Purchases and Sales Made in Q3 2020 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 23, 2020
Q3 2020
|
Concorde Asset Management, LLC
|
SELL
|
- |
-201- 4.3% |
$11.8K - $13.3K
|
4.48K
$387K
|
|
Nov 10, 2020
Q3 2020
|
Wellington Shields & Co., LLC
New York, NY |
SELL
|
- |
-217- 4.25% |
$12.8K - $14.4K
|
4.89K
$423K
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-425- 0.17% |
$25K - $28.2K
|
256K
$22.1M
|
|
Nov 13, 2020
Q3 2020
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-590- 7.69% |
$34.7K - $39.2K
|
7.08K
$611K
|
|
Nov 18, 2020
Q3 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-632Closed |
$37.1K - $42K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-633- 9.27% |
$37.2K - $42K
|
6.2K
$535K
|
|
Nov 06, 2020
Q3 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-649- 6.61% |
$38.1K - $43.1K
|
9.17K
$792K
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-677- 0.12% |
$39.8K - $45K
|
588K
$50.8M
|
|
Oct 14, 2020
Q3 2020
|
Westside Investment Management, Inc.
|
SELL
|
- |
-700Closed |
$41.1K - $46.5K
|
0
$0
|
|
Oct 19, 2020
Q3 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-746- 0.28% |
$43.8K - $49.5K
|
270K
$23.3M
|
|
Oct 15, 2020
Q3 2020
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-880- 1.8% |
$51.7K - $58.4K
|
47.9K
$4.14M
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-917- 0.1% |
$53.9K - $60.9K
|
877K
$75.8M
|
|
Nov 06, 2020
Q3 2020
|
M&T Bank Corp
|
SELL
|
- |
-996- 12.6% |
$58.5K - $66.1K
|
6.91K
$597K
|
|
Nov 12, 2020
Q3 2020
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-1.1K- 21.25% |
$64.7K - $73.1K
|
4.08K
$353K
|
|
Nov 13, 2020
Q3 2020
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-1.17K- 13.88% |
$68.7K - $77.7K
|
7.26K
$627K
|
|
Nov 12, 2020
Q3 2020
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-1.2K- 19.03% |
$70.5K - $79.7K
|
5.11K
$441K
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.21K- 11.64% |
$71.3K - $80.6K
|
9.21K
$795K
|
|
Nov 04, 2020
Q3 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.44K- 1.0% |
$84.6K - $95.6K
|
143K
$12.3M
|
|
Nov 13, 2020
Q3 2020
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-1.76K- 3.92% |
$104K - $117K
|
43.3K
$3.74M
|
|
Nov 16, 2020
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-1.87K- 22.3% |
$110K - $124K
|
6.52K
$563K
|
|
Nov 05, 2020
Q3 2020
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-2.25K- 5.2% |
$132K - $149K
|
40.9K
$3.53M
|
|
Nov 13, 2020
Q3 2020
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-2.37K- 6.58% |
$139K - $157K
|
33.6K
$2.91M
|
|
Nov 02, 2020
Q3 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-2.41K- 22.72% |
$142K - $160K
|
8.21K
$709K
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-2.47K- 2.51% |
$145K - $164K
|
95.8K
$8.28M
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.69K- 11.67% |
$158K - $179K
|
20.4K
$1.76M
|
|
Oct 13, 2020
Q3 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-2.74K- 1.64% |
$161K - $182K
|
164K
$14.2M
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.85K- 1.62% |
$167K - $189K
|
173K
$15M
|
|
Nov 12, 2020
Q3 2020
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-3.02K- 24.77% |
$177K - $200K
|
9.16K
$791K
|
|
Oct 07, 2020
Q3 2020
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-3.87K- 14.85% |
$228K - $257K
|
22.2K
$1.92M
|
|
Nov 13, 2020
Q3 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-3.92KClosed |
$231K - $261K
|
0
$0
|
|
Oct 19, 2020
Q3 2020
|
Wealth Advisors, Inc.
|
SELL
|
- |
-4.01K- 48.38% |
$236K - $266K
|
4.28K
$370K
|
|
Oct 13, 2020
Q3 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-4.2K- 11.34% |
$247K - $279K
|
32.8K
$2.84M
|
|
Nov 12, 2020
Q3 2020
|
Acg Wealth
|
SELL
|
- |
-4.23K- 31.14% |
$248K - $281K
|
9.34K
$807K
|
|
Nov 13, 2020
Q3 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-4.38KClosed |
$257K - $291K
|
0
$0
|
|
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-4.75K- 4.46% |
$279K - $315K
|
102K
$8.79M
|
|
Nov 16, 2020
Q3 2020
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-4.87K- 19.56% |
$286K - $323K
|
20K
$1.73M
|
|
Nov 02, 2020
Q3 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-5.17K- 23.77% |
$304K - $343K
|
16.6K
$1.43M
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-5.32K- 6.82% |
$312K - $353K
|
72.7K
$6.28M
|
|
Oct 20, 2020
Q3 2020
|
Peterson Wealth Advisors, LLC
|
SELL
|
- |
-5.97KClosed |
$351K - $396K
|
0
$0
|
|
Oct 13, 2020
Q3 2020
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-6.01K- 42.1% |
$353K - $399K
|
8.27K
$714K
|
|
Oct 27, 2020
Q3 2020
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-6.23K- 8.76% |
$366K - $414K
|
64.9K
$5.6M
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-6.4K- 9.8% |
$376K - $425K
|
58.9K
$5.09M
|
|
Oct 13, 2020
Q3 2020
|
V Wealth Advisors LLC
|
SELL
|
- |
-6.92K- 67.2% |
$406K - $459K
|
3.38K
$292K
|
|
Oct 16, 2020
Q3 2020
|
Prism Advisors, Inc.
|
SELL
|
- |
-7.64KClosed |
$449K - $507K
|
0
$0
|
|
Oct 30, 2020
Q3 2020
|
Petix & Botte CO
|
SELL
|
- |
-7.87K- 49.99% |
$462K - $523K
|
7.87K
$680K
|
|
Jan 19, 2021
Q3 2020
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-8.05KClosed |
$473K - $535K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-8.24KClosed |
$484K - $547K
|
0
$0
|
|
Dec 07, 2020
Q3 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-8.33KClosed |
$490K - $553K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-10.3KClosed |
$605K - $683K
|
0
$0
|
|
Oct 16, 2020
Q3 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-10.6K- 58.13% |
$622K - $703K
|
7.62K
$659K
|