Purchases and Sales Made in Q3 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2019
Q3 2019
|
Shilanski & Associates, Inc.
|
BUY
|
- |
8.36K+ 126.71% |
$502K - $503K
|
15K
$894K
|
|
|
Nov 08, 2019
Q3 2019
|
Western Wealth Management, LLC
|
BUY
|
- |
8.2K+ 19.33% |
$492K - $493K
|
50.6K
$3.02M
|
|
|
Nov 08, 2019
Q3 2019
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
7.49KNew |
$450K - $451K
|
7.49K
$448K
|
|
|
Oct 31, 2019
Q3 2019
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
7.35K+ 11.27% |
$441K - $442K
|
72.5K
$4.34M
|
|
|
Oct 31, 2019
Q3 2019
|
American Financial Advisors, LLC
|
BUY
|
- |
7.34K+ 7.18% |
$440K - $442K
|
109K
$6.54M
|
|
|
Nov 13, 2019
Q3 2019
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
5.43K+ 20.72% |
$326K - $327K
|
31.6K
$1.89M
|
|
|
Nov 05, 2019
Q3 2019
|
Ae Wealth Management LLC
|
BUY
|
- |
5.39K+ 45.42% |
$324K - $324K
|
17.3K
$1.03M
|
|
|
Oct 22, 2019
Q3 2019
|
Strid Group, LLC
|
BUY
|
- |
5.32K+ 39.81% |
$319K - $320K
|
18.7K
$1.12M
|
|
|
Jul 24, 2024
Q3 2019
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
5.02KNew |
$301K - $302K
|
5.02K
$300K
|
|
|
Nov 21, 2019
Q3 2019
|
Cypress Capital, LLC
|
BUY
|
- |
5K+ 46.99% |
$300K - $301K
|
15.6K
$935K
|
|
|
Oct 15, 2019
Q3 2019
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
4.88K+ 95.89% |
$293K - $293K
|
9.96K
$595K
|
|
|
Oct 23, 2019
Q3 2019
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
4.41K+ 42.03% |
$265K - $265K
|
14.9K
$891K
|
|
|
Oct 30, 2019
Q3 2019
|
Prism Advisors, Inc.
|
BUY
|
- |
4.31K+ 3.48% |
$259K - $259K
|
128K
$7.65M
|
|
|
Nov 18, 2019
Q3 2019
|
First Heartland Consultants, Inc.
|
BUY
|
- |
4.29K+ 7.96% |
$258K - $258K
|
58.2K
$3.48M
|
|
|
Nov 13, 2019
Q3 2019
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
4.26K+ 106.85% |
$256K - $256K
|
8.24K
$493K
|
|
|
Nov 15, 2019
Q3 2019
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.8K+ 7.58% |
$228K - $229K
|
54K
$3.23M
|
|
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.67K+ 2.48% |
$221K - $221K
|
152K
$9.08M
|
|
|
Oct 29, 2019
Q3 2019
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
3.66K+ 25.48% |
$220K - $220K
|
18K
$1.08M
|
|
|
Oct 23, 2019
Q3 2019
|
Moneywise, Inc.
