Purchases and Sales Made in Q3 2020 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-10.9K- 29.86% |
$639K - $722K
|
25.5K
$2.21M
|
|
|
Oct 14, 2020
Q3 2020
|
Wj Wealth Management, LLC
|
SELL
|
- |
-12.5K- 63.2% |
$734K - $830K
|
7.28K
$628K
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-13.6KClosed |
$799K - $903K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-14.6K- 30.65% |
$856K - $967K
|
33K
$2.85M
|
|
|
Oct 19, 2020
Q3 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-17K- 56.81% |
$999K - $1.13M
|
12.9K
$1.12M
|
|
|
Nov 09, 2020
Q3 2020
|
American Financial Advisors, LLC
|
SELL
|
- |
-17.9K- 4.81% |
$1.05M - $1.19M
|
354K
$30.6M
|
|
|
Oct 08, 2020
Q3 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-19.5K- 72.39% |
$1.15M - $1.3M
|
7.46K
$644K
|
|
|
Nov 12, 2020
Q3 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-19.7K- 10.25% |
$1.16M - $1.31M
|
172K
$14.9M
|
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-22.3KClosed |
$1.31M - $1.48M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-22.5KClosed |
$1.32M - $1.5M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-25.2K- 18.95% |
$1.48M - $1.67M
|
108K
$9.31M
|
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-29.9K- 26.28% |
$1.76M - $1.98M
|
83.8K
$7.24M
|
|
|
Jan 27, 2023
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-33.5K- 83.73% |
$1.97M - $2.23M
|
6.52K
$563K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-37.1K- 4.4% |
$2.18M - $2.46M
|
806K
$69.6M
|
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-42.1KClosed |
$2.47M - $2.79M
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-45.2K- 17.82% |
$2.66M - $3M
|
209K
$18M
|
|
|
Nov 14, 2024
Q3 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-46.3K- 47.07% |
$2.72M - $3.08M
|
52.1K
$4.5M
|
|
|
Nov 16, 2020
Q3 2020
|
Old Mission Capital LLC
|
SELL
|
- |
-46.7KClosed |
$2.74M - $3.1M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-47.8KClosed |
$2.81M - $3.18M
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-50.2K- 16.7% |
$2.95M - $3.34M
|
251K
$21.6M
|
|
|
Nov 16, 2020
Q3 2020
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-159KClosed |
$9.35M - $10.6M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-208KClosed |
$12.2M - $13.8M
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-281K- 39.1% |
$16.5M - $18.7M
|
438K
$37.9M
|