Purchases and Sales Made in Q2 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q2 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 13, 2022
Q2 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
4.79KNew |
$151K - $192K
|
4.79K
$198K
|
|
Jul 21, 2022
Q2 2022
|
Rtd Financial Advisors, Inc.
|
BUY
|
- |
4.58K+ 39.5% |
$144K - $184K
|
16.2K
$670K
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.57K+ 22.97% |
$144K - $183K
|
24.5K
$1.01M
|
|
Jul 28, 2022
Q2 2022
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
3.89K+ 15.63% |
$123K - $156K
|
28.8K
$1.19M
|
|
Aug 05, 2022
Q2 2022
|
Better Money Decisions, LLC
|
BUY
|
- |
3.65KNew |
$115K - $146K
|
3.65K
$151K
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.46K+ 4.99% |
$109K - $139K
|
72.8K
$3.01M
|
|
Jul 20, 2022
Q2 2022
|
Umb Bank, N.A.
|
BUY
|
- |
3.44K+ 13.54% |
$108K - $138K
|
28.8K
$1.19M
|
|
Aug 15, 2022
Q2 2022
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
3.35K+ 21.64% |
$106K - $134K
|
18.8K
$780K
|
|
Jul 20, 2022
Q2 2022
|
Neumann Capital Management, LLC
|
BUY
|
- |
3.21K+ 21.55% |
$101K - $129K
|
18.1K
$750K
|
|
Aug 08, 2022
Q2 2022
|
Jones Financial Companies Lllp
|
BUY
|
- |
3.03K+ 104.6% |
$95.3K - $121K
|
5.92K
$245K
|
|
Aug 15, 2022
Q2 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
2.95KNew |
$92.9K - $118K
|
2.95K
$122K
|
|
Jul 14, 2022
Q2 2022
|
Brio Consultants, LLC
|
BUY
|
- |
2.71K+ 13.63% |
$85.4K - $109K
|
22.6K
$936K
|
|
Aug 11, 2022
Q2 2022
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
2.58K+ 32.85% |
$81.3K - $103K
|
10.4K
$432K
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.52K+ 17.97% |
$79.3K - $101K
|
16.5K
$685K
|
|
Jul 22, 2022
Q2 2022
|
Silverhawk Asset Management, LLC
|
BUY
|
- |
2.39K+ 2.6% |
$75.3K - $95.9K
|
94.5K
$3.91M
|
|
Aug 11, 2022
Q2 2022
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
2.27K+ 8.0% |
$71.4K - $90.9K
|
30.6K
$1.27M
|
|
Aug 12, 2022
Q2 2022
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
2.12K+ 10.8% |
$66.7K - $84.9K
|
21.7K
$899K
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.1K+ 4.56% |
$66K - $84K
|
48K
$1.99M
|
|
Aug 16, 2022
Q2 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.04K+ 2.52% |
$64.4K - $81.9K
|
83.2K
$3.44M
|
|
Aug 04, 2022
Q2 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.76K+ 10.08% |
$55.5K - $70.7K
|
19.2K
$797K
|
|
Aug 15, 2022
Q2 2022
|
Bsw Wealth Partners
Boulder, CO |
BUY
|
- |
1.75K+ 1.45% |
$55.2K - $70.2K
|
122K
$5.06M
|
|
Jul 28, 2022
Q2 2022
|
Pacific Sun Financial Corp
|
BUY
|
- |
1.74K+ 9.32% |
$54.7K - $69.6K
|
20.4K
$843K
|
|
Oct 23, 2023
Q2 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.58K+ 19.21% |
$49.8K - $63.5K
|
9.82K
$407K
|
|
Aug 15, 2022
Q2 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.58K+ 19.21% |
$49.8K - $63.5K
|
9.82K
$407K
|
|
Aug 15, 2022
Q2 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
1.45K+ 21.44% |
$45.6K - $58K
|
8.2K
$339K
|
|
Aug 11, 2022
Q2 2022
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
1.34K+ 13.82% |
$42.2K - $53.7K
|
11K
$457K
|
|
Aug 04, 2022
Q2 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.3K+ 7.84% |
$40.8K - $51.9K
|
17.8K
$738K
|
|
Aug 11, 2022
Q2 2022
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
1.25K+ 9.7% |
$39.4K - $50.2K
|
14.2K
$586K
|
|
Aug 03, 2022
Q2 2022
|
Assetmark, Inc