Institutional Ownership First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC). We have compiled data on the 124 institutions that hold shares in the stock, with a total of 5.02 Million shares, which have been reported (via 13F filing form) to have a value of $459 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Capital Analysts, LLC
Fort Washington, PA |
Nov 14, 2025 Q3 2025 |
1,223
shares
|
$111,647
0.0% of portfolio
|
Q3 2025
Added 107.29%
|
|
|
Advisory Services Network, LLC
|
Nov 18, 2025 Q3 2025 |
1,098
shares
|
$100,236
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
Nov 03, 2025 Q3 2025 |
1,084
shares
|
$98,958
0.01% of portfolio
|
Q1 2025
New holding
|
|
|
Golden State Wealth Management, LLC
Santa Ana, CA |
Nov 03, 2025 Q3 2025 |
1,065
shares
|
$97,223
0.01% of portfolio
|
Q3 2025
Reduced 40.5%
|
|
|
Hazlett, Burt & Watson, Inc.
|
Nov 04, 2025 Q3 2025 |
1,000
shares
|
$91,290
0.03% of portfolio
|
Q3 2025
New holding
|
|
|
Cwm, LLC
|
Oct 15, 2025 Q3 2025 |
924
shares
|
$84,351
0.0% of portfolio
|
Q2 2025
Reduced 3.14%
|
|
|
Jpmorgan Chase & CO
New York, NY |
Nov 26, 2025 Q3 2025 |
873
shares
|
$79,696
0.0% of portfolio
|
Q3 2025
Added 86.94%
|
|
|
Key F Inancial Inc
|
Nov 05, 2025 Q3 2025 |
785
shares
|
$71,662
0.01% of portfolio
|
Q3 2025
Reduced 24.3%
|
|
|
Citigroup Inc
|
Nov 10, 2025 Q3 2025 |
616
shares
|
$56,234
0.0% of portfolio
|
Q3 2025
Added 847.69%
|
|
|
Tidemark, LLC
San Diego, CA |
Nov 03, 2025 Q3 2025 |
598
shares
|
$54,591
0.02% of portfolio
|
Q2 2025
Reduced 16.83%
|
|
|
Global Retirement Partners, LLC
|
Oct 21, 2025 Q3 2025 |
481
shares
|
$43,910
0.0% of portfolio
|
Q2 2025
Reduced 15.76%
|
|
|
New Edge Advisors, LLC
New Orleans, LA |
Nov 14, 2025 Q3 2025 |
385
shares
|
$35,146
0.0% of portfolio
|
Q3 2025
Reduced 90.35%
|
|
|
Principal Securities, Inc.
Des Moines, IA |
Nov 12, 2025 Q3 2025 |
271
shares
|
$24,739
0.0% of portfolio
|
Q4 2023
New holding
|
|
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
Oct 29, 2025 Q3 2025 |
258
shares
|
$23,552
0.01% of portfolio
|
Q3 2025
New holding
|
|
|
City Holding CO
|
Oct 22, 2025 Q3 2025 |
211
shares
|
$19,262
0.0% of portfolio
|
Q2 2018
New holding
|
|
|
Ahrens Investment Partners LLC
|
Apr 21, 2023 Q1 2023 |
188
shares
|
$17,162
0.01% of portfolio
|
Q1 2023
New holding
|
|
|
Advisors Preferred, LLC
Rockville, MD |
Nov 10, 2025 Q3 2025 |
143
shares
|
$13,054
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Core Cap Advisors, LLC
Southfield, MI |
Oct 22, 2025 Q3 2025 |
135
shares
|
$12,324
0.0% of portfolio
|
Q3 2024
Reduced 50.91%
|
|
|
Russell Investments Group, Ltd.
|
Nov 13, 2025 Q3 2025 |
130
shares
|
$11,867
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Hilltop National Bank
Casper, WY |
Oct 08, 2025 Q3 2025 |
98
shares
|
$8,946
0.0% of portfolio
|
Q2 2025
Reduced 50.0%
|
|
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
Nov 14, 2025 Q3 2025 |
92
shares
|
$8,398
0.0% of portfolio
|
Q4 2024
Reduced 3.16%
|
|
|
Farther Finance Advisors, LLC
San Francisco, CA |
Oct 14, 2025 Q3 2025 |
22
shares
|
$2,008
0.0% of portfolio
|
Q2 2025
Reduced 73.17%
|
|
|
Signaturefd, LLC
Atlanta, GA |
Oct 21, 2025 Q3 2025 |
12
shares
|
$1,095
0.0% of portfolio
|
Q1 2022
Reduced 40.0%
|
|
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
Aug 12, 2025 Q2 2025 |
0
shares
|
$0
100.0% of portfolio
|
Q2 2025
New holding
|
|