Purchases and Sales Made in Q4 2019 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2020
Q4 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.54K- 12.92% |
$72.1K - $73.7K
|
10.4K
$476K
|
|
|
Jan 14, 2020
Q4 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-1.55K- 11.43% |
$72.6K - $74.3K
|
12K
$551K
|
|
|
Feb 14, 2020
Q4 2019
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-1.55K- 10.76% |
$72.7K - $74.3K
|
12.8K
$590K
|
|
|
Jan 27, 2020
Q4 2019
|
Cwm, LLC
|
SELL
|
- |
-1.72K- 66.64% |
$80.8K - $82.7K
|
862
$39.6K
|
|
|
Feb 13, 2020
Q4 2019
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.82K- 2.34% |
$85.2K - $87.1K
|
75.7K
$3.48M
|
|
|
Feb 03, 2020
Q4 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.92K- 5.95% |
$90.2K - $92.3K
|
30.4K
$1.4M
|
|
|
Feb 11, 2020
Q4 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.99K- 10.28% |
$93.2K - $95.3K
|
17.3K
$796K
|
|
|
Jan 24, 2020
Q4 2019
|
Telemus Capital, LLC
|
SELL
|
- |
-2.14K- 1.04% |
$100K - $103K
|
203K
$9.31M
|
|
|
Feb 13, 2020
Q4 2019
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-2.19K- 32.29% |
$103K - $105K
|
4.59K
$211K
|
|
|
Feb 13, 2020
Q4 2019
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-2.28K- 3.23% |
$107K - $109K
|
68.2K
$3.13M
|
|
|
Feb 10, 2020
Q4 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.4K- 1.75% |
$113K - $115K
|
135K
$6.18M
|
|
|
Jan 31, 2020
Q4 2019
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.54K- 4.3% |
$119K - $122K
|
56.5K
$2.6M
|
|
|
Jan 22, 2020
Q4 2019
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-2.75K- 6.49% |
$129K - $132K
|
39.6K
$1.82M
|
|
|
Feb 14, 2020
Q4 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.57K- 2.34% |
$168K - $171K
|
149K
$6.84M
|
|
|
Feb 18, 2020
Q4 2019
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-4.71KClosed |
$221K - $226K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-5.42KClosed |
$254K - $260K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
M&T Bank Corp
|
SELL
|
- |
-5.69KClosed |
$267K - $273K
|
0
$0
|
|
|
Feb 21, 2020
Q4 2019
|
Barber Financial Group, Inc.
|
SELL
|
- |
-6.88K- 4.66% |
$323K - $330K
|
141K
$6.47M
|
|
|
Jan 17, 2020
Q4 2019
|
Welch & Forbes LLC
|
SELL
|
- |
-11.8K- 3.04% |
$552K - $564K
|
375K
$17.2M
|
|
|
May 15, 2020
Q4 2019
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-18.9K- 75.51% |
$886K - $906K
|
6.12K
$281K
|
|
|
Feb 07, 2020
Q4 2019
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-23.7K- 16.26% |
$1.11M - $1.14M
|
122K
$5.6M
|
|
|
Jan 17, 2020
Q4 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-29K- 91.96% |
$1.36M - $1.39M
|
2.54K
$116K
|
|
|
Feb 14, 2020
Q4 2019
|
Ubs Group Ag
|
SELL
|
- |
-30K- 3.52% |
$1.41M - $1.44M
|
824K
$37.9M
|
|
|
Jan 30, 2020
Q4 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-31.5KClosed |
$1.48M - $1.51M
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Advisory Resource Group
|
SELL
|
- |
-41.1KClosed |
$1.93M - $1.98M
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Astor Investment Management LLC
|
SELL
|
- |
-60.4K- 9.97% |
$2.83M - $2.9M
|
545K
$25.1M
|
|
|
Feb 04, 2020
Q4 2019
|
Advisory Services Network, LLC
|
SELL
|
- |
-67.6K- 69.87% |
$3.17M - $3.24M
|
29.1K
$1.34M
|
|
|
Feb 05, 2020
Q4 2019
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-146K- 51.19% |
$6.83M - $6.99M
|
139K
$6.38M
|
|
|
Feb 12, 2020
Q4 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-158K- 51.83% |
$7.43M - $7.6M
|
147K
$6.76M
|
|
|
Feb 14, 2020
Q4 2019
|
American Financial Advisors, LLC
|
SELL
|
- |
-380K- 54.72% |
$17.8M - $18.2M
|
314K
$14.4M
|