Purchases and Sales Made in Q3 2020 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
BUY
|
- |
2.22K+ 2.95% |
$130K - $147K
|
77.5K
$6.7M
|
|
Nov 09, 2020
Q3 2020
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.83K+ 5.8% |
$108K - $122K
|
33.4K
$2.89M
|
|
Oct 30, 2020
Q3 2020
|
Calton & Associates, Inc.
|
BUY
|
- |
1.78K+ 20.22% |
$105K - $118K
|
10.6K
$916K
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.66K+ 5.73% |
$97.4K - $110K
|
30.6K
$2.64M
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
1.63K+ 8.34% |
$96K - $108K
|
21.2K
$1.83M
|
|
Nov 12, 2020
Q3 2020
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
1.55K+ 119.23% |
$91.1K - $103K
|
2.85K
$246K
|
|
Nov 02, 2020
Q3 2020
|
Vishria Bird Financial Group, LLC
|
BUY
|
- |
1.51K+ 1.63% |
$88.6K - $100K
|
94.1K
$8.13M
|
|
Nov 13, 2020
Q3 2020
|
Archer Investment Corp
|
BUY
|
- |
1.5K+ 0.68% |
$87.9K - $99.3K
|
222K
$19.2M
|
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.4K+ 7.61% |
$82.2K - $92.9K
|
19.8K
$1.71M
|
|
Nov 12, 2020
Q3 2020
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.37KNew |
$80.7K - $91.2K
|
1.37K
$119K
|
|
Nov 19, 2020
Q3 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.35K+ 4.27% |
$79.1K - $89.4K
|
32.8K
$2.84M
|
|
Nov 10, 2020
Q3 2020
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.35K+ 0.79% |
$79K - $89.3K
|
173K
$14.9M
|
|
Oct 30, 2020
Q3 2020
|
Jacobi Capital Management LLC
|
BUY
|
- |
966+ 43.83% |
$56.8K - $64.2K
|
3.17K
$274K
|
|
Nov 03, 2020
Q3 2020
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
934+ 109.11% |
$54.9K - $62K
|
1.79K
$155K
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
889+ 3.94% |
$52.2K - $59K
|
23.4K
$2.02M
|
|
Nov 17, 2020
Q3 2020
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
760+ 110.95% |
$44.7K - $50.5K
|
1.45K
$125K
|
|
Nov 13, 2020
Q3 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
735New |
$43.2K - $48.8K
|
735
$63.5K
|
|
Oct 26, 2020
Q3 2020
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
625+ 40.98% |
$36.7K - $41.5K
|
2.15K
$186K
|
|
Nov 10, 2020
Q3 2020
|
Arkadios Wealth Advisors
|
BUY
|
- |
580+ 19.31% |
$34.1K - $38.5K
|
3.58K
$310K
|
|
Nov 10, 2020
Q3 2020
|
Burt Wealth Advisors
|
BUY
|
- |
500New |
$29.4K - $33.2K
|
500
$43.2K
|
|
Nov 12, 2020
Q3 2020
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
483+ 5.43% |
$28.4K - $32.1K
|
9.38K
$810K
|
|
Nov 17, 2020
Q3 2020
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
478+ 6.86% |
$28.1K - $31.7K
|
7.45K
$643K
|
|
Nov 09, 2020
Q3 2020
|
Fifth Third Bancorp
|
BUY
|
- |
450New |
$26.4K - $29.9K
|
450
$38.9K
|
|
Oct 26, 2020
Q3 2020
|
Choate Investment Advisors
Boston, MA |
BUY
|
- |
405New |
$23.8K - $26.9K
|
405
$35K
|
|
Nov 02, 2020
Q3 2020
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
387New |
$22.7K - $25.7K
|
387
$33.4K
|
|
Oct 30, 2020
Q3 2020
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
269+ 45.83% |
$15.8K - $17.9K
|
856
$73.9K
|
|
Nov 05, 2020
Q3 2020
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
230+ 4.44% |
$13.5K - $15.3K
|
5.41K
$467K
|
|
Nov 12, 2020
Q3 2020
|
Centaurus Financial, Inc.
|
BUY
|
- |
203+ 7.9% |
$11.9K - $13.5K
|
2.77K
$239K
|
|
Nov 16, 2020
Q3 2020
|
Advisory Alpha, LLC
|
BUY
|
- |
200New |
$11.8K - $13.3K
|
200
$17.3K
|
|
Oct 30, 2020
Q3 2020
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
155New |
$9.11K - $10.3K
|
155
$13.4K
|
|
Oct 26, 2020
Q3 2020
|
Savior LLC
|
BUY
|
- |
141+ 1566.67% |
$8.29K - $9.36K
|
150
$13K
|
|
Nov 12, 2020
Q3 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
140+ 0.93% |
$8.23K - $9.3K
|
15.1K
$1.31M
|
|
Nov 13, 2020
Q3 2020
|
Aspire Private Capital, LLC
|
BUY
|
- |
138New |
$8.11K - $9.16K
|
138
$11.9K
|
|
Oct 28, 2020
Q3 2020
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
130+ 0.5% |
$7.64K - $8.63K
|
26K
$2.24M
|
|
Nov 12, 2020
Q3 2020
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
117+ 2.14% |
$6.87K - $7.77K
|
5.58K
$482K
|
|
Nov 13, 2020
Q3 2020
|
Indie Asset Partners, LLC
Carmel, IN |
BUY
|
- |
100+ 0.91% |
$5.88K - $6.64K
|
11K
$954K
|
|
Oct 28, 2020
Q3 2020
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
51+ 0.35% |
$3K - $3.39K
|
14.7K
$1.27M
|
|
Nov 10, 2020
Q3 2020
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
28+ 0.43% |
$1.65K - $1.86K
|
6.53K
$564K
|
|
Oct 13, 2020
Q3 2020
|
Tl Private Wealth
|
BUY
|
- |
24+ 0.18% |
$1.41K - $1.59K
|
13.1K
$1.13M
|
|
Oct 19, 2020
Q3 2020
|
Good Life Advisors, LLC
|
BUY
|
- |
4+ 0.08% |
$235 - $266
|
5.17K
$447K
|
|
Nov 13, 2020
Q3 2020
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
1+ 0.0% |
$58.8 - $66.4
|
23.5K
$2.03M
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-5- 0.02% |
$294 - $332
|
24.3K
$2.1M
|
|
Oct 28, 2020
Q3 2020
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-30- 12.4% |
$1.76K - $1.99K
|
212
$18.3K
|
|
Oct 06, 2020
Q3 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-57Closed |
$3.35K - $3.79K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-98- 1.41% |
$5.76K - $6.51K
|
6.85K
$592K
|
|
Feb 13, 2024
Q3 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-116Closed |
$6.82K - $7.7K
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-116Closed |
$6.82K - $7.7K
|
0
$0
|
|
Dec 18, 2020
Q3 2020
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-131- 2.05% |
$7.7K - $8.7K
|
6.27K
$542K
|
|
Aug 13, 2024
Q3 2020
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-200- 20.0% |
$11.8K - $13.3K
|
800
$69.1K
|