Purchases and Sales Made in Q4 2023 in First Tr ETF Fd Iv First Tr Lo (LMBS)
This table provides information about the institutional ownership of First Tr ETF Fd Iv First Tr Lo (LMBS) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF FD IV FIRST TR LO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-17.6K- 48.08% |
$822K - $853K
|
19K
$935K
|
|
|
Feb 14, 2024
Q4 2023
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-17.7K- 6.27% |
$822K - $854K
|
264K
$13M
|
|
|
Jan 24, 2024
Q4 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
SELL
|
- |
-17.9K- 12.28% |
$833K - $865K
|
128K
$6.27M
|
|
|
Jan 15, 2025
Q4 2023
|
Goldstone Financial Group, LLC
Oakbrook Terrace, IL |
SELL
|
- |
-18.4KClosed |
$858K - $890K
|
0
$0
|
|
|
Jan 24, 2024
Q4 2023
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-19K- 71.65% |
$885K - $919K
|
7.52K
$369K
|
|
|
Feb 06, 2024
Q4 2023
|
Darwin Advisors, LLC
|
SELL
|
- |
-20.1K- 7.77% |
$937K - $973K
|
239K
$11.7M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-21.3K- 15.85% |
$994K - $1.03M
|
113K
$5.56M
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-22.2K- 33.17% |
$1.03M - $1.07M
|
44.8K
$2.2M
|
|
|
Feb 13, 2024
Q4 2023
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-22.2K- 77.89% |
$1.04M - $1.08M
|
6.31K
$310K
|
|
|
Jan 23, 2024
Q4 2023
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-22.5K- 62.3% |
$1.05M - $1.09M
|
13.6K
$670K
|
|
|
Jan 25, 2024
Q4 2023
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-23.7K- 84.8% |
$1.1M - $1.15M
|
4.25K
$209K
|
|
|
Feb 14, 2024
Q4 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-23.8K- 35.59% |
$1.11M - $1.15M
|
43.1K
$2.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-25K- 29.43% |
$1.17M - $1.21M
|
60K
$2.95M
|
|
|
Jan 24, 2024
Q4 2023
|
Cypress Capital Group
|
SELL
|
- |
-29.6K- 39.9% |
$1.38M - $1.43M
|
44.6K
$2.19M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-30.2K- 27.52% |
$1.41M - $1.46M
|
79.5K
$3.9M
|
|
|
Feb 01, 2024
Q4 2023
|
Prism Advisors, Inc.
|
SELL
|
- |
-32.1K- 13.05% |
$1.49M - $1.55M
|
214K
$10.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-39.5K- 16.58% |
$1.84M - $1.91M
|
199K
$9.74M
|
|
|
Feb 05, 2024
Q4 2023
|
Triumph Capital Management
|
SELL
|
- |
-40.8K- 53.72% |
$1.9M - $1.97M
|
35.2K
$1.73M
|
|
|
Jan 09, 2024
Q4 2023
|
Dominguez Wealth Management Solutions, Inc.
Williamsburg, VA |
SELL
|
- |
-41.6K- 39.65% |
$1.94M - $2.01M
|
63.3K
$3.11M
|
|
|
Feb 12, 2024
Q4 2023
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-44.1K- 15.96% |
$2.05M - $2.13M
|
232K
$11.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-44.4K- 19.88% |
$2.07M - $2.15M
|
179K
$8.79M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-46.5K- 14.74% |
$2.17M - $2.25M
|
269K
$13.2M
|
|
|
Feb 06, 2024
Q4 2023
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-53.1K- 17.94% |
$2.47M - $2.57M
|
243K
$11.9M
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-70.8K- 69.76% |
$3.3M - $3.42M
|
30.7K
$1.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-72.2K- 18.91% |
$3.36M - $3.49M
|
309K
$15.2M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-72.7K- 58.05% |
$3.38M - $3.51M
|
52.5K
$2.58M
|
|
|
Feb 12, 2024
Q4 2023
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-80.8K- 88.52% |
$3.76M - $3.91M
|
10.5K
$514K
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-92K- 7.75% |
$4.29M - $4.45M
|
1.09M
$53.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-98.4K- 6.62% |
$4.59M - $4.76M
|
1.39M
$68.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
SELL
|
- |
-102K- 77.2% |
$4.73M - $4.91M
|
30K
$1.47M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-109K- 0.88% |
$5.08M - $5.27M
|
12.3M
$603M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-120K- 55.98% |
$5.6M - $5.82M
|
94.6K
$4.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-122K- 93.31% |
$5.7M - $5.92M
|
8.78K
$431K
|
|
|
Jan 23, 2024
Q4 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-135K- 39.07% |
$6.27M - $6.51M
|
210K
$10.3M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-135K- 14.44% |
$6.27M - $6.51M
|
798K
$39.2M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-149K- 20.93% |
$6.94M - $7.2M
|
563K
$27.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-149K- 29.21% |
$6.95M - $7.21M
|
361K
$17.7M
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-151K- 99.83% |
$7.02M - $7.29M
|
253
$12.4K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-152K- 13.19% |
$7.08M - $7.35M
|
1M
$49.1M
|
|
|
Jan 23, 2024
Q4 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-158K- 69.24% |
$7.37M - $7.65M
|
70.3K
$3.45M
|
|
|
Jan 25, 2024
Q4 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-159K- 95.16% |
$7.42M - $7.7M
|
8.11K
$398K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-167K- 9.88% |
$7.78M - $8.07M
|
1.52M
$74.8M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-170K- 14.3% |
$7.92M - $8.23M
|
1.02M
$50M
|
|
|
Feb 14, 2024
Q4 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-184K- 64.78% |
$8.58M - $8.9M
|
100K
$4.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-186K- 2.99% |
$8.68M - $9.01M
|
6.05M
$297M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-189K- 44.53% |
$8.8M - $9.13M
|
235K
$11.5M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-200K- 5.4% |
$9.3M - $9.66M
|
3.5M
$172M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-228K- 4.93% |
$10.6M - $11M
|
4.41M
$216M
|
|
|
Jan 10, 2024
Q4 2023
|
Legacy Private Trust Co.
|
SELL
|
- |
-274K- 87.49% |
$12.8M - $13.2M
|
39.1K
$1.92M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-308K- 51.14% |
$14.4M - $14.9M
|
294K
$14.5M
|