Purchases and Sales Made in Q4 2019 in First Trust Exchange Traded Fd (FTHI)
This table provides information about the institutional ownership of First Trust Exchange Traded Fd (FTHI) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST EXCHANGE TRADED FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2020
Q4 2019
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
45KNew |
$984K - $1.03M
|
45K
$1.04M
|
|
|
Feb 27, 2020
Q4 2019
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
28KNew |
$614K - $640K
|
28K
$645K
|
|
|
Mar 16, 2020
Q4 2019
|
Wealth Advisors, Inc.
|
BUY
|
- |
27KNew |
$591K - $617K
|
27K
$622K
|
|
|
Feb 14, 2020
Q4 2019
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
23.4K+ 20.08% |
$513K - $535K
|
140K
$3.22M
|
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
22.1K+ 39.41% |
$484K - $505K
|
78.2K
$1.8M
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
17.6K+ 9.99% |
$386K - $403K
|
194K
$4.47M
|
|
|
Feb 14, 2020
Q4 2019
|
D.A. Davidson & Co.
|
BUY
|
- |
12.2K+ 45.65% |
$268K - $280K
|
39K
$899K
|
|
|
Feb 14, 2020
Q4 2019
|
Truist Financial Corp
|
BUY
|
- |
10KNew |
$219K - $229K
|
10K
$231K
|
|
|
Feb 04, 2020
Q4 2019
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.78K+ 41.33% |
$148K - $155K
|
23.2K
$534K
|
|
|
Mar 16, 2020
Q4 2019
|
Tfg Advisers LLC
|
BUY
|
- |
5.09KNew |
$112K - $116K
|
5.09K
$117K
|
|
|
Jan 27, 2020
Q4 2019
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
4.02K+ 22.33% |
$88.1K - $91.9K
|
22K
$507K
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
BUY
|
- |
3.93K+ 532.25% |
$86K - $89.8K
|
4.67K
$107K
|
|
|
Jan 21, 2020
Q4 2019
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.54K+ 12.15% |
$77.5K - $80.9K
|
32.7K
$752K
|
|
|
Feb 10, 2020
Q4 2019
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
3.42K+ 33.54% |
$74.9K - $78.2K
|
13.6K
$314K
|
|
|
Feb 14, 2020
Q4 2019
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
1.88KNew |
$41.2K - $43K
|
1.88K
$43.3K
|
|
|
Feb 27, 2020
Q4 2019
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
1.4KNew |
$30.7K - $32K
|
1.4K
$32.3K
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
BUY
|
- |
1.21KNew |
$26.6K - $27.7K
|
1.21K
$27.9K
|
|
|
Jan 10, 2020
Q4 2019
|
Hoey Investments, Inc
Coatesville, PA |
BUY
|
- |
996New |
$21.8K - $22.8K
|
996
$22.9K
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
581+ 1.01% |
$12.7K - $13.3K
|
58.1K
$1.34M
|
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
BUY
|
- |
524+ 1.15% |
$11.5K - $12K
|
46.1K
$1.06M
|
|
|
Feb 13, 2020
Q4 2019
|
First Heartland Consultants, Inc.
|
BUY
|
- |
489+ 3.35% |
$10.7K - $11.2K
|
15.1K
$347K
|
|
|
Jan 17, 2020
Q4 2019
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
408+ 3.45% |
$8.94K - $9.33K
|
12.2K
$281K
|
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
118+ 0.6% |
$2.58K - $2.7K
|
19.8K
$456K
|
|
|
Feb 07, 2020
Q4 2019
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
100New |
$2.19K - $2.29K
|
100
$2.3K
|
|
|
Mar 24, 2023
Q4 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
38+ 7.27% |
$832 - $869
|
561
$12.9K
|
|
|
Feb 11, 2020
Q4 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-180- 1.04% |
$3.94K - $4.11K
|
17.1K
$394K
|
|
|
Feb 06, 2020
Q4 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-494- 23.47% |
$10.8K - $11.3K
|
1.61K
$37.1K
|
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.32K- 90.83% |
$28.8K - $30.1K
|
133
$3.06K
|
|
|
Feb 14, 2020
Q4 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.44K- 58.95% |
$31.4K - $32.8K
|
1K
$23K
|
|
|
Feb 06, 2020
Q4 2019
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.97K- 5.1% |
$43.1K - $45K
|
36.7K
$845K
|
|
|
Feb 04, 2020
Q4 2019
|
Us Bancorp \De\
|
SELL
|
- |
-2.1K- 31.26% |
$46K - $48K
|
4.62K
$106K
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-3.44KClosed |
$75.3K - $78.6K
|
0
$0
|
|
|
Feb 18, 2020
Q4 2019
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-4.14K- 21.87% |
$90.7K - $94.6K
|
14.8K
$341K
|
|
|
Feb 11, 2020
Q4 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.91K- 10.63% |
$108K - $112K
|
41.3K
$951K
|
|
|
Feb 18, 2020
Q4 2019
|
Belpointe Asset Management LLC
|
SELL
|
- |
-5.52KClosed |
$121K - $126K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.7K- 7.19% |
$125K - $130K
|
73.5K
$1.69M
|
|
|
Jan 31, 2020
Q4 2019
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.9KClosed |
$239K - $249K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-31.8KClosed |
$696K - $726K
|
0
$0
|
|
|
Jan 08, 2024
Q4 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-57.4K- 38.54% |
$1.26M - $1.31M
|
91.6K
$2.11M
|