Purchases and Sales Made in Q1 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2022
Q1 2022
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-6.49K- 7.86% |
$302K - $312K
|
76.1K
$3.5M
|
|
|
Apr 19, 2022
Q1 2022
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-6.94K- 1.47% |
$323K - $334K
|
464K
$21.3M
|
|
|
May 11, 2022
Q1 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-7.89K- 20.68% |
$367K - $379K
|
30.3K
$1.39M
|
|
|
May 04, 2022
Q1 2022
|
Black Diamond Wealth Management Inc.
|
SELL
|
- |
-8.59KClosed |
$400K - $413K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Csenge Advisory Group
|
SELL
|
- |
-8.69K- 3.21% |
$404K - $418K
|
262K
$12M
|
|
|
May 06, 2022
Q1 2022
|
Jacobi Capital Management LLC
|
SELL
|
- |
-8.96K- 48.95% |
$417K - $431K
|
9.34K
$429K
|
|
|
May 10, 2022
Q1 2022
|
Mai Capital Management
|
SELL
|
- |
-10.2KClosed |
$473K - $489K
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Hbw Advisory Services LLC
|
SELL
|
- |
-12.1K- 59.09% |
$561K - $580K
|
8.35K
$384K
|
|
|
May 16, 2022
Q1 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-12.6K- 1.9% |
$587K - $606K
|
652K
$29.9M
|
|
|
May 10, 2022
Q1 2022
|
Milestone Advisory Partners
|
SELL
|
- |
-12.8K- 3.19% |
$594K - $614K
|
388K
$17.8M
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-14K- 39.72% |
$653K - $675K
|
21.3K
$979K
|
|
|
May 02, 2022
Q1 2022
|
Davenport & CO LLC
|
SELL
|
- |
-18.1K- 32.15% |
$842K - $870K
|
38.2K
$1.75M
|
|
|
May 16, 2022
Q1 2022
|
Astor Investment Management LLC
|
SELL
|
- |
-24.5K- 6.43% |
$1.14M - $1.18M
|
357K
$16.4M
|
|
|
Apr 11, 2022
Q1 2022
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-24.6K- 76.29% |
$1.15M - $1.18M
|
7.65K
$352K
|
|
|
May 13, 2022
Q1 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-26.4KClosed |
$1.23M - $1.27M
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-27.2K- 7.02% |
$1.27M - $1.31M
|
360K
$16.6M
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-27.3K- 4.89% |
$1.27M - $1.31M
|
531K
$24.4M
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-29.3K- 34.22% |
$1.36M - $1.41M
|
56.3K
$2.59M
|
|
|
May 11, 2022
Q1 2022
|
Stone X Group Inc.
|
SELL
|
- |
-35.7KClosed |
$1.66M - $1.72M
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Lake Street Financial LLC
|
SELL
|
- |
-53.5KClosed |
$2.49M - $2.57M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-57K- 17.47% |
$2.65M - $2.74M
|
269K
$12.4M
|
|
|
May 09, 2022
Q1 2022
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-58.6K- 80.66% |
$2.73M - $2.82M
|
14K
$645K
|
|
|
May 13, 2022
Q1 2022
|
Shore Haven Wealth Partners, LLC
|
SELL
|
- |
-61.3K- 37.3% |
$2.85M - $2.95M
|
103K
$4.74M
|
|
|
May 02, 2022
Q1 2022
|
Financial Futures LTD Liability Co.
|
SELL
|
- |
-63.4K- 87.38% |
$2.95M - $3.05M
|
9.15K
$421K
|
|
|
Apr 26, 2022
Q1 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-66.4KClosed |
$3.09M - $3.19M
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-80.1K- 81.39% |
$3.73M - $3.85M
|
18.3K
$842K
|
|
|
May 13, 2022
Q1 2022
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-106KClosed |
$4.91M - $5.07M
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-111K- 58.48% |
$5.15M - $5.32M
|
78.6K
$3.61M
|
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-111K- 58.48% |
$5.15M - $5.32M
|
78.6K
$3.61M
|
|
|
May 05, 2022
Q1 2022
|
True Wealth Advisors, LLC
|
SELL
|
- |
-152K- 73.5% |
$7.07M - $7.3M
|
54.8K
$2.52M
|
|
|
May 16, 2022
Q1 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-194K- 95.79% |
$9.04M - $9.34M
|
8.53K
$392K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-277K- 25.97% |
$12.9M - $13.3M
|
789K
$36.3M
|
|
|
Jun 10, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-390K- 97.79% |
$18.1M - $18.7M
|
8.8K
$404K
|
|
|
May 16, 2022
Q1 2022
|
Donoghue Forlines LLC
|
SELL
|
- |
-472KClosed |
$22M - $22.7M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Red Cedar Investment Management, LLC
|
SELL
|
- |
-490KClosed |
$22.8M - $23.6M
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-649K- 30.18% |
$30.2M - $31.2M
|
1.5M
$69.1M
|