Purchases and Sales Made in Q3 2020 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 14, 2020
Q3 2020
|
Raymond James Trust N.A.
|
BUY
|
- |
9.48K+ 45.97% |
$557K - $630K
|
30.1K
$2.6M
|
|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
BUY
|
- |
9.26K+ 1.97% |
$544K - $615K
|
480K
$41.4M
|
|
Nov 25, 2020
Q3 2020
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
9.21KNew |
$541K - $611K
|
9.21K
$795K
|
|
Nov 02, 2020
Q3 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
8.91K+ 15.41% |
$524K - $592K
|
66.7K
$5.77M
|
|
Mar 10, 2021
Q3 2020
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
8.7KNew |
$511K - $578K
|
8.7K
$752K
|
|
Nov 16, 2020
Q3 2020
|
Founders Financial Securities LLC
|
BUY
|
- |
8.52KNew |
$500K - $566K
|
8.52K
$736K
|
|
Nov 16, 2020
Q3 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
8.38K+ 333.15% |
$493K - $557K
|
10.9K
$941K
|
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
8.26K+ 20.78% |
$485K - $549K
|
48K
$4.15M
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
8.25K+ 15.26% |
$485K - $548K
|
62.3K
$5.38M
|
|
Nov 13, 2020
Q3 2020
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
7.84K+ 12.57% |
$461K - $520K
|
70.2K
$6.06M
|
|
Oct 23, 2020
Q3 2020
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
7.61K+ 32.77% |
$447K - $506K
|
30.9K
$2.67M
|
|
Oct 22, 2020
Q3 2020
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
7.59K+ 53.43% |
$446K - $504K
|
21.8K
$1.88M
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
7.54K+ 299.36% |
$443K - $501K
|
10.1K
$869K
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
7.49K+ 16.19% |
$440K - $497K
|
53.7K
$4.64M
|
|
Oct 19, 2020
Q3 2020
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
7.31KNew |
$429K - $485K
|
7.31K
$631K
|
|
Nov 13, 2020
Q3 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
7.26KNew |
$426K - $482K
|
7.26K
$627K
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.91K+ 13.66% |
$406K - $459K
|
57.5K
$4.96M
|
|
Nov 17, 2020
Q3 2020
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
6.83K+ 16.6% |
$401K - $454K
|
48K
$4.14M
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
6.68K+ 27.16% |
$393K - $444K
|
31.3K
$2.7M
|
|
Nov 16, 2020
Q3 2020
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
6.67KNew |
$392K - $443K
|
6.67K
$576K
|
|
Nov 27, 2020
Q3 2020
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
6.59K+ 12.53% |
$387K - $438K
|
59.2K
$5.11M
|
|
Feb 05, 2021
Q3 2020
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
6.59KNew |
$387K - $438K
|
6.59K
$569K
|
|
Nov 13, 2020
Q3 2020
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
6.43K+ 14.63% |
$378K - $427K
|
50.4K
$4.35M
|
|
Jan 07, 2021
Q3 2020
|
Kohmann Bosshard Financial Services, LLC
|
BUY
|
- |
6.41K+ 133.88% |
$377K - $426K
|
11.2K
$967K
|
|
Nov 12, 2020
Q3 2020
|
E Rn Financial, LLC
|
BUY
|
- |
6.04K+ 31.95% |
$355K - $401K
|
24.9K
$2.15M
|
|
Oct 30, 2020
Q3 2020
|
Quaker Wealth Management, LLC
|
BUY
|
- |
5.89K+ 6.83% |
$346K - $391K
|
92.2K
$7.96M
|
|
Oct 29, 2020
Q3 2020
|
Madrona Financial Services, LLC
|
BUY
|
- |
5.84K+ 3.56% |
$343K - $388K
|
170K
$14.7M
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
BUY
|
- |
5.7K+ 8.6% |
$335K - $378K
|
71.9K
$6.21M
|
|
Nov 12, 2020
Q3 2020
|
Bank Hapoalim Bm
|
BUY
|
- |
5.63K+ 119.79% |
$331K - $374K
|
10.3K
$892K
|
|
Nov 13, 2020
Q3 2020
|
Stephens Inc
|
BUY
|
- |
5.54K+ 11.47% |
$325K - $368K
|
53.8K
$4.65M
|
|
Nov 09, 2020
Q3 2020
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
5.33K+ 12.63% |
$313K - $354K
|
47.5K
$4.11M
|
|
Nov 05, 2020
Q3 2020
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
5.2KNew |
$305K - $345K
|
5.2K
$449K
|
|
Oct 06, 2020
Q3 2020
|
First Premier Bank
|
BUY
|
- |
4.63K+ 136.21% |
$272K - $308K
|
8.03K
$694K
|
|
Oct 27, 2020
Q3 2020
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
4.53K+ 13.92% |
$266K - $301K
|
37.1K
$3.2M
|
|
Oct 01, 2020
Q3 2020
|
Park National Corp
|
BUY
|
- |
4.41K+ 2.51% |
$259K - $293K
|
180K
$15.5M
|
|
Oct 09, 2020
Q3 2020
|
Global Retirement Partners, LLC
|
BUY
|
- |
4.38K+ 36.02% |
$257K - $291K
|
16.5K
$1.43M
|
|
Nov 16, 2020
Q3 2020
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
4.21K+ 18.78% |
$247K - $279K
|
26.6K
$2.3M
|
|
Nov 09, 2020
Q3 2020
|
Valmark Advisers, Inc.
|
BUY
|
- |
4.21K+ 5.84% |
$247K - $279K
|
76.2K
$6.58M
|
|
Oct 20, 2020
Q3 2020
|
Investors Research Corp
|
BUY
|
- |
4.13K+ 2345.45% |
$243K - $274K
|
4.3K
$372K
|
|
Oct 29, 2020
Q3 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
3.63KNew |
$213K - $241K
|
3.63K
$314K
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.49K+ 2.94% |
$205K - $231K
|
122K
$10.5M
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
3.48K+ 1.65% |
$205K - $231K
|
214K
$18.5M
|
|
Nov 12, 2020
Q3 2020
|
Sargent Investment Group, LLC
|
BUY
|
- |
3.46K+ 3.28% |
$203K - $230K
|
109K
$9.4M
|
|
Oct 15, 2020
Q3 2020
|
Cambridge Advisors Inc.
|
BUY
|
- |
3.44K+ 21.82% |
$202K - $228K
|
19.2K
$1.66M
|
|
Nov 12, 2020
Q3 2020
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
3.2K+ 29.01% |
$188K - $212K
|
14.2K
$1.23M
|
|
Nov 13, 2020
Q3 2020
|
Keystone Financial Group
|
BUY
|
- |
2.95K+ 4.29% |
$174K - $196K
|
71.8K
$6.2M
|
|
Nov 13, 2020
Q3 2020
|
Assetmark, Inc
|
BUY
|
- |
2.94K+ 94.84% |
$173K - $195K
|
6.04K
$522K
|
|
Oct 08, 2020
Q3 2020
|
Beacon Financial Advisory LLC
|
BUY
|
- |
2.85K+ 10.13% |
$167K - $189K
|
31K
$2.67M
|
|
Nov 13, 2020
Q3 2020
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.67K+ 4.1% |
$157K - $177K
|
67.8K
$5.86M
|
|
Oct 23, 2020
Q3 2020
|
Bernardo Wealth Planning LLC
|
BUY
|
- |
2.52K+ 9.21% |
$148K - $167K
|
29.9K
$2.58M
|