25K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-100- 6.8% |
$21.9K - $25K
|
1.37K
$306K
|
|
Jan 06, 2022
Q4 2021
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-100Closed |
$21.9K - $25K
|
0
$0
|
|
Jan 19, 2022
Q4 2021
|
Hudock, Inc.
|
SELL
|
- |
-100- 34.48% |
$21.9K - $25K
|
190
$42.4K
|