Institutional Ownership First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC). We have compiled data on the 124 institutions that hold shares in the stock, with a total of 5.02 Million shares, which have been reported (via 13F filing form) to have a value of $459 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Lpl Financial LLC
Fort Mill, SC |
Nov 12, 2025 Q3 2025 |
827,600
shares
|
$75.6 Million
0.02% of portfolio
|
Q3 2025
Added 23.27%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Nov 14, 2025 Q3 2025 |
324,241
shares
|
$29.6 Million
0.01% of portfolio
|
Q3 2025
Added 151.13%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2025 Q3 2025 |
282,237
shares
|
$25.8 Million
0.01% of portfolio
|
Q3 2025
Reduced 10.1%
|
|
|
Morgan Stanley
New York, NY |
Nov 14, 2025 Q3 2025 |
251,823
shares
|
$23 Million
0.0% of portfolio
|
Q3 2025
Reduced 47.29%
|
|
|
First Trust Advisors LP
Wheaton, IL |
Nov 12, 2025 Q3 2025 |
245,790
shares
|
$22.4 Million
0.02% of portfolio
|
Q3 2025
Reduced 3.57%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Nov 14, 2025 Q3 2025 |
224,472
shares
|
$20.5 Million
0.03% of portfolio
|
Q3 2025
Added 17.29%
|
|
|
J Arnold Wealth Management CO
Youngstown, OH |
Jan 17, 2024 Q4 2023 |
208,878
shares
|
$19.1 Million
4.52% of portfolio
|
Q4 2023
Added 5.4%
|
|
|
Bank Of America Corp
Charlotte, NC |
Nov 14, 2025 Q3 2025 |
195,154
shares
|
$17.8 Million
0.0% of portfolio
|
Q3 2025
Reduced 20.72%
|
|
|
Eclectic Associates Inc
|
Oct 09, 2025 Q3 2025 |
150,002
shares
|
$13.7 Million
2.98% of portfolio
|
Q3 2025
Added 4.39%
|
|
|
Envestnet Asset Management Inc
|
Nov 04, 2025 Q3 2025 |
146,356
shares
|
$13.4 Million
0.0% of portfolio
|
Q3 2025
Added 137.93%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Nov 14, 2025 Q3 2025 |
143,779
shares
|
$13.1 Million
0.0% of portfolio
|
Q2 2025
Added 0.89%
|
|
|
Richmond Investment Services, LLC
Mequon, WI |
Nov 12, 2025 Q3 2025 |
139,501
shares
|
$12.7 Million
2.36% of portfolio
|
Q3 2025
Added 2.42%
|
|
|
Concurrent Investment Advisors, LLC
Tampa, FL |
Oct 27, 2025 Q3 2025 |
98,638
shares
|
$9 Million
0.15% of portfolio
|
Q3 2025
Reduced 0.6%
|
|
|
New Wave Wealth Advisors LLC
Springdale, AR |
Oct 17, 2025 Q3 2025 |
95,441
shares
|
$8.71 Million
3.29% of portfolio
|
Q3 2025
Added 12.2%
|
|
|
Ifp Advisors, Inc
|
Dec 02, 2025 Q3 2025 |
89,369
shares
|
$8.16 Million
0.23% of portfolio
|
Q3 2025
Reduced 1.79%
|
|
|
Brueske Advisory Services, LLC
Bellevue, WA |
Oct 31, 2025 Q3 2025 |
86,960
shares
|
$7.94 Million
4.3% of portfolio
|
Q3 2025
Reduced 3.17%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
78,513
shares
|
$7.17 Million
0.0% of portfolio
|
Q3 2024
Added 52.25%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 14, 2025 Q3 2025 |
73,948
shares
|
$6.75 Million
0.01% of portfolio
|
Q3 2025
Added 89.22%
|
|
|
Bedel Financial Consulting, Inc.
|
Nov 07, 2025 Q3 2025 |
73,630
shares
|
$6.72 Million
0.85% of portfolio
|
Q3 2025
Added 3.52%
|
|
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
Nov 12, 2025 Q3 2025 |
71,338
shares
|
$6.51 Million
0.11% of portfolio
|
Q3 2025
Reduced 3.97%
|
|
|
Mml Investors Services, LLC
Springfield, MA |
Nov 14, 2025 Q3 2025 |
65,853
shares
|
$6.01 Million
0.02% of portfolio
|
Q3 2025
Added 850.12%
|
|
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
Oct 09, 2025 Q3 2025 |
63,573
shares
|
$5.8 Million
0.74% of portfolio
|
Q3 2025
New holding
|
|
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
Nov 07, 2025 Q3 2025 |
63,401
shares
|
$5.79 Million
0.0% of portfolio
|
Q3 2025
Added 16.44%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
61,732
shares
|
$5.64 Million
0.01% of portfolio
|
Q3 2024
Added 1.05%
|
|
|
Equitable Holdings, Inc.
New York, NY |
Nov 14, 2025 Q3 2025 |
59,131
shares
|
$5.4 Million
0.04% of portfolio
|
Q3 2025
Added 1.93%
|
|