Purchases and Sales Made in Q4 2025 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 12, 2026
Q4 2025
|
Davenport & CO LLC
|
BUY
|
- |
18.9K+ 12.53% |
$863K - $870K
|
170K
$7.8M
|
|
|
Jan 12, 2026
Q4 2025
|
Tl Private Wealth
|
BUY
|
- |
18.5K+ 3.59% |
$845K - $852K
|
535K
$24.6M
|
|
|
Jan 07, 2026
Q4 2025
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
12.4K+ 3.17% |
$567K - $571K
|
404K
$18.6M
|
|
|
Jan 15, 2026
Q4 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
11.5K+ 6.33% |
$527K - $531K
|
194K
$8.91M
|
|
|
Jan 14, 2026
Q4 2025
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
10.7K+ 5.73% |
$490K - $494K
|
198K
$9.12M
|
|
|
Jan 15, 2026
Q4 2025
|
Presidio Capital Management, LLC
|
BUY
|
- |
10.2K+ 35.0% |
$464K - $467K
|
39.2K
$1.8M
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
5.86K+ 2.46% |
$268K - $270K
|
244K
$11.2M
|
|
|
Jan 15, 2026
Q4 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
5.83K+ 3.37% |
$266K - $268K
|
178K
$8.2M
|
|
|
Jan 07, 2026
Q4 2025
|
Lake Street Financial LLC
|
BUY
|
- |
4.54K+ 3.01% |
$207K - $209K
|
155K
$7.14M
|
|
|
Jan 14, 2026
Q4 2025
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
3.7K+ 5.68% |
$169K - $170K
|
68.9K
$3.17M
|
|
|
Jan 16, 2026
Q4 2025
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
3.44K+ 45.02% |
$157K - $158K
|
11.1K
$510K
|
|
|
Jan 14, 2026
Q4 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
2.82K+ 9.98% |
$128K - $129K
|
31K
$1.43M
|
|
|
Jan 16, 2026
Q4 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
1.11K+ 4.56% |
$50.7K - $51.1K
|
25.5K
$1.17M
|
|
|
Jan 14, 2026
Q4 2025
|
Fairvoy Private Wealth, LLC
Birmingham, AL |
BUY
|
- |
1.05K+ 0.34% |
$48K - $48.4K
|
309K
$14.2M
|
|
|
Jan 13, 2026
Q4 2025
|
Signature Securities Group Corporation
|
BUY
|
- |
605+ 0.93% |
$27.6K - $27.8K
|
65.7K
$3.02M
|
|
|
Jan 12, 2026
Q4 2025
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
602+ 10.73% |
$27.5K - $27.7K
|
6.21K
$286K
|
|
|
Jan 21, 2026
Q4 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
427New |
$19.5K - $19.6K
|
427
$19.6K
|
|
|
Jan 21, 2026
Q4 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
386+ 1.58% |
$17.6K - $17.7K
|
24.8K
$1.14M
|
|
|
Jan 21, 2026
Q4 2025
|
Clayton Financial Group LLC
St. Louis, MO |
BUY
|
- |
366New |
$16.7K - $16.8K
|
366
$16.8K
|
|
|
Jan 21, 2026
Q4 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
162New |
$7.39K - $7.45K
|
162
$7.45K
|
|
|
Jan 07, 2026
Q4 2025
|
Hilltop National Bank
Casper, WY |
BUY
|
- |
125New |
$5.7K - $5.75K
|
125
$5.75K
|
|
|
Jan 16, 2026
Q4 2025
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
43+ 0.38% |
$1.96K - $1.98K
|
11.4K
$523K
|
|
|
Jan 20, 2026
Q4 2025
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
42+ 0.23% |
$1.92K - $1.93K
|
18.6K
$856K
|
|
|
Jan 21, 2026
Q4 2025
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
34+ 1.26% |
$1.55K - $1.56K
|
2.73K
$125K
|
|
|
Jan 20, 2026
Q4 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
27+ 0.29% |
$1.23K - $1.24K
|
9.27K
$426K
|
|
|
Jan 14, 2026
Q4 2025
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-222- 4.13% |
$10.1K - $10.2K
|
5.15K
$237K
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-240- 21.86% |
$10.9K - $11K
|
858
$39.4K
|
|
|
Jan 15, 2026
Q4 2025
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-245- 1.94% |
$11.2K - $11.3K
|
12.4K
$569K
|
|
|
Jan 14, 2026
Q4 2025
|
Spire Wealth Management
|
SELL
|
- |
-345- 2.16% |
$15.7K - $15.9K
|
15.6K
$718K
|
|
|
Jan 06, 2026
Q4 2025
|
Investors Research Corp
|
SELL
|
- |
-372- 1.24% |
$17K - $17.1K
|
29.5K
$1.36M
|
|
|
Jan 06, 2026
Q4 2025
|
Wealth Care Investment Partners, LLC
|
SELL
|
- |
-404- 2.94% |
$18.4K - $18.6K
|
13.3K
$612K
|
|
|
Jan 16, 2026
Q4 2025
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-436- 6.85% |
$19.9K - $20K
|
5.93K
$272K
|
|
|
Jan 07, 2026
Q4 2025
|
Winebrenner Capital Management LLC
Louisville, KY |
SELL
|
- |
-765- 11.56% |
$34.9K - $35.2K
|
5.86K
$269K
|
|
|
Jan 14, 2026
Q4 2025
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-954- 7.09% |
$43.5K - $43.9K
|
12.5K
$575K
|
|
|
Jan 12, 2026
Q4 2025
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-1.01K- 10.37% |
$45.8K - $46.2K
|
8.69K
$399K
|
|
|
Jan 05, 2026
Q4 2025
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.06K- 1.92% |
$48.4K - $48.8K
|
54.2K
$2.49M
|
|
|
Jan 07, 2026
Q4 2025
|
Puff Wealth Management, LLC
Haddonfield, NJ |
SELL
|
- |
-1.74K- 6.88% |
$79.6K - $80.2K
|
23.6K
$1.09M
|
|
|
Jan 13, 2026
Q4 2025
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-1.78K- 9.27% |
$81.1K - $81.8K
|
17.4K
$800K
|
|
|
Jan 20, 2026
Q4 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.93K- 3.37% |
$87.9K - $88.6K
|
55.2K
$2.54M
|
|
|
Jan 15, 2026
Q4 2025
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-2.4K- 9.32% |
$110K - $110K
|
23.4K
$1.07M
|
|
|
Jan 14, 2026
Q4 2025
|
River Tree Advisors, LLC
Winter Park, FL |
SELL
|
- |
-3.33K- 1.8% |
$152K - $153K
|
181K
$8.33M
|
|
|
Jan 15, 2026
Q4 2025
|
Brookstone Capital Management
|
SELL
|
- |
-3.36K- 2.98% |
$153K - $154K
|
109K
$5.03M
|
|
|
Jan 20, 2026
Q4 2025
|
Accel Wealth Management
|
SELL
|
- |
-3.93K- 14.93% |
$179K - $180K
|
22.4K
$1.03M
|
|
|
Jan 20, 2026
Q4 2025
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-6.45K- 99.98% |
$294K - $297K
|
1
$46
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-11.1K- 29.71% |
$508K - $512K
|
26.4K
$1.21M
|
|
|
Jan 07, 2026
Q4 2025
|
True Wealth Advisors, LLC
|
SELL
|
- |
-46.8K- 32.55% |
$2.13M - $2.15M
|
97K
$4.46M
|
|