Purchases and Sales Made in Q4 2024 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
134KNew |
$9.7M - $11.4M
|
134K
$10.7M
|
|
|
Jan 21, 2025
Q4 2024
|
Eclectic Associates Inc
|
BUY
|
- |
122K+ 1980.36% |
$8.81M - $10.3M
|
128K
$10.2M
|
|
|
Feb 05, 2025
Q4 2024
|
Brueske Advisory Services, LLC
Bellevue, WA |
BUY
|
- |
107KNew |
$7.72M - $9.06M
|
107K
$8.55M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
80.5KNew |
$5.81M - $6.81M
|
80.5K
$6.43M
|
|
|
Feb 03, 2025
Q4 2024
|
Marshall Investment Management, LLC
Littleton, CO |
BUY
|
- |
66.3KNew |
$4.79M - $5.61M
|
66.3K
$5.3M
|
|
|
Jan 23, 2025
Q4 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
26.4K+ 27.53% |
$1.9M - $2.23M
|
122K
$9.77M
|
|
|
Feb 10, 2025
Q4 2024
|
Founders Financial Securities LLC
|
BUY
|
- |
22.3KNew |
$1.61M - $1.89M
|
22.3K
$1.78M
|
|
|
Jan 29, 2025
Q4 2024
|
G&S Capital LLC
|
BUY
|
- |
14KNew |
$1.01M - $1.19M
|
14K
$1.12M
|
|
|
Jan 29, 2025
Q4 2024
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
13.2KNew |
$951K - $1.12M
|
13.2K
$1.05M
|
|
|
Feb 07, 2025
Q4 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
8.09K+ 122.93% |
$584K - $685K
|
14.7K
$1.17M
|
|
|
Jan 24, 2025
Q4 2024
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
6.43KNew |
$464K - $544K
|
6.43K
$514K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
6.14K+ 7.74% |
$443K - $520K
|
85.5K
$6.83M
|
|
|
Feb 06, 2025
Q4 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
5.5KNew |
$397K - $466K
|
5.5K
$440K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.41KNew |
$390K - $458K
|
5.41K
$432K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.01K+ 38.82% |
$290K - $340K
|
14.4K
$1.15M
|
|
|
Jan 31, 2025
Q4 2024
|
Tkg Advisors, LLC
|
BUY
|
- |
3.71KNew |
$268K - $314K
|
3.71K
$296K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.41KNew |
$246K - $288K
|
3.41K
$272K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.1KNew |
$224K - $262K
|
3.1K
$248K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.91KNew |
$210K - $246K
|
2.91K
$232K
|
|
|
Feb 06, 2025
Q4 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.66K+ 5.22% |
$192K - $225K
|
53.6K
$4.29M
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.42K+ 4.79% |
$175K - $205K
|
53K
$4.23M
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.83K+ 35.0% |
$132K - $154K
|
7.04K
$563K
|
|
|
Jan 17, 2025
Q4 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.82K+ 31.24% |
$132K - $154K
|
7.66K
$612K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.73K+ 11.32% |
$125K - $147K
|
17K
$1.36M
|
|
|
Jan 22, 2025
Q4 2024
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
1.28K+ 20.09% |
$92.3K - $108K
|
7.65K
$611K
|
|
|
Jan 22, 2025
Q4 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
433+ 4.76% |
$31.3K - $36.6K
|
9.54K
$762K
|
|
|
Feb 05, 2025
Q4 2024
|
Private Trust CO Na
|
BUY
|
- |
426+ 20.66% |
$30.8K - $36.1K
|
2.49K
$199K
|
|
|
Jan 22, 2025
Q4 2024
|
Wealth Effects LLC
|
BUY
|
- |
425+ 12.21% |
$30.7K - $36K
|
3.91K
$312K
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
381+ 12.4% |
$27.5K - $32.2K
|
3.45K
$276K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
356+ 38.53% |
$25.7K - $30.1K
|
1.28K
$102K
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
335+ 9.35% |
$24.2K - $28.4K
|
3.92K
$313K
|
|
|
Jan 28, 2025
Q4 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
189+ 5.27% |
$13.6K - $16K
|
3.77K
$302K
|
|
|
Jan 16, 2025
Q4 2024
|
Willner & Heller, LLC
|
BUY
|
- |
133+ 1.81% |
$9.6K - $11.3K
|
7.5K
$599K
|
|
|
Feb 03, 2025
Q4 2024
|
Waterfront Wealth Inc.
|
BUY
|
- |
125+ 3.97% |
$9.02K - $10.6K
|
3.27K
$261K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
87+ 1.08% |
$6.28K - $7.36K
|
8.15K
$652K
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
BUY
|
- |
64+ 1.81% |
$4.62K - $5.42K
|
3.61K
$288K
|
|
|
Jan 31, 2025
Q4 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
14+ 0.17% |
$1.01K - $1.18K
|
8.44K
$675K
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
11+ 0.37% |
$794 - $931
|
2.99K
$239K
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
4+ 0.19% |
$289 - $339
|
2.08K
$166K
|
|
|
Jan 17, 2025
Q4 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
2+ 0.06% |
$144 - $169
|
3.46K
$276K
|
|
|
Feb 10, 2025
Q4 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
1+ 0.14% |
$72.2 - $84.6
|
718
$57.4K
|
|
|
Jan 27, 2025
Q4 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-49- 1.36% |
$3.54K - $4.15K
|
3.55K
$284K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-90- 13.62% |
$6.5K - $7.62K
|
571
$45.6K
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
SELL
|
- |
-99- 91.67% |
$7.15K - $8.38K
|
9
$719
|
|
|
Jan 29, 2025
Q4 2024
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-184- 1.09% |
$13.3K - $15.6K
|
16.7K
$1.34M
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-345- 2.01% |
$24.9K - $29.2K
|
16.9K
$1.35M
|
|
|
Jan 24, 2025
Q4 2024
|
Hfg Advisors, Inc.
|
SELL
|
- |
-474- 2.28% |
$34.2K - $40.1K
|
20.3K
$1.62M
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
SELL
|
- |
-676- 3.04% |
$48.8K - $57.2K
|
21.5K
$1.72M
|
|
|
Jan 14, 2025
Q4 2024
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2K- 45.06% |
$144K - $169K
|
2.44K
$195K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.13K- 2.29% |
$154K - $180K
|
90.9K
$7.27M
|