Purchases and Sales Made in Q1 2023 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 17, 2023
Q1 2023
|
Fifth Third Securities, Inc.
|
BUY
|
- |
526KNew |
$37.1M - $40.4M
|
526K
$45.5M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
399K+ 11.67% |
$28.1M - $30.6M
|
3.82M
$330M
|
|
|
Aug 26, 2024
Q1 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
343KNew |
$24.2M - $26.3M
|
343K
$29.6M
|
|
|
May 18, 2023
Q1 2023
|
Axiom Financial Strategies, LLC
New Albany, IN |
BUY
|
- |
315KNew |
$22.2M - $24.1M
|
315K
$27.2M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
286K+ 3.5% |
$20.1M - $21.9M
|
8.45M
$730M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
265K+ 217.5% |
$18.7M - $20.3M
|
387K
$33.4M
|
|
|
Jun 14, 2023
Q1 2023
|
Solano Wealth Management, Inc.
Fairfield, CA |
BUY
|
- |
219KNew |
$15.4M - $16.8M
|
219K
$18.9M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
208K+ 10.15% |
$14.6M - $15.9M
|
2.25M
$195M
|
|
|
May 15, 2023
Q1 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
185KNew |
$13M - $14.2M
|
185K
$16M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
160K+ 8.89% |
$11.2M - $12.2M
|
1.95M
$169M
|
|
|
May 15, 2023
Q1 2023
|
Able Financial Group, LLC
Scottsdale, AZ |
BUY
|
- |
140KNew |
$9.85M - $10.7M
|
140K
$12.1M
|
|
|
May 10, 2023
Q1 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
103KNew |
$7.22M - $7.86M
|
103K
$8.86M
|
|
|
May 30, 2023
Q1 2023
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
102KNew |
$7.19M - $7.83M
|
102K
$8.82M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
96.4K+ 85.55% |
$6.79M - $7.39M
|
209K
$18.1M
|
|
|
May 15, 2023
Q1 2023
|
First Horizon Advisors, Inc.
|
BUY
|
- |
86.6K+ 49.08% |
$6.1M - $6.64M
|
263K
$22.7M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
75.2K+ 9.03% |
$5.3M - $5.77M
|
909K
$78.5M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
72.4K+ 4.03% |
$5.1M - $5.55M
|
1.87M
$161M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
66.1K+ 73.24% |
$4.66M - $5.07M
|
156K
$13.5M
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
57K+ 88.0% |
$4.02M - $4.37M
|
122K
$10.5M
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
56.1KNew |
$3.95M - $4.3M
|
56.1K
$4.84M
|
|
|
May 02, 2023
Q1 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
54.9KNew |
$3.87M - $4.21M
|
54.9K
$4.74M
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
49.7K+ 14.84% |
$3.5M - $3.81M
|
384K
$33.2M
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
48.4K+ 23.36% |
$3.41M - $3.72M
|
256K
$22.1M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
46.6K+ 4.19% |
$3.28M - $3.57M
|
1.16M
$100M
|
|
|
Apr 19, 2023
Q1 2023
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
42.2KNew |
$2.97M - $3.24M
|
42.2K
$3.64M
|
|
|
May 11, 2023
Q1 2023
|
Barrett & Company, Inc.
Providence, RI |
BUY
|
- |
39.4KNew |
$2.77M - $3.02M
|
39.4K
$3.4M
|
|
|
May 12, 2023
Q1 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
38.1KNew |
$2.68M - $2.92M
|
38.1K
$3.29M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
37.9K+ 63.39% |
$2.67M - $2.91M
|
97.7K
$8.44M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
35.8K+ 47.44% |
$2.52M - $2.75M
|
111K
$9.62M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
35.8K+ 47.44% |
$2.52M - $2.75M
|
111K
$9.62M
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
34K+ 16.77% |
$2.4M - $2.61M
|
237K
$20.5M
|
|
|
May 15, 2023
Q1 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
33.9KNew |
$2.39M - $2.6M
|
33.9K
$2.93M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
33.1K+ 6.36% |
$2.33M - $2.54M
|
554K
$47.9M
|
|
|
May 15, 2023
Q1 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
32.3K+ 135.94% |
$2.28M - $2.48M
|
56.1K
$4.85M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
31.6K+ 2.06% |
$2.23M - $2.42M
|
1.56M
$135M
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
31.2KNew |
$2.2M - $2.39M
|
31.2K
$2.69M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
28.2K+ 7.28% |
$1.99M - $2.17M
|
416K
$35.9M
|
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
27.2KNew |
$1.91M - $2.08M
|
27.2K
$2.35M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
26.2K+ 22.97% |
$1.84M - $2.01M
|
140K
$12.1M
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
26K+ 12.12% |
$1.83M - $1.99M
|
240K
$20.8M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
24.5K+ 9.29% |
$1.72M - $1.88M
|
288K
$24.8M
|
|
|
Apr 20, 2023
Q1 2023
|
Kapstone Financial Advisors LLC
Dayton, OH |
BUY
|
- |
24.1KNew |
$1.7M - $1.85M
|
24.1K
$2.08M
|
|
|
Apr 24, 2023
Q1 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
23.7K+ 598.36% |
$1.67M - $1.82M
|
27.7K
$2.39M
|
|
|
May 15, 2023
Q1 2023
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
23.7K+ 289.96% |
$1.67M - $1.81M
|
31.8K
$2.75M
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
23.3K+ 21.42% |
$1.64M - $1.79M
|
132K
$11.4M
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
23K+ 92.63% |
$1.62M - $1.77M
|
47.9K
$4.14M
|
|
|
May 05, 2023
Q1 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
22.8K+ 6.04% |
$1.61M - $1.75M
|
401K
$34.6M
|
|
|
May 15, 2023
Q1 2023
|
Delos Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
22.7KNew |
$1.6M - $1.74M
|
22.7K
$1.96M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
22.5K+ 211.04% |
$1.58M - $1.72M
|
33.1K
$2.86M
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
21K+ 84.75% |
$1.48M - $1.61M
|
45.7K
$3.95M
|