Purchases and Sales Made in Q4 2023 in First Tr Small Cap Core Alphad (FYX)
This table provides information about the institutional ownership of First Tr Small Cap Core Alphad (FYX) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR SMALL CAP CORE ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-1.34K- 6.39% |
$100K - $125K
|
19.6K
$2.01M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.43K- 2.68% |
$107K - $133K
|
51.7K
$5.28M
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-1.59K- 2.66% |
$119K - $148K
|
58K
$5.92M
|
|
|
Jan 23, 2024
Q4 2023
|
Lvz, Inc.
|
SELL
|
- |
-2.35K- 9.41% |
$176K - $219K
|
22.7K
$2.31M
|
|
|
Mar 13, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.43K- 12.08% |
$181K - $226K
|
17.7K
$1.8M
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.43K- 12.08% |
$181K - $226K
|
17.7K
$1.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Per Stirling Capital Management, Llc.
Austin, TX |
SELL
|
- |
-2.43K- 7.02% |
$182K - $226K
|
32.2K
$3.28M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.48K- 4.97% |
$185K - $230K
|
47.3K
$4.83M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.55K- 1.16% |
$191K - $238K
|
217K
$22.1M
|
|
|
Feb 15, 2024
Q4 2023
|
Pca Investment Advisory Services Inc.
Cincinnati, OH |
SELL
|
- |
-2.71K- 23.6% |
$203K - $252K
|
8.76K
$895K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.7K- 7.22% |
$277K - $344K
|
47.5K
$4.86M
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-4.13K- 13.96% |
$309K - $384K
|
25.5K
$2.6M
|
|
|
Jan 23, 2024
Q4 2023
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-4.35K- 52.99% |
$326K - $405K
|
3.86K
$394K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-4.92K- 41.05% |
$368K - $458K
|
7.07K
$722K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-7.14K- 45.76% |
$534K - $664K
|
8.46K
$864K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-14.6K- 78.18% |
$1.09M - $1.35M
|
4.06K
$415K
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-16.6K- 85.02% |
$1.24M - $1.54M
|
2.92K
$298K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-16.7K- 52.48% |
$1.25M - $1.56M
|
15.1K
$1.55M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16.9K- 18.24% |
$1.26M - $1.57M
|
75.7K
$7.73M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-23.9K- 3.39% |
$1.79M - $2.22M
|
681K
$69.6M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-40.8K- 9.94% |
$3.05M - $3.8M
|
370K
$37.7M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-62.9K- 72.6% |
$4.71M - $5.85M
|
23.7K
$2.42M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-68.3K- 10.95% |
$5.11M - $6.35M
|
555K
$56.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-75.8K- 14.77% |
$5.67M - $7.05M
|
438K
$44.7M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-77.8K- 12.98% |
$5.82M - $7.24M
|
521K
$53.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-130K- 15.98% |
$9.7M - $12.1M
|
681K
$69.6M
|