Purchases and Sales Made in Q4 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.18K- 16.86% |
$145K - $151K
|
15.7K
$725K
|
|
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-3.4K- 25.9% |
$156K - $162K
|
9.74K
$451K
|
|
|
Feb 12, 2021
Q4 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.55K- 86.89% |
$163K - $169K
|
536
$24.8K
|
|
|
Feb 03, 2021
Q4 2020
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-3.82K- 0.96% |
$175K - $182K
|
393K
$18.2M
|
|
|
Jan 05, 2021
Q4 2020
|
Private Trust CO Na
|
SELL
|
- |
-4K- 41.01% |
$183K - $190K
|
5.75K
$266K
|
|
|
Feb 05, 2021
Q4 2020
|
Rda Financial Network
|
SELL
|
- |
-4.65KClosed |
$213K - $221K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-4.76KClosed |
$218K - $226K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Kc Investment Advisors, LLC
Wichita, KS |
SELL
|
- |
-6.1KClosed |
$279K - $290K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-6.75K- 12.22% |
$309K - $321K
|
48.4K
$2.24M
|
|
|
Jan 28, 2021
Q4 2020
|
Telemus Capital, LLC
|
SELL
|
- |
-6.92K- 2.97% |
$317K - $329K
|
226K
$10.5M
|
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-7.3K- 43.17% |
$334K - $348K
|
9.62K
$445K
|
|
|
Jan 13, 2021
Q4 2020
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-7.45K- 41.87% |
$341K - $355K
|
10.3K
$479K
|
|
|
Jan 12, 2021
Q4 2020
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-9.07KClosed |
$415K - $432K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-9.5K- 14.15% |
$435K - $452K
|
57.6K
$2.67M
|
|
|
Feb 12, 2021
Q4 2020
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-9.81KClosed |
$449K - $467K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-13.6KClosed |
$621K - $646K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-14.5K- 35.03% |
$665K - $691K
|
26.9K
$1.25M
|
|
|
Feb 12, 2021
Q4 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-14.7K- 16.96% |
$674K - $700K
|
72.1K
$3.34M
|
|
|
Feb 02, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-19.4KClosed |
$886K - $921K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
American Financial Advisors, LLC
|
SELL
|
- |
-30K- 7.55% |
$1.37M - $1.43M
|
367K
$17M
|
|
|
Feb 16, 2021
Q4 2020
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-36.3KClosed |
$1.66M - $1.73M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-36.5K- 9.24% |
$1.67M - $1.74M
|
359K
$16.6M
|
|
|
Jan 25, 2021
Q4 2020
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-41.8K- 47.57% |
$1.91M - $1.99M
|
46.1K
$2.13M
|
|
|
Feb 16, 2021
Q4 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-48.7K- 18.58% |
$2.23M - $2.32M
|
213K
$9.88M
|
|
|
Jan 08, 2024
Q4 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-53.9K- 62.35% |
$2.47M - $2.56M
|
32.5K
$1.51M
|
|
|
Jan 25, 2021
Q4 2020
|
Centaurus Financial, Inc.
|
SELL
|
- |
-58K- 77.05% |
$2.65M - $2.76M
|
17.3K
$800K
|
|
|
Jan 27, 2023
Q4 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-65.5K- 22.56% |
$3M - $3.12M
|
225K
$10.4M
|
|
|
Feb 16, 2021
Q4 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-65.5K- 22.56% |
$3M - $3.12M
|
225K
$10.4M
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-66.3K- 7.34% |
$3.04M - $3.16M
|
837K
$38.8M
|
|
|
Feb 12, 2021
Q4 2020
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-72.9KClosed |
$3.34M - $3.47M
|
0
$0
|
|
|
Feb 17, 2021
Q4 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-211K- 60.69% |
$9.64M - $10M
|
137K
$6.32M
|