Purchases and Sales Made in Q1 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
5.11K+ 133.54% |
$190K - $218K
|
8.93K
$389K
|
|
|
May 16, 2022
Q1 2022
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
4.56K+ 22.4% |
$170K - $194K
|
24.9K
$1.09M
|
|
|
May 16, 2022
Q1 2022
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
4.48K+ 3.86% |
$167K - $191K
|
121K
$5.25M
|
|
|
May 05, 2022
Q1 2022
|
Pacific Sun Financial Corp
|
BUY
|
- |
4.48K+ 31.63% |
$167K - $191K
|
18.6K
$812K
|
|
|
May 12, 2022
Q1 2022
|
Archetype Wealth Partners
Houston, TX |
BUY
|
- |
4.44K+ 72.07% |
$165K - $189K
|
10.6K
$462K
|
|
|
May 12, 2022
Q1 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
4.39K+ 31.48% |
$164K - $187K
|
18.3K
$799K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.32K+ 3.88% |
$161K - $184K
|
116K
$5.04M
|
|
|
May 11, 2022
Q1 2022
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
3.72K+ 58.69% |
$139K - $158K
|
10K
$438K
|
|
|
May 09, 2022
Q1 2022
|
Neumann Capital Management, LLC
|
BUY
|
- |
3.6K+ 31.9% |
$134K - $154K
|
14.9K
$649K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
3.31K+ 19.95% |
$123K - $141K
|
19.9K
$868K
|
|
|
May 16, 2022
Q1 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
2.98K+ 8.72% |
$111K - $127K
|
37.2K
$1.62M
|
|
|
May 10, 2022
Q1 2022
|
3 D/L Capital Management, LLC
|
BUY
|
- |
2.98K+ 21.25% |
$111K - $127K
|
17K
$740K
|
|
|
Apr 29, 2022
Q1 2022
|
Addison Advisors LLC
|
BUY
|
- |
2.54K+ 374.37% |
$94.8K - $108K
|
3.22K
$140K
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.46K+ 6.92% |
$91.7K - $105K
|
38K
$1.66M
|
|
|
May 12, 2022
Q1 2022
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
2.45K+ 25.27% |
$91.5K - $105K
|
12.2K
$530K
|
|
|
Apr 27, 2022
Q1 2022
|
Vahanian & Associates Financial Planning Inc.
|
BUY
|
- |
2.41K+ 24.57% |
$89.8K - $103K
|
12.2K
$532K
|
|
|
Apr 26, 2022
Q1 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
2.25K+ 40.81% |
$83.8K - $95.7K
|
7.75K
$338K
|
|
|
Apr 13, 2022
Q1 2022
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
2.09K+ 19.3% |
$77.9K - $89.1K
|
12.9K
$563K
|
|
|
May 02, 2022
Q1 2022
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.02K+ 230.89% |
$75.3K - $86K
|
2.89K
$126K
|
|
|
May 11, 2022
Q1 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1.93K+ 19.88% |
$72K - $82.3K
|
11.6K
$507K
|
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.84K+ 3.24% |
$68.7K - $78.6K
|
58.7K
$2.56M
|
|
|
May 11, 2022
Q1 2022
|
Vicus Capital
State College, PA |
BUY
|
- |
1.8K+ 4.69% |
$67K - $76.6K
|
40.2K
$1.75M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.69K+ 0.55% |
$62.8K - $71.8K
|
306K
$13.4M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1.55K+ 5.27% |
$57.7K - $66K
|
30.9K
$1.35M
|
|
|
May 11, 2022
Q1 2022
|
Us Bancorp \De\
|
BUY
|
- |
1.5K+ 70.3% |
$55.8K - $63.8K
|
3.62K
$158K
|
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
1.46K+ 17.53% |
$54.4K - $62.2K
|
9.78K
$426K
|
|
|
May 12, 2022
Q1 2022
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
1.41K+ 24.27% |
$52.4K - $59.9K
|
7.2K
$314K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.36K+ 187.23% |
$50.8K - $58.1K
|
2.09K
$91.1K
|
|
|
May 09, 2022
Q1 2022
|
Cx Institutional
|
BUY
|
- |
1.35K+ 13.82% |
$50.3K - $57.5K
|
11.1K
$484K
|
|
|
May 09, 2022
Q1 2022
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
1.3K+ 9.3% |
$48.3K - $55.2K
|
15.2K
$664K
|
|
|
May 11, 2022
Q1 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
1.28K+ 100.47% |
$47.8K - $54.6K
|
2.56K
$111K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.23K+ 10.2% |
$45.9K - $52.4K
|
13.3K
$579K
|
|
|
May 09, 2022
Q1 2022
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
1.18K+ 12.5% |
$44K - $50.3K
|
10.6K
$462K
|
|
|
Apr 07, 2022
Q1 2022
|
Rvw Wealth, LLC
|
BUY
|
- |
1.04K+ 5.72% |
$38.8K - $44.4K
|
19.2K
$838K
|
|
|
May 13, 2022
Q1 2022
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
925+ 13.35% |
$34.5K - $39.4K
|
7.86K
$342K
|
|
|
May 12, 2022
Q1 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
838+ 166.6% |
$31.2K - $35.7K
|
1.34K
$58.4K
|
|
|
May 09, 2022
Q1 2022
|
Herold Advisors, Inc.
|
BUY
|
- |
795New |
$29.6K - $33.9K
|
795
$34.6K
|
|
|
Apr 26, 2022
Q1 2022
|
Baldrige Asset Management LLC
|
BUY
|
- |
732New |
$27.3K - $31.2K
|
732
$31.9K
|
|
|
Apr 27, 2022
Q1 2022
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
665+ 7.23% |
$24.8K - $28.3K
|
9.87K
$430K
|
|
|
Apr 25, 2022
Q1 2022
|
Mascoma Wealth Management LLC
|
BUY
|
- |
648+ 154.29% |
$24.2K - $27.6K
|
1.07K
$46.5K
|
|
|
May 10, 2022
Q1 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
641+ 0.32% |
$23.9K - $27.3K
|
202K
$8.8M
|
|
|
Apr 27, 2022
Q1 2022
|
Palisades Hudson Asset Management, L.P.
Fort Lauderdale, FL |
BUY
|
- |
552+ 7.7% |
$20.6K - $23.5K
|
7.72K
$336K
|
|
|
Apr 29, 2022
Q1 2022
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
528+ 2.47% |
$19.7K - $22.5K
|
21.9K
$953K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
517+ 3.83% |
$19.3K - $22K
|
14K
$611K
|
|
|
Apr 22, 2022
Q1 2022
|
Umb Bank, N.A.
|
BUY
|
- |
496+ 1.99% |
$18.5K - $21.1K
|
25.4K
$1.11M
|
|
|
May 12, 2022
Q1 2022
|
Principle Wealth Partners LLC
|
BUY
|
- |
477+ 4.94% |
$17.8K - $20.3K
|
10.1K
$442K
|
|
|
May 13, 2022
Q1 2022
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
430+ 8.27% |
$16K - $18.3K
|
5.63K
$245K
|
|
|
May 13, 2022
Q1 2022
|
Covington Capital Management
|
BUY
|
- |
425+ 78.7% |
$15.8K - $18.1K
|
965
$42.1K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
400New |
$14.9K - $17.1K
|
400
$17.4K
|
|
|
May 12, 2022
Q1 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
316+ 607.69% |
$11.8K - $13.5K
|
368
$16K
|