Purchases and Sales Made in Q1 2024 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q1 2024. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.2K+ 8.33% |
$82K - $91.4K
|
28.6K
$1.25M
|
|
|
May 14, 2024
Q1 2024
|
Modera Wealth Management, LLC
|
BUY
|
- |
1.7K+ 3.39% |
$63.4K - $70.6K
|
51.7K
$2.25M
|
|
|
May 09, 2024
Q1 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.69KNew |
$63.1K - $70.3K
|
1.69K
$73.7K
|
|
|
May 06, 2024
Q1 2024
|
Merit Financial Group, LLC
|
BUY
|
- |
1.57K+ 10.07% |
$58.5K - $65.2K
|
17.1K
$747K
|
|
|
Apr 15, 2024
Q1 2024
|
Cx Institutional
|
BUY
|
- |
1.51K+ 15.71% |
$56.3K - $62.7K
|
11.1K
$484K
|
|
|
May 13, 2024
Q1 2024
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
1.5K+ 4.01% |
$56K - $62.4K
|
38.9K
$1.7M
|
|
|
Apr 25, 2024
Q1 2024
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
1.47K+ 4.21% |
$54.9K - $61.1K
|
36.3K
$1.58M
|
|
|
May 15, 2024
Q1 2024
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
1.45K+ 9.16% |
$54.1K - $60.2K
|
17.2K
$752K
|
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
BUY
|
- |
1.33K+ 19.31% |
$49.7K - $55.3K
|
8.22K
$358K
|
|
|
Jan 14, 2025
Q1 2024
|
Westfuller Advisors, LLC
New York, NY |
BUY
|
- |
1.16K+ 3.47% |
$43.4K - $48.4K
|
34.6K
$1.51M
|
|
|
May 13, 2024
Q1 2024
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
1.09K+ 4.86% |
$40.6K - $45.2K
|
23.5K
$1.02M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.06K+ 1.63% |
$39.6K - $44.1K
|
66.3K
$2.89M
|
|
|
Apr 19, 2024
Q1 2024
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
1.03K+ 7.24% |
$38.4K - $42.8K
|
15.2K
$664K
|
|
|
Apr 08, 2024
Q1 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
919New |
$34.3K - $38.2K
|
919
$40.1K
|
|
|
May 08, 2024
Q1 2024
|
Neumann Capital Management, LLC
|
BUY
|
- |
860+ 4.13% |
$32.1K - $35.8K
|
21.7K
$944K
|
|
|
Apr 16, 2024
Q1 2024
|
Evergreen Private Wealth LLC
Greenwood Village, CO |
BUY
|
- |
843+ 5.89% |
$31.5K - $35.1K
|
15.2K
$660K
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
796+ 0.72% |
$29.7K - $33.1K
|
112K
$4.87M
|
|
|
Apr 17, 2024
Q1 2024
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
788+ 1.66% |
$29.4K - $32.8K
|
48.4K
$2.11M
|
|
|
Apr 10, 2024
Q1 2024
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
780+ 11.45% |
$29.1K - $32.4K
|
7.59K
$331K
|
|
|
Apr 30, 2024
Q1 2024
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
739+ 6.74% |
$27.6K - $30.7K
|
11.7K
$510K
|
|
|
May 14, 2024
Q1 2024
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
739+ 6.2% |
$27.6K - $30.7K
|
12.7K
$552K
|
|
|
May 01, 2024
Q1 2024
|
Resonant Capital Advisors, LLC
|
BUY
|
- |
648+ 7.67% |
$24.2K - $27K
|
9.1K
$397K
|
|
|
Oct 07, 2024
Q1 2024
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
636+ 12720.0% |
$23.7K - $26.5K
|
641
$27.9K
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
545+ 7.24% |
$20.4K - $22.7K
|
8.07K
$352K
|
|
|
Apr 11, 2024
Q1 2024
|
Trust CO
|
BUY
|
- |
521+ 8.9% |
$19.5K - $21.7K
|
6.38K
$278K
|
|
|
Apr 02, 2024
Q1 2024
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
504+ 0.84% |
$18.8K - $21K
|
60.3K
$2.63M
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
432+ 2.77% |
$16.1K - $18K
|
16K
$699K
|
|
|
Apr 30, 2024
Q1 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
422New |
$15.8K - $17.6K
|
422
$18.4K
|
|
|
Apr 29, 2024
Q1 2024
|
Adviser Investments LLC
|
BUY
|
- |
404+ 0.69% |
$15.1K - $16.8K
|
58.6K
$2.56M
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
354+ 4.98% |
$13.2K - $14.7K
|
7.46K
$325K
|
|
|
May 07, 2024
Q1 2024
|
Silver Oak Wealth Management LLC
Edina, MN |
BUY
|
- |
346+ 0.78% |
$12.9K - $14.4K
|
44.5K
$1.94M
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
305+ 314.43% |
$11.4K - $12.7K
|
402
$17.5K
|
|
|
May 13, 2024
Q1 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
245+ 0.91% |
$9.15K - $10.2K
|
27.1K
$1.18M
|
|
|
Apr 15, 2024
Q1 2024
|
Corundum Group, Inc.
|
BUY
|
- |
218+ 0.35% |
$8.14K - $9.07K
|
63.1K
$2.75M
|
|
|
Apr 22, 2024
Q1 2024
|
Cgc Financial Services, LLC
Lake Oswego, OR |
BUY
|
- |
218+ 0.43% |
$8.14K - $9.07K
|
51.2K
$2.23M
|
|
|
May 14, 2024
Q1 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
217+ 0.68% |
$8.1K - $9.03K
|
32.2K
$1.4M
|
|
|
Apr 15, 2024
Q1 2024
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
209+ 3.71% |
$7.8K - $8.69K
|
5.84K
$254K
|
|
|
May 08, 2024
Q1 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
208+ 1.79% |
$7.77K - $8.65K
|
11.8K
$516K
|
|
|
Apr 15, 2024
Q1 2024
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
199New |
$7.43K - $8.28K
|
199
$8.67K
|
|
|
Apr 05, 2024
Q1 2024
|
Rvw Wealth, LLC
|
BUY
|
- |
176+ 0.75% |
$6.57K - $7.32K
|
23.5K
$1.03M
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
175+ 9.49% |
$6.53K - $7.28K
|
2.02K
$88K
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
174+ 1.52% |
$6.5K - $7.24K
|
11.6K
$506K
|
|
|
Apr 29, 2024
Q1 2024
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
127+ 0.39% |
$4.74K - $5.28K
|
33K
$1.44M
|
|
|
Apr 26, 2024
Q1 2024
|
Yhb Investment Advisors, Inc.
|
BUY
|
- |
120New |
$4.48K - $4.99K
|
120
$5.23K
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
117+ 11.63% |
$4.37K - $4.87K
|
1.12K
$48.9K
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
109New |
$4.07K - $4.53K
|
109
$4.75K
|
|
|
May 10, 2024
Q1 2024
|
Orion Capital Management LLC
|
BUY
|
- |
64New |
$2.39K - $2.66K
|
64
$2.79K
|
|
|
Apr 25, 2024
Q1 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
49+ 0.5% |
$1.83K - $2.04K
|
9.83K
$428K
|
|
|
Apr 18, 2024
Q1 2024
|
Stordahl Capital Management, Inc.
|
BUY
|
- |
40+ 0.51% |
$1.49K - $1.66K
|
7.95K
$346K
|
|
|
Apr 23, 2024
Q1 2024
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
26+ 0.17% |
$971 - $1.08K
|
14.9K
$649K
|