|
BUY
|
- |
3.59KNew |
$215K - $216K
|
3.59K
$215K
|
|
|
Oct 15, 2019
Q3 2019
|
Genesee Capital Advisors, LLC
|
BUY
|
- |
3.51K+ 22.8% |
$211K - $211K
|
18.9K
$1.13M
|
|
|
Oct 22, 2019
Q3 2019
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
3.47K+ 83.94% |
$208K - $209K
|
7.59K
$454K
|
|
|
Nov 14, 2019
Q3 2019
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
3.45K+ 2.95% |
$207K - $208K
|
120K
$7.18M
|
|
|
Nov 06, 2019
Q3 2019
|
Lincoln National Corp
|
BUY
|
- |
3.22K+ 51.66% |
$193K - $194K
|
9.44K
$565K
|
|
|
Oct 30, 2019
Q3 2019
|
Trustcore Financial Services, LLC
|
BUY
|
- |
3.21K+ 383.51% |
$193K - $193K
|
4.05K
$242K
|
|
|
Nov 13, 2019
Q3 2019
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
3.06K+ 18.89% |
$184K - $184K
|
19.3K
$1.15M
|
|
|
Nov 07, 2019
Q3 2019
|
Redmond Asset Management, LLC
Henrico, VA |
BUY
|
- |
2.5K+ 39.53% |
$150K - $150K
|
8.83K
$528K
|
|
|
Nov 07, 2019
Q3 2019
|
Keystone Financial Group
|
BUY
|
- |
2.13K+ 3.36% |
$128K - $128K
|
65.5K
$3.92M
|
|
|
Nov 14, 2019
Q3 2019
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
2.13K+ 8.91% |
$128K - $128K
|
26K
$1.55M
|
|
|
Nov 08, 2019
Q3 2019
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.07K+ 24.29% |
$124K - $124K
|
10.6K
$632K
|
|
|
Nov 08, 2019
Q3 2019
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
1.74K+ 7.57% |
$104K - $105K
|
24.7K
$1.48M
|
|
|
Nov 15, 2019
Q3 2019
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
1.66K+ 33.23% |
$99.9K - $100K
|
6.67K
$399K
|
|
|
Oct 17, 2019
Q3 2019
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.66K+ 8.47% |
$99.9K - $100K
|
21.3K
$1.27M
|
|
|
Nov 18, 2019
Q3 2019
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
1.47K+ 14.61% |
$88.3K - $88.5K
|
11.5K
$690K
|
|
|
Oct 10, 2019
Q3 2019
|
Bogart Wealth, LLC
|
BUY
|
- |
1.43K+ 358.25% |
$86K - $86.3K
|
1.83K
$110K
|
|
|
Nov 13, 2019
Q3 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.39K+ 11.48% |
$83.3K - $83.5K
|
13.5K
$805K
|
|
|
Oct 18, 2019
Q3 2019
|
Ford Financial Group, LLC
|
BUY
|
- |
1.31K+ 15.66% |
$78.9K - $79.1K
|
9.71K
$580K
|
|
|
Nov 07, 2019
Q3 2019
|
Aveo Capital Partners, LLC
|
BUY
|
- |
1.29K+ 3.13% |
$77.3K - $77.5K
|
42.4K
$2.53M
|
|
|
Nov 12, 2019
Q3 2019
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.2K+ 7.37% |
$72.2K - $72.4K
|
17.5K
$1.05M
|
|
|
Nov 12, 2019
Q3 2019
|
M&T Bank Corp
|
BUY
|
- |
1.12K+ 5.21% |
$67.1K - $67.2K
|
22.6K
$1.35M
|
|
|
Nov 15, 2019
Q3 2019
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
1.06K+ 1.44% |
$63.8K - $63.9K
|
74.8K
$4.47M
|
|
|
Nov 07, 2019
Q3 2019
|
Sawtooth Solutions, LLC
|
BUY
|
- |
1.04K+ 7.84% |
$62.1K - $62.3K
|
14.2K
$852K
|
|
|
Nov 19, 2019
Q3 2019
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.03K+ 150.58% |
$61.8K - $62K
|
1.71K
$102K
|
|
|
Oct 15, 2019
Q3 2019
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
1K+ 19.43% |
$60.3K - $60.4K
|
6.17K
$369K
|
|
|
Oct 15, 2019
Q3 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
997+ 25.53% |
$59.9K - $60K
|
4.9K
$293K
|
|
|
Nov 05, 2019
Q3 2019
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
981+ 0.21% |
$58.9K - $59K
|
462K
$27.6M
|
|
|
Oct 18, 2019
Q3 2019
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
946+ 2.61% |
$56.8K - $56.9K
|
37.2K
$2.22M
|
|
|
Nov 08, 2019
Q3 2019
|
Good Life Advisors, LLC
|
BUY
|
- |
902+ 5.98% |
$54.2K - $54.3K
|
16K
$955K
|
|
|
Oct 24, 2019
Q3 2019
|
Raymond James Trust N.A.
|
BUY
|
- |
865+ 3.95% |
$51.9K - $52.1K
|
22.8K
$1.36M
|
|
|
Nov 12, 2019
Q3 2019
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
779+ 4.84% |
$46.8K - $46.9K
|
16.9K
$1.01M
|
|
|
Nov 01, 2019
Q3 2019
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
760+ 13.23% |
$45.6K - $45.7K
|
6.51K
$389K
|