Purchases and Sales Made in Q3 2021 in First Trust Water ETF (FIW)
This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
990KNew |
$82.2M - $91M
|
990K
$105M
|
|
|
Oct 27, 2021
Q3 2021
|
Bank Hapoalim Bm
|
BUY
|
- |
242K+ 247.34% |
$20.1M - $22.3M
|
340K
$35.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
156K+ 61.01% |
$12.9M - $14.3M
|
411K
$43.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
130K+ 40.75% |
$10.7M - $11.9M
|
447K
$47.3M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
87.4K+ 211.42% |
$7.25M - $8.04M
|
129K
$13.6M
|
|
|
Oct 13, 2021
Q3 2021
|
Ferguson Shapiro LLC
|
BUY
|
- |
67KNew |
$5.56M - $6.16M
|
67K
$7.08M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
64.7K+ 66.15% |
$5.37M - $5.95M
|
163K
$17.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
53.6K+ 669.82% |
$4.44M - $4.92M
|
61.6K
$6.5M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
53.6K+ 669.82% |
$4.44M - $4.92M
|
61.6K
$6.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
53.2K+ 14.27% |
$4.41M - $4.89M
|
426K
$45M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
44.3K+ 45.96% |
$3.68M - $4.08M
|
141K
$14.9M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
44.2K+ 54.34% |
$3.67M - $4.06M
|
126K
$13.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
BUY
|
- |
43.9KNew |
$3.64M - $4.03M
|
43.9K
$4.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
42.3K+ 11.73% |
$3.51M - $3.89M
|
403K
$42.6M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
38.3KNew |
$3.18M - $3.52M
|
38.3K
$4.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
37.6K+ 575.48% |
$3.12M - $3.46M
|
44.2K
$4.67M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
37.1K+ 75.95% |
$3.08M - $3.41M
|
86K
$9.09M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
36.9K+ 35.89% |
$3.06M - $3.4M
|
140K
$14.8M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
34.4KNew |
$2.85M - $3.16M
|
34.4K
$3.63M
|
|
|
Nov 03, 2021
Q3 2021
|
One Charles Private Wealth Services, LLC
|
BUY
|
- |
34.1K+ 350.81% |
$2.83M - $3.13M
|
43.8K
$4.63M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
31.4K+ 308.82% |
$2.6M - $2.88M
|
41.5K
$4.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
28.3K+ 291.64% |
$2.35M - $2.6M
|
38K
$4.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
26.9K+ 28.74% |
$2.24M - $2.48M
|
121K
$12.8M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
26.5K+ 688.0% |
$2.2M - $2.43M
|
30.3K
$3.2M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
21.7K+ 19.56% |
$1.8M - $2M
|
133K
$14M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
21KNew |
$1.74M - $1.93M
|
21K
$2.22M
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
20.6KNew |
$1.71M - $1.9M
|
20.6K
$2.18M
|
|
|
Oct 12, 2021
Q3 2021
|
First Hawaiian Bank
|
BUY
|
- |
18.6KNew |
$1.54M - $1.7M
|
18.6K
$1.96M
|
|
|
Nov 10, 2021
Q3 2021
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
16.8KNew |
$1.39M - $1.54M
|
16.8K
$1.77M
|
|
|
Nov 05, 2021
Q3 2021
|
Granger Management LLC
|
BUY
|
- |
16.7K+ 5.48% |
$1.38M - $1.53M
|
321K
$33.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15K+ 18.41% |
$1.25M - $1.38M
|
96.6K
$10.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
14.2K+ 17.05% |
$1.18M - $1.3M
|
97.3K
$10.3M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.8K+ 25.37% |
$979K - $1.08M
|
58.3K
$6.16M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
9.36K+ 11.04% |
$777K - $860K
|
94.2K
$9.95M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.62K+ 17.03% |
$715K - $792K
|
59.2K
$6.26M
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
8.4KNew |
$697K - $772K
|
8.4K
$888K
|
|
|
Nov 15, 2021
Q3 2021
|
Founders Financial Securities LLC
|
BUY
|
- |
6.22KNew |
$516K - $572K
|
6.22K
$657K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
6.01K+ 17.24% |
$499K - $552K
|
40.9K
$4.32M
|
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
5.99KNew |
$497K - $551K
|
5.99K
$633K
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
5.85KNew |
$485K - $538K
|
5.85K
$618K
|
|
|
Nov 01, 2021
Q3 2021
|
Sfmg, LLC
|
BUY
|
- |
5.83KNew |
$483K - $535K
|
5.83K
$616K
|
|
|
Nov 09, 2021
Q3 2021
|
Interactive Financial Advisors
Chicago, IL |
BUY
|
- |
5.81K+ 31.22% |
$482K - $534K
|
24.4K
$2.58M
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.53K+ 365.61% |
$459K - $508K
|
7.04K
$744K
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
5.14KNew |
$426K - $472K
|
5.14K
$543K
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
5.04K+ 79.12% |
$418K - $464K
|
11.4K
$1.21M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.88K+ 33.04% |
$405K - $448K
|
19.6K
$2.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.82K+ 13.74% |
$400K - $443K
|
39.9K
$4.22M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.49K+ 14.44% |
$372K - $413K
|
35.6K
$3.76M
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
4.28K+ 250.26% |
$355K - $394K
|
5.99K
$633K
|
|
|
Nov 03, 2021
Q3 2021
|
Clearwater Capital Advisors, LLC
|
BUY
|
- |
4.22K+ 3.56% |
$350K - $388K
|
123K
$13M
|