Purchases and Sales Made in Q3 2023 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
146K+ 22.01% |
$11.6M - $13M
|
811K
$82.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
63.8KNew |
$5.06M - $5.66M
|
63.8K
$6.52M
|
|
|
Nov 06, 2023
Q3 2023
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
56.7KNew |
$4.49M - $5.03M
|
56.7K
$5.79M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
31.9KNew |
$2.52M - $2.83M
|
31.9K
$3.25M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
28.3K+ 4.96% |
$2.24M - $2.51M
|
599K
$61.2M
|
|
|
Oct 02, 2023
Q3 2023
|
Park National Corp
|
BUY
|
- |
23.5K+ 42.39% |
$1.86M - $2.08M
|
78.8K
$8.05M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
23.1K+ 16.26% |
$1.83M - $2.05M
|
165K
$16.9M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
22.2KNew |
$1.76M - $1.97M
|
22.2K
$2.27M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
21.4K+ 23.68% |
$1.69M - $1.9M
|
112K
$11.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
17.9K+ 2647.2% |
$1.42M - $1.59M
|
18.6K
$1.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
12.8K+ 16.08% |
$1.02M - $1.14M
|
92.6K
$9.46M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12.4K+ 13.74% |
$979K - $1.1M
|
102K
$10.4M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.2K+ 13.87% |
$807K - $904K
|
83.7K
$8.54M
|
|
|
Oct 25, 2023
Q3 2023
|
Hapanowicz & Associates Financial Services, Inc
|
BUY
|
- |
9.42K+ 4.43% |
$746K - $835K
|
222K
$22.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
9.1K+ 282.2% |
$721K - $807K
|
12.3K
$1.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
BUY
|
- |
8.43KNew |
$667K - $748K
|
8.43K
$860K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
8.22K+ 18.39% |
$651K - $730K
|
52.9K
$5.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
7.12K+ 7.51% |
$564K - $632K
|
102K
$10.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
6.3KNew |
$499K - $559K
|
6.3K
$643K
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
5.86K+ 10.39% |
$464K - $520K
|
62.2K
$6.35M
|
|
|
Nov 14, 2023
Q3 2023
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
5.78KNew |
$458K - $513K
|
5.78K
$590K
|
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
5.03KNew |
$398K - $446K
|
5.03K
$513K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.93K+ 1.22% |
$391K - $438K
|
410K
$41.9M
|
|
|
Oct 23, 2023
Q3 2023
|
Sweet Financial Partners, LLC
|
BUY
|
- |
3.62K+ 17.89% |
$286K - $321K
|
23.8K
$2.43M
|
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
3.58K+ 4.55% |
$284K - $318K
|
82.4K
$8.41M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
3.51KNew |
$278K - $311K
|
3.51K
$358K
|
|
|
Nov 13, 2023
Q3 2023
|
Personal Cfo Solutions, LLC
|
BUY
|
- |
3.37KNew |
$267K - $299K
|
3.37K
$344K
|
|
|
Nov 20, 2023
Q3 2023
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
3.36K+ 14.09% |
$266K - $298K
|
27.2K
$2.78M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.2K+ 20.84% |
$253K - $284K
|
18.5K
$1.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
2.89KNew |
$229K - $257K
|
2.89K
$295K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.84K+ 1.44% |
$225K - $252K
|
201K
$20.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Zacks Investment Management
Chicago, IL |
BUY
|
- |
2.67KNew |
$211K - $236K
|
2.67K
$272K
|
|
|
Oct 10, 2023
Q3 2023
|
Wealth Alliance Advisory Group, LLC
|
BUY
|
- |
2.48K+ 2.29% |
$196K - $220K
|
110K
$11.3M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.45KNew |
$194K - $217K
|
2.45K
$250K
|
|
|
Oct 31, 2023
Q3 2023
|
American Institute For Advanced Investment Management, LLP
|
BUY
|
- |
2.43K+ 42.06% |
$193K - $216K
|
8.21K
$838K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.25K+ 11.51% |
$179K - $200K
|
21.8K
$2.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
BUY
|
- |
2.06K+ 6.34% |
$163K - $183K
|
34.6K
$3.53M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
1.54K+ 52.83% |
$122K - $136K
|
4.45K
$454K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.44K+ 4.28% |
$114K - $127K
|
35K
$3.57M
|
|
|
Oct 27, 2023
Q3 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
994+ 3.45% |
$78.7K - $88.2K
|
29.8K
$3.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
902+ 2.46% |
$71.4K - $80K
|
37.6K
$3.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Strategic Investment Solutions, Inc. /Il
Orland Park, IL |
BUY
|
- |
851New |
$67.4K - $75.5K
|
851
$86.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Flaharty Asset Management, LLC
|
BUY
|
- |
745New |
$59K - $66.1K
|
745
$76.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
678+ 21.06% |
$53.7K - $60.2K
|
3.9K
$398K
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
400+ 2.63% |
$31.7K - $35.5K
|
15.6K
$1.59M
|
|
|
Oct 24, 2023
Q3 2023
|
Legacy Financial Group LLC
|
BUY
|
- |
262New |
$20.8K - $23.2K
|
262
$26.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
261+ 2.54% |
$20.7K - $23.2K
|
10.5K
$1.08M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
239+ 0.28% |
$18.9K - $21.2K
|
86K
$8.78M
|
|
|
Nov 08, 2023
Q3 2023
|
Lvz, Inc.
|
BUY
|
- |
225+ 0.91% |
$17.8K - $20K
|
25K
$2.55M
|
|
|
Oct 10, 2023
Q3 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
221+ 2.82% |
$17.5K - $19.6K
|
8.06K
$823K
|