Purchases and Sales Made in Q3 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2020
Q3 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-439- 4.16% |
$26.3K - $26.4K
|
10.1K
$606K
|
|
Nov 12, 2020
Q3 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-465Closed |
$27.9K - $28K
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Atlas Private Wealth Management
|
SELL
|
- |
-550- 25.58% |
$33K - $33.1K
|
1.6K
$96K
|
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-573- 1.58% |
$34.4K - $34.4K
|
35.7K
$2.14M
|
|
Oct 26, 2020
Q3 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-592- 1.31% |
$35.5K - $35.6K
|
44.6K
$2.68M
|
|
Nov 10, 2020
Q3 2020
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-665- 15.36% |
$39.9K - $40K
|
3.67K
$220K
|
|
Nov 13, 2020
Q3 2020
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-754- 3.25% |
$45.2K - $45.3K
|
22.4K
$1.34M
|
|
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-820- 2.76% |
$49.2K - $49.3K
|
28.9K
$1.73M
|
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-877- 2.0% |
$52.6K - $52.7K
|
42.9K
$2.57M
|
|
Oct 26, 2020
Q3 2020
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-878Closed |
$52.7K - $52.8K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-955- 21.1% |
$57.3K - $57.4K
|
3.57K
$214K
|
|
Oct 13, 2020
Q3 2020
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-1K- 10.54% |
$60K - $60.1K
|
8.49K
$509K
|
|
Oct 14, 2020
Q3 2020
|
Kessler Investment Group, LLC
|
SELL
|
- |
-1KClosed |
$60K - $60.1K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.05KClosed |
$63K - $63.1K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Archer Investment Corp
|
SELL
|
- |
-1.15KClosed |
$69K - $69.1K
|
0
$0
|
|
Dec 29, 2020
Q3 2020
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-1.16K- 11.4% |
$69.7K - $69.8K
|
9.03K
$542K
|
|
Oct 29, 2020
Q3 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-1.29K- 0.54% |
$77.6K - $77.7K
|
239K
$14.4M
|
|
Oct 23, 2020
Q3 2020
|
Welch & Forbes LLC
|
SELL
|
- |
-1.56K- 2.25% |
$93.6K - $93.8K
|
67.9K
$4.07M
|
|
Oct 26, 2020
Q3 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.59K- 8.58% |
$95.6K - $95.8K
|
17K
$1.02M
|
|
Nov 09, 2020
Q3 2020
|
Lincoln National Corp
|
SELL
|
- |
-1.78K- 16.64% |
$107K - $107K
|
8.93K
$536K
|
|
Oct 14, 2020
Q3 2020
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-1.84K- 5.19% |
$110K - $110K
|
33.5K
$2.01M
|
|
Oct 30, 2020
Q3 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-2.01K- 14.4% |
$121K - $121K
|
12K
$717K
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.18KClosed |
$131K - $131K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Barber Financial Group, Inc.
|
SELL
|
- |
-2.22K- 25.69% |
$133K - $133K
|
6.42K
$385K
|
|
Nov 13, 2020
Q3 2020
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-2.27K- 4.87% |
$136K - $136K
|
44.2K
$2.65M
|
|
Oct 15, 2020
Q3 2020
|
Cambridge Advisors Inc.
|
SELL
|
- |
-2.75K- 10.59% |
$165K - $165K
|
23.2K
$1.39M
|
|
Oct 30, 2020
Q3 2020
|
Fure Financial Corp
Bloomington, MN |
SELL
|
- |
-2.89K- 4.76% |
$174K - $174K
|
57.8K
$3.47M
|
|
Nov 02, 2020
Q3 2020
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-3K- 44.78% |
$180K - $180K
|
3.7K
$222K
|
|
Oct 08, 2020
Q3 2020
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-3.06KClosed |
$184K - $184K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-3.08KClosed |
$185K - $185K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-3.19K- 11.1% |
$192K - $192K
|
25.6K
$1.53M
|
|
Oct 29, 2020
Q3 2020
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-3.2K- 2.36% |
$192K - $192K
|
132K
$7.95M
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.29K- 0.82% |
$197K - $198K
|
397K
$23.8M
|
|
Nov 06, 2020
Q3 2020
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-3.83KClosed |
$230K - $230K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-3.97K- 1.6% |
$238K - $239K
|
244K
$14.6M
|
|
Oct 08, 2020
Q3 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-4.08K- 51.1% |
$245K - $245K
|
3.9K
$234K
|
|
Nov 13, 2020
Q3 2020
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.4K- 14.25% |
$264K - $265K
|
26.5K
$1.59M
|
|
Nov 16, 2020
Q3 2020
|
Zacks Investment Management
Chicago, IL |
SELL
|
- |
-4.49KClosed |
$269K - $270K
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
55 I, LLC
Boston, MA |
SELL
|
- |
-4.99K- 49.51% |
$300K - $300K
|
5.09K
$305K
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-6.12K- 82.83% |
$367K - $368K
|
1.27K
$76.1K
|
|
Nov 13, 2020
Q3 2020
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-6.28K- 18.78% |
$377K - $377K
|
27.1K
$1.63M
|
|
Nov 03, 2020
Q3 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-6.46K- 6.03% |
$388K - $388K
|
101K
$6.03M
|
|
Nov 12, 2020
Q3 2020
|
Mattern Wealth Management LLC
|
SELL
|
- |
-6.56KClosed |
$393K - $394K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Adams Wealth Management
|
SELL
|
- |
-7.01K- 71.77% |
$421K - $422K
|
2.76K
$165K
|
|
Nov 09, 2020
Q3 2020
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-8.57K- 45.37% |
$514K - $515K
|
10.3K
$619K
|
|
Nov 16, 2020
Q3 2020
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-8.7K- 44.81% |
$522K - $523K
|
10.7K
$643K
|
|
Dec 07, 2020
Q3 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-9.01KClosed |
$541K - $542K
|
0
$0
|
|
Oct 27, 2020
Q3 2020
|
Milestone Advisory Partners
|
SELL
|
- |
-9.14K- 8.84% |
$548K - $549K
|
94.2K
$5.65M
|
|
Oct 19, 2020
Q3 2020
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-9.66KClosed |
$580K - $581K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-10.8K- 9.62% |
$646K - $647K
|
101K
$6.07M
|