Purchases and Sales Made in Q1 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2020
Q1 2020
|
Good Life Advisors, LLC
|
SELL
|
- |
-17.7KClosed |
$1.02M - $1.06M
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Western Wealth Management, LLC
|
SELL
|
- |
-19.7K- 34.08% |
$1.14M - $1.18M
|
38.1K
$2.28M
|
|
|
May 05, 2020
Q1 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-20.3K- 48.55% |
$1.17M - $1.22M
|
21.6K
$1.29M
|
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-20.9K- 15.4% |
$1.21M - $1.26M
|
115K
$6.88M
|
|
|
Nov 14, 2024
Q1 2020
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-21.6K- 66.24% |
$1.25M - $1.3M
|
11K
$660K
|
|
|
May 08, 2020
Q1 2020
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-21.9K- 31.02% |
$1.27M - $1.32M
|
48.8K
$2.92M
|
|
|
May 15, 2020
Q1 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-22.2KClosed |
$1.28M - $1.34M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-28.6K- 13.93% |
$1.65M - $1.72M
|
177K
$10.6M
|
|
|
May 05, 2020
Q1 2020
|
Keystone Financial Group
|
SELL
|
- |
-33K- 33.58% |
$1.91M - $1.99M
|
65.3K
$3.91M
|
|
|
May 15, 2020
Q1 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-33.1K- 80.0% |
$1.91M - $1.99M
|
8.27K
$495K
|
|
|
May 01, 2020
Q1 2020
|
American Financial Advisors, LLC
|
SELL
|
- |
-33.2K- 54.52% |
$1.92M - $2M
|
27.7K
$1.66M
|
|
|
Apr 09, 2020
Q1 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-33.4K- 39.69% |
$1.93M - $2.01M
|
50.7K
$3.03M
|
|
|
Apr 23, 2020
Q1 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-34.8KClosed |
$2.01M - $2.1M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-39K- 32.68% |
$2.25M - $2.35M
|
80.4K
$4.81M
|
|
|
May 13, 2020
Q1 2020
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-44.4K- 19.93% |
$2.56M - $2.67M
|
178K
$10.7M
|
|
|
May 08, 2020
Q1 2020
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-44.7KClosed |
$2.58M - $2.69M
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-57.1K- 22.89% |
$3.29M - $3.44M
|
192K
$11.5M
|
|
|
May 12, 2020
Q1 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-58.3K- 16.4% |
$3.36M - $3.51M
|
297K
$17.8M
|
|
|
May 15, 2020
Q1 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-58.5KClosed |
$3.38M - $3.52M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-67.1K- 15.52% |
$3.87M - $4.04M
|
365K
$21.8M
|
|
|
Apr 30, 2020
Q1 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-89.8K- 44.39% |
$5.18M - $5.4M
|
112K
$6.72M
|
|
|
Apr 23, 2020
Q1 2020
|
G&S Capital LLC
|
SELL
|
- |
-93.6KClosed |
$5.4M - $5.64M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-99.8K- 18.51% |
$5.76M - $6.01M
|
439K
$26.3M
|
|
|
May 06, 2020
Q1 2020
|
Adams Wealth Management
|
SELL
|
- |
-102K- 74.53% |
$5.89M - $6.15M
|
34.9K
$2.09M
|
|
|
Aug 26, 2020
Q1 2020
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-111K- 95.97% |
$6.38M - $6.66M
|
4.64K
$278K
|
|
|
May 14, 2020
Q1 2020
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-126KClosed |
$7.24M - $7.56M
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-130K- 40.51% |
$7.49M - $7.81M
|
190K
$11.4M
|
|
|
May 01, 2020
Q1 2020
|
Ubs Group Ag
|
SELL
|
- |
-148K- 4.67% |
$8.56M - $8.94M
|
3.03M
$181M
|
|
|
Apr 20, 2020
Q1 2020
|
Iron Financial, LLC
|
SELL
|
- |
-195KClosed |
$11.3M - $11.8M
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Truist Financial Corp
|
SELL
|
- |
-221K- 62.65% |
$12.7M - $13.3M
|
132K
$7.87M
|
|
|
Apr 21, 2020
Q1 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-232K- 57.07% |
$13.4M - $14M
|
175K
$10.4M
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-238KClosed |
$13.7M - $14.3M
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-307K- 42.51% |
$17.7M - $18.5M
|
415K
$24.8M
|
|
|
May 15, 2020
Q1 2020
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-320KClosed |
$18.5M - $19.3M
|
0
$0
|
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-329K- 37.94% |
$19M - $19.8M
|
538K
$32.2M
|
|
|
May 14, 2020
Q1 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-348K- 17.86% |
$20.1M - $21M
|
1.6M
$95.7M
|
|
|
May 04, 2020
Q1 2020
|
Planning Alternatives LTD
|
SELL
|
- |
-825KClosed |
$47.6M - $49.7M
|
0
$0
|
|
|
Sep 15, 2021
Q1 2020
|
Cwm, LLC
|
SELL
|
- |
-3.67M- 98.31% |
$212M - $221M
|
63.2K
$3.78M
|