Purchases and Sales Made in Q3 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.17K- 9.12% |
$52.7K - $54.6K
|
11.6K
$534K
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.25K- 5.31% |
$56.6K - $58.6K
|
22.3K
$1.03M
|
|
|
May 15, 2024
Q3 2020
|
Global Financial Private Client, LLC
Sarasota, FL |
SELL
|
- |
-1.39K- 52.15% |
$63K - $65.3K
|
1.28K
$58.7K
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.4K- 10.53% |
$63.4K - $65.6K
|
11.9K
$546K
|
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-1.42K- 56.68% |
$64.4K - $66.6K
|
1.09K
$49.9K
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.68K- 12.8% |
$76.1K - $78.8K
|
11.5K
$527K
|
|
|
Oct 29, 2020
Q3 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-1.7K- 7.33% |
$76.9K - $79.7K
|
21.5K
$987K
|
|
|
Nov 14, 2024
Q3 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1.91K- 17.51% |
$86.6K - $89.6K
|
9.01K
$414K
|
|
|
Oct 21, 2020
Q3 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.95K- 3.41% |
$88.2K - $91.3K
|
55.2K
$2.54M
|
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.96K- 11.67% |
$88.7K - $91.8K
|
14.8K
$682K
|
|
|
Nov 02, 2020
Q3 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-2.09KClosed |
$94.5K - $97.8K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-2.2KClosed |
$99.7K - $103K
|
0
$0
|
|
|
Oct 14, 2020
Q3 2020
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-2.34K- 11.61% |
$106K - $110K
|
17.8K
$818K
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-2.58KClosed |
$117K - $121K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.75K- 4.83% |
$124K - $129K
|
54.1K
$2.49M
|
|
|
Oct 19, 2020
Q3 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-2.8K- 64.38% |
$127K - $131K
|
1.55K
$71.2K
|
|
|
Nov 12, 2020
Q3 2020
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-3.18K- 2.18% |
$144K - $149K
|
142K
$6.55M
|
|
|
Oct 01, 2020
Q3 2020
|
Private Trust CO Na
|
SELL
|
- |
-3.84K- 28.24% |
$174K - $180K
|
9.75K
$448K
|
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.24K- 69.68% |
$192K - $199K
|
1.85K
$84.9K
|
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.51K- 6.29% |
$204K - $211K
|
67.1K
$3.09M
|
|
|
Oct 09, 2020
Q3 2020
|
Rvw Wealth, LLC
|
SELL
|
- |
-4.69K- 15.0% |
$212K - $220K
|
26.6K
$1.22M
|
|
|
Oct 27, 2020
Q3 2020
|
Milestone Advisory Partners
|
SELL
|
- |
-4.95K- 1.63% |
$224K - $232K
|
300K
$13.8M
|
|
|
Oct 20, 2020
Q3 2020
|
Secure Asset Management, LLC
|
SELL
|
- |
-5.73KClosed |
$259K - $269K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.84K- 28.31% |
$264K - $274K
|
14.8K
$679K
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.96K- 18.02% |
$270K - $279K
|
27.1K
$1.25M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.14K- 3.91% |
$278K - $288K
|
151K
$6.93M
|
|
|
Nov 13, 2020
Q3 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-6.22KClosed |
$281K - $291K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.31K- 27.15% |
$285K - $296K
|
16.9K
$777K
|
|
|
Oct 13, 2020
Q3 2020
|
Dfpg Investments, LLC
|
SELL
|
- |
-6.38KClosed |
$289K - $299K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-6.73K- 45.05% |
$304K - $315K
|
8.2K
$377K
|
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-6.79K- 4.42% |
$307K - $318K
|
147K
$6.74M
|
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.83K- 11.11% |
$309K - $320K
|
54.6K
$2.51M
|
|
|
Nov 09, 2020
Q3 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-7.07K- 46.73% |
$320K - $331K
|
8.06K
$370K
|
|
|
Oct 19, 2020
Q3 2020
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-7.45K- 16.07% |
$337K - $349K
|
38.9K
$1.79M
|
|
|
Oct 30, 2020
Q3 2020
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-7.7K- 5.78% |
$349K - $361K
|
126K
$5.77M
|
|
|
Nov 13, 2020
Q3 2020
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-7.74K- 33.24% |
$350K - $363K
|
15.5K
$714K
|
|
|
Nov 12, 2020
Q3 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-7.86K- 9.46% |
$356K - $368K
|
75.3K
$3.46M
|
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-8.79K- 14.9% |
$398K - $412K
|
50.2K
$2.31M
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-9.35K- 7.71% |
$423K - $438K
|
112K
$5.14M
|
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.1K- 51.92% |
$458K - $474K
|
9.38K
$431K
|
|
|
Nov 12, 2020
Q3 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-11.4K- 6.57% |
$515K - $533K
|
162K
$7.43M
|
|
|
Sep 08, 2021
Q3 2020
|
Retirement Group, LLC
|
SELL
|
- |
-12.4K- 99.08% |
$563K - $583K
|
115
$5.28K
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-13.5K- 3.31% |
$612K - $634K
|
395K
$18.2M
|
|
|
Oct 13, 2020
Q3 2020
|
Rda Financial Network
|
SELL
|
- |
-15.1K- 76.5% |
$685K - $709K
|
4.65K
$214K
|
|
|
Nov 09, 2020
Q3 2020
|
American Financial Advisors, LLC
|
SELL
|
- |
-16K- 3.87% |
$723K - $748K
|
397K
$18.2M
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-19K- 3.02% |
$861K - $892K
|
610K
$28M
|
|
|
Nov 10, 2020
Q3 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-20.3KClosed |
$918K - $950K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-28.3KClosed |
$1.28M - $1.33M
|
0
$0
|
|
|
Mar 14, 2023
Q3 2020
|
Private Portfolio Partners LLC
|
SELL
|
- |
-32.1K- 74.92% |
$1.45M - $1.5M
|
10.7K
$494K
|
|
|
Nov 04, 2020
Q3 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-37.1K- 72.17% |
$1.68M - $1.74M
|
14.3K
$658K
|