Purchases and Sales Made in Q3 2021 in First Trust Water ETF (FIW)
This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
120+ 6.7% |
$9.96K - $11K
|
1.91K
$202K
|
|
|
Nov 15, 2021
Q3 2021
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
100+ 3.52% |
$8.3K - $9.19K
|
2.94K
$311K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
100+ 45.45% |
$8.3K - $9.19K
|
320
$33.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
97New |
$8.05K - $8.92K
|
97
$10.2K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
85+ 14.05% |
$7.05K - $7.81K
|
690
$72.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Tradition Wealth Management, LLC
|
BUY
|
- |
72+ 30.38% |
$5.97K - $6.62K
|
309
$32.7K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
65+ 48.51% |
$5.39K - $5.97K
|
199
$21K
|
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
BUY
|
- |
59+ 74.68% |
$4.9K - $5.42K
|
138
$14.6K
|
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
33New |
$2.74K - $3.03K
|
33
$3.49K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
27New |
$2.24K - $2.48K
|
27
$2.85K
|
|
|
Nov 12, 2021
Q3 2021
|
First Command Advisory Services, Inc.
|
BUY
|
- |
20New |
$1.66K - $1.84K
|
20
$2.11K
|
|
|
Oct 29, 2021
Q3 2021
|
Bridge Advisory, LLC
|
BUY
|
- |
16+ 0.03% |
$1.33K - $1.47K
|
48.3K
$5.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
15+ 0.25% |
$1.24K - $1.38K
|
6.09K
$644K
|
|
|
Oct 12, 2021
Q3 2021
|
Windsor Group LTD
|
BUY
|
- |
3+ 0.12% |
$249 - $276
|
2.61K
$275K
|
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
BUY
|
- |
2+ 0.06% |
$166 - $184
|
3.23K
$341K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1+ 0.24% |
$83 - $91.9
|
426
$45K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-6- 1.54% |
$498 - $551
|
384
$40.6K
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-8- 4.62% |
$664 - $735
|
165
$17.4K
|
|
|
Oct 27, 2021
Q3 2021
|
Clean Yield Group
|
SELL
|
- |
-40Closed |
$3.32K - $3.68K
|
0
$0
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-58- 1.31% |
$4.81K - $5.33K
|
4.38K
$463K
|
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
SELL
|
- |
-60Closed |
$4.98K - $5.51K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-89- 2.02% |
$7.38K - $8.18K
|
4.32K
$456K
|
|
|
Oct 22, 2021
Q3 2021
|
Murphy Capital Management Inc
|
SELL
|
- |
-100- 3.08% |
$8.3K - $9.19K
|
3.15K
$333K
|
|
|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-100Closed |
$8.3K - $9.19K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Paragon Wealth Strategies, LLC
|
SELL
|
- |
-110Closed |
$9.13K - $10.1K
|
0
$0
|
|
|
Jan 12, 2022
Q3 2021
|
Iron Bridge Private Wealth, LLC
|
SELL
|
- |
-121Closed |
$10K - $11.1K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-134- 2.38% |
$11.1K - $12.3K
|
5.49K
$580K
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-157- 5.77% |
$13K - $14.4K
|
2.56K
$271K
|
|
|
Nov 10, 2021
Q3 2021
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-166- 0.6% |
$13.8K - $15.3K
|
27.6K
$2.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Summit Wealth Group, LLC
White River Junction, VT |
SELL
|
- |
-216Closed |
$17.9K - $19.9K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-238- 0.41% |
$19.7K - $21.9K
|
57.3K
$6.06M
|
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-254- 2.43% |
$21.1K - $23.3K
|
10.2K
$1.08M
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-255- 40.93% |
$21.2K - $23.4K
|
368
$38.9K
|
|
|
Nov 03, 2021
Q3 2021
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-275- 0.81% |
$22.8K - $25.3K
|
33.8K
$3.58M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-290Closed |
$24.1K - $26.7K
|
0
$0
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-417- 26.38% |
$34.6K - $38.3K
|
1.16K
$123K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-526- 1.98% |
$43.6K - $48.3K
|
26.1K
$2.76M
|
|
|
Nov 15, 2021
Q3 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-575Closed |
$47.7K - $52.8K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-663- 9.36% |
$55K - $60.9K
|
6.42K
$678K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-682- 17.08% |
$56.6K - $62.7K
|
3.31K
$350K
|
|
|
Oct 28, 2021
Q3 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-762- 8.34% |
$63.2K - $70K
|
8.38K
$885K
|
|
|
Nov 12, 2021
Q3 2021
|
Pacific Sun Financial Corp
|
SELL
|
- |
-800- 21.39% |
$66.4K - $73.5K
|
2.94K
$311K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-1.07KClosed |
$89.1K - $98.7K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.48K- 5.36% |
$123K - $136K
|
26.2K
$2.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.57K- 5.11% |
$130K - $144K
|
29.2K
$3.09M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.77KClosed |
$147K - $163K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-2.66K- 91.21% |
$220K - $244K
|
256
$27.1K
|
|
|
Oct 27, 2021
Q3 2021
|
Seaview Investment Managers LLC
|
SELL
|
- |
-3.3KClosed |
$274K - $303K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-3.71K- 86.08% |
$308K - $341K
|
600
$63.4K
|
|
|
Nov 05, 2021
Q3 2021
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-4KClosed |
$332K - $368K
|
0
$0
|