Purchases and Sales Made in Q4 2020 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-44- 11.99% |
$2.64K - $2.64K
|
323
$19.4K
|
|
|
Feb 08, 2021
Q4 2020
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-61- 0.43% |
$3.66K - $3.67K
|
14.2K
$852K
|
|
|
Feb 16, 2021
Q4 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-116- 0.08% |
$6.96K - $6.97K
|
142K
$8.55M
|
|
|
Feb 03, 2021
Q4 2020
|
Shilanski & Associates, Inc.
|
SELL
|
- |
-136- 0.2% |
$8.16K - $8.17K
|
68.5K
$4.11M
|
|
|
Jan 26, 2021
Q4 2020
|
Ironwood Financial, LLC
|
SELL
|
- |
-200- 42.11% |
$12K - $12K
|
275
$16.5K
|
|
|
Jan 26, 2021
Q4 2020
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-201- 5.48% |
$12.1K - $12.1K
|
3.46K
$208K
|
|
|
Jan 29, 2021
Q4 2020
|
Concorde Asset Management, LLC
|
SELL
|
- |
-233- 4.7% |
$14K - $14K
|
4.73K
$283K
|
|
|
Jan 29, 2021
Q4 2020
|
Weaver Consulting Group
|
SELL
|
- |
-240Closed |
$14.4K - $14.4K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-243- 5.04% |
$14.6K - $14.6K
|
4.58K
$275K
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-250Closed |
$15K - $15K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-252- 19.87% |
$15.1K - $15.1K
|
1.02K
$60.9K
|
|
|
Feb 02, 2021
Q4 2020
|
Patten Group, Inc.
|
SELL
|
- |
-264- 4.77% |
$15.8K - $15.9K
|
5.27K
$316K
|
|
|
Jan 14, 2021
Q4 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-269- 3.0% |
$16.1K - $16.2K
|
8.71K
$522K
|
|
|
Feb 12, 2021
Q4 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-273- 3.37% |
$16.4K - $16.4K
|
7.83K
$469K
|
|
|
Feb 09, 2021
Q4 2020
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-275Closed |
$16.5K - $16.5K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-294- 1.66% |
$17.6K - $17.7K
|
17.4K
$1.05M
|
|
|
Jan 28, 2021
Q4 2020
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-477- 6.53% |
$28.6K - $28.7K
|
6.83K
$410K
|
|
|
Feb 03, 2021
Q4 2020
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-496- 4.73% |
$29.8K - $29.8K
|
9.98K
$599K
|
|
|
Feb 08, 2021
Q4 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-499- 12.5% |
$29.9K - $30K
|
3.49K
$210K
|
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-552- 50.41% |
$33.1K - $33.2K
|
543
$32.6K
|
|
|
Jan 12, 2021
Q4 2020
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-608- 7.16% |
$36.5K - $36.5K
|
7.88K
$473K
|
|
|
Feb 16, 2021
Q4 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-617- 5.16% |
$37K - $37.1K
|
11.3K
$680K
|
|
|
Feb 16, 2021
Q4 2020
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-621- 9.41% |
$37.3K - $37.3K
|
5.98K
$358K
|
|
|
Jan 28, 2021
Q4 2020
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-766- 8.48% |
$46K - $46K
|
8.27K
$496K
|
|
|
Jul 09, 2024
Q4 2020
|
Strategic Financial Partners, Ltd.
Bend, OR |
SELL
|
- |
-770- 8.27% |
$46.2K - $46.3K
|
8.55K
$513K
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-860Closed |
$51.6K - $51.7K
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Cambridge Advisors Inc.
|
SELL
|
- |
-940- 4.05% |
$56.4K - $56.5K
|
22.3K
$1.34M
|
|
|
Jan 27, 2021
Q4 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-988- 2.22% |
$59.3K - $59.4K
|
43.6K
$2.62M
|
|
|
Jan 27, 2021
Q4 2020
|
Atlas Private Wealth Management
|
SELL
|
- |
-1.1K- 68.75% |
$66K - $66.1K
|
500
$30K
|
|
|
Feb 16, 2021
Q4 2020
|
55 I, LLC
Boston, MA |
SELL
|
- |
-1.32K- 26.0% |
$79.5K - $79.6K
|
3.77K
$226K
|
|
|
Jan 13, 2021
Q4 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.55K- 6.5% |
$92.8K - $92.9K
|
22.2K
$1.33M
|
|
|
Feb 01, 2021
Q4 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-1.67K- 0.7% |
$100K - $100K
|
238K
$14.3M
|
|
|
Feb 03, 2021
Q4 2020
|
Valmark Advisers, Inc.
|
SELL
|
- |
-1.76K- 27.27% |
$105K - $106K
|
4.68K
$281K
|
|
|
Feb 16, 2021
Q4 2020
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-1.79K- 0.75% |
$108K - $108K
|
239K
$14.3M
|
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2K- 0.42% |
$120K - $120K
|
470K
$28.2M
|
|
|
Feb 02, 2021
Q4 2020
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-2.05K- 3.9% |
$123K - $123K
|
50.5K
$3.03M
|
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-2.12KClosed |
$127K - $127K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.23K- 3.44% |
$134K - $134K
|
62.6K
$3.76M
|
|
|
Feb 16, 2021
Q4 2020
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-2.48K- 22.65% |
$149K - $149K
|
8.47K
$508K
|
|
|
Feb 11, 2021
Q4 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.53K- 8.34% |
$152K - $152K
|
27.8K
$1.67M
|
|
|
Feb 08, 2021
Q4 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.68K- 8.59% |
$161K - $161K
|
28.5K
$1.71M
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-2.76KClosed |
$166K - $166K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-2.8K- 4.8% |
$168K - $168K
|
55.5K
$3.33M
|
|
|
Feb 16, 2021
Q4 2020
|
American Financial Advisors, LLC
|
SELL
|
- |
-2.83K- 9.22% |
$170K - $170K
|
27.8K
$1.67M
|
|
|
Feb 12, 2021
Q4 2020
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-2.93K- 14.8% |
$176K - $176K
|
16.9K
$1.01M
|
|
|
Feb 09, 2021
Q4 2020
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-3.03K- 4.29% |
$182K - $182K
|
67.5K
$4.05M
|
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-3.29K- 7.68% |
$198K - $198K
|
39.6K
$2.38M
|
|
|
Feb 16, 2021
Q4 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-3.6K- 35.61% |
$216K - $216K
|
6.51K
$390K
|
|
|
Jan 12, 2021
Q4 2020
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-3.64KClosed |
$218K - $219K
|
0
$0
|
|
|
Jan 19, 2021
Q4 2020
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-3.66K- 2.76% |
$220K - $220K
|
129K
$7.73M
|