Purchases and Sales Made in Q1 2021 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 19, 2021
Q1 2021
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-1.73K- 29.58% |
$114K - $123K
|
4.12K
$372K
|
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.79K- 7.39% |
$118K - $128K
|
22.5K
$2.03M
|
|
|
Apr 26, 2021
Q1 2021
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-2K- 1.03% |
$131K - $142K
|
191K
$17.3M
|
|
|
May 14, 2021
Q1 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-2.18K- 18.26% |
$143K - $155K
|
9.77K
$881K
|
|
|
May 18, 2021
Q1 2021
|
Defined Wealth Management, LLC
|
SELL
|
- |
-2.26K- 8.81% |
$148K - $161K
|
23.4K
$2.11M
|
|
|
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-2.38K- 28.28% |
$156K - $169K
|
6.02K
$544K
|
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-2.59K- 28.23% |
$170K - $184K
|
6.58K
$594K
|
|
|
Apr 28, 2021
Q1 2021
|
Wealth Advisors, Inc.
|
SELL
|
- |
-2.67K- 62.37% |
$175K - $190K
|
1.61K
$145K
|
|
|
Apr 28, 2021
Q1 2021
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-2.83K- 22.94% |
$186K - $202K
|
9.52K
$859K
|
|
|
May 17, 2021
Q1 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-2.88K- 8.71% |
$189K - $205K
|
30.2K
$2.73M
|
|
|
Apr 23, 2021
Q1 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.91K- 27.68% |
$191K - $208K
|
7.61K
$687K
|
|
|
Jun 10, 2021
Q1 2021
|
Lokken Investment Group LLC
|
SELL
|
- |
-2.96K- 7.66% |
$194K - $211K
|
35.7K
$3.22M
|
|
|
May 11, 2021
Q1 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-3.04K- 6.71% |
$199K - $216K
|
42.2K
$3.81M
|
|
|
Apr 28, 2021
Q1 2021
|
Wj Wealth Management, LLC
|
SELL
|
- |
-3.15K- 43.6% |
$207K - $224K
|
4.08K
$368K
|
|
|
Apr 27, 2021
Q1 2021
|
Cwm, LLC
|
SELL
|
- |
-3.19K- 8.75% |
$209K - $227K
|
33.2K
$3M
|
|
|
May 18, 2021
Q1 2021
|
Principle Wealth Partners LLC
|
SELL
|
- |
-3.4K- 27.05% |
$223K - $242K
|
9.17K
$828K
|
|
|
May 10, 2021
Q1 2021
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-3.49K- 24.11% |
$229K - $249K
|
11K
$992K
|
|
|
May 07, 2021
Q1 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-3.51K- 1.15% |
$230K - $250K
|
302K
$27.2M
|
|
|
Apr 27, 2021
Q1 2021
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-3.66KClosed |
$240K - $261K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-3.8K- 6.0% |
$250K - $271K
|
59.6K
$5.38M
|
|
|
May 10, 2021
Q1 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-4.31K- 11.76% |
$283K - $307K
|
32.3K
$2.92M
|
|
|
Feb 22, 2022
Q1 2021
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-4.42K- 4.95% |
$290K - $315K
|
84.8K
$7.65M
|
|
|
Jan 08, 2024
Q1 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-5.03K- 5.33% |
$330K - $359K
|
89.4K
$8.07M
|
|
|
May 04, 2021
Q1 2021
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-5.25KClosed |
$344K - $374K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-5.7K- 8.28% |
$374K - $406K
|
63.1K
$5.69M
|
|
|
Apr 29, 2021
Q1 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-6.03K- 3.09% |
$395K - $429K
|
189K
$17.1M
|
|
|
May 10, 2021
Q1 2021
|
1776 Wealth LLC
|
SELL
|
- |
-6.06K- 7.49% |
$397K - $431K
|
74.8K
$6.75M
|
|
|
Aug 10, 2021
Q1 2021
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-6.09K- 5.88% |
$399K - $434K
|
97.4K
$8.79M
|
|
|
Jul 24, 2024
Q1 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-6.26K- 55.17% |
$411K - $446K
|
5.09K
$459K
|
|
|
May 06, 2021
Q1 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-6.49K- 2.4% |
$426K - $463K
|
263K
$23.8M
|
|
|
May 24, 2021
Q1 2021
|
Petix & Botte CO
|
SELL
|
- |
-6.62K- 50.0% |
$434K - $472K
|
6.62K
$597K
|
|
|
May 11, 2021
Q1 2021
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-6.8K- 22.03% |
$446K - $485K
|
24.1K
$2.17M
|
|
|
May 06, 2021
Q1 2021
|
M&T Bank Corp
|
SELL
|
- |
-6.81KClosed |
$446K - $485K
|
0
$0
|
|
|
Apr 19, 2021
Q1 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-6.92K- 23.74% |
$454K - $493K
|
22.2K
$2M
|
|
|
May 05, 2021
Q1 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-7.98K- 16.41% |
$524K - $569K
|
40.6K
$3.67M
|
|
|
Nov 14, 2024
Q1 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-8.22K- 8.62% |
$539K - $586K
|
87.2K
$7.87M
|
|
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-8.51K- 12.72% |
$559K - $607K
|
58.4K
$5.27M
|
|
|
Apr 26, 2021
Q1 2021
|
Bank Hapoalim Bm
|
SELL
|
- |
-9.24KClosed |
$606K - $658K
|
0
$0
|
|
|
May 24, 2021
Q1 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-9.49K- 20.16% |
$623K - $676K
|
37.6K
$3.39M
|
|
|
May 03, 2021
Q1 2021
|
Acg Wealth
|
SELL
|
- |
-10.1KClosed |
$666K - $723K
|
0
$0
|
|
|
Apr 16, 2021
Q1 2021
|
Brookstone Capital Management
|
SELL
|
- |
-11.1KClosed |
$726K - $788K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-11.5KClosed |
$754K - $819K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Crumly & Associates Inc.
|
SELL
|
- |
-11.7K- 10.5% |
$768K - $834K
|
99.8K
$9.01M
|
|
|
Nov 24, 2021
Q1 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-12.3K- 58.29% |
$810K - $879K
|
8.83K
$797K
|
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-14K- 14.39% |
$916K - $995K
|
83K
$7.49M
|
|
|
May 05, 2021
Q1 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-14KClosed |
$917K - $996K
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-16.3K- 21.28% |
$1.07M - $1.16M
|
60.2K
$5.43M
|
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-22.1KClosed |
$1.45M - $1.57M
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-22.1K- 38.95% |
$1.45M - $1.58M
|
34.7K
$3.13M
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-23.1K- 9.66% |
$1.51M - $1.64M
|
216K
$19.5M
|