Purchases and Sales Made in Q3 2020 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.12M+ 46.37% |
$65.8M - $74.4M
|
3.54M
$306M
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
480K+ 10.33% |
$28.2M - $31.9M
|
5.13M
$443M
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
406KNew |
$23.9M - $27M
|
406K
$35.1M
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
228K+ 14.59% |
$13.4M - $15.1M
|
1.79M
$155M
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
217K+ 5.53% |
$12.8M - $14.4M
|
4.14M
$358M
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
206K+ 18.67% |
$12.1M - $13.7M
|
1.31M
$113M
|
|
Oct 21, 2020
Q3 2020
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
165K+ 109.89% |
$9.69M - $10.9M
|
315K
$27.2M
|
|
Oct 16, 2020
Q3 2020
|
Darwin Advisors, LLC
|
BUY
|
- |
140K+ 618.91% |
$8.23M - $9.3M
|
163K
$14.1M
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
128K+ 93.44% |
$7.52M - $8.49M
|
265K
$22.9M
|
|
Nov 09, 2020
Q3 2020
|
Csenge Advisory Group
|
BUY
|
- |
122KNew |
$7.2M - $8.13M
|
122K
$10.6M
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
121K+ 14.06% |
$7.08M - $8.01M
|
978K
$84.5M
|
|
Nov 09, 2020
Q3 2020
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
120KNew |
$7.05M - $7.97M
|
120K
$10.4M
|
|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
BUY
|
- |
102K+ 10.01% |
$6.01M - $6.79M
|
1.12M
$97.1M
|
|
Oct 20, 2020
Q3 2020
|
Secure Asset Management, LLC
|
BUY
|
- |
101K+ 288.59% |
$5.96M - $6.73M
|
137K
$11.8M
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
97.8K+ 3.78% |
$5.74M - $6.49M
|
2.68M
$232M
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
79.5K+ 7.2% |
$4.67M - $5.28M
|
1.18M
$102M
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
78.4K+ 10.77% |
$4.61M - $5.21M
|
806K
$69.6M
|
|
Nov 12, 2020
Q3 2020
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
76.8K+ 47697.52% |
$4.51M - $5.1M
|
77K
$6.65M
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
72.6K+ 45.25% |
$4.27M - $4.82M
|
233K
$20.1M
|
|
Oct 20, 2020
Q3 2020
|
De Dora Capital, Inc.
|
BUY
|
- |
70.8KNew |
$4.16M - $4.7M
|
70.8K
$6.12M
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
70.6K+ 3641.18% |
$4.15M - $4.69M
|
72.5K
$6.26M
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
66.9K+ 5.78% |
$3.93M - $4.45M
|
1.23M
$106M
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
46.8K+ 26.3% |
$2.75M - $3.11M
|
225K
$19.4M
|
|
Nov 12, 2020
Q3 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
45.8K+ 13.48% |
$2.69M - $3.04M
|
385K
$33.3M
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
45.2K+ 2.28% |
$2.66M - $3M
|
2.03M
$175M
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
BUY
|
- |
35.8K+ 24.82% |
$2.1M - $2.38M
|
180K
$15.6M
|
|
Nov 13, 2020
Q3 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
34.8K+ 98.39% |
$2.05M - $2.31M
|
70.2K
$6.07M
|
|
Nov 03, 2020
Q3 2020
|
Strategy Asset Managers LLC
|
BUY
|
- |
34.3KNew |
$2.01M - $2.28M
|
34.3K
$2.96M
|
|
Oct 13, 2020
Q3 2020
|
Pfg Advisors
|
BUY
|
- |
33K+ 41.58% |
$1.94M - $2.19M
|
112K
$9.7M
|
|
Nov 04, 2020
Q3 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
32.7KNew |
$1.92M - $2.17M
|
32.7K
$2.82M
|
|
Nov 10, 2020
Q3 2020
|
Merit Financial Group, LLC
|
BUY
|
- |
28KNew |
$1.65M - $1.86M
|
28K
$2.42M
|
|
Nov 09, 2020
Q3 2020
|
Pacific Financial Group Inc
|
BUY
|
- |
27.7KNew |
$1.63M - $1.84M
|
27.7K
$2.39M
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
26.6K+ 9.97% |
$1.56M - $1.77M
|
294K
$25.4M
|
|
Nov 09, 2020
Q3 2020
|
Lincoln National Corp
|
BUY
|
- |
24.9K+ 14.46% |
$1.46M - $1.65M
|
197K
$17M
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
24.8K+ 106.92% |
$1.46M - $1.65M
|
48.1K
$4.15M
|
|
Nov 09, 2020
Q3 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
23.6K+ 155.89% |
$1.39M - $1.57M
|
38.8K
$3.35M
|
|
Oct 30, 2020
Q3 2020
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
22.8K+ 95.84% |
$1.34M - $1.52M
|
46.6K
$4.03M
|
|
Nov 19, 2020
Q3 2020
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
22.5K+ 41.57% |
$1.32M - $1.5M
|
76.7K
$6.63M
|
|
Nov 23, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
21.6KNew |
$1.27M - $1.43M
|
21.6K
$1.86M
|
|
Nov 12, 2020
Q3 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
20.9KNew |
$1.23M - $1.39M
|
20.9K
$1.81M
|
|
Oct 13, 2020
Q3 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
20.9K+ 31.14% |
$1.23M - $1.39M
|
87.9K
$7.59M
|
|
Oct 27, 2020
Q3 2020
|
Western Wealth Management, LLC
|
BUY
|
- |
18.3K+ 18.96% |
$1.07M - $1.21M
|
115K
$9.9M
|
|
Nov 05, 2020
Q3 2020
|
Jnba Financial Advisors
|
BUY
|
- |
16.9K+ 11.14% |
$994K - $1.12M
|
169K
$14.6M
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.1KNew |
$831K - $940K
|
14.1K
$1.22M
|
|
Oct 26, 2020
Q3 2020
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
14K+ 8.46% |
$823K - $930K
|
180K
$15.5M
|
|
Nov 13, 2020
Q3 2020
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
11.6KNew |
$681K - $769K
|
11.6K
$1M
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
10.9K+ 42.57% |
$639K - $722K
|
36.4K
$3.15M
|
|
Nov 04, 2020
Q3 2020
|
Comerica Securities,Inc.
|
BUY
|
- |
10.4K+ 7.51% |
$611K - $690K
|
149K
$12.8M
|
|
Oct 08, 2020
Q3 2020
|
Cypress Capital Group
|
BUY
|
- |
9.98K+ 65.34% |
$587K - $663K
|
25.3K
$2.18M
|
|
Oct 13, 2020
Q3 2020
|
Moneywise, Inc.
|
BUY
|
- |
9.52K+ 28.61% |
$559K - $632K
|
42.8K
$3.7M
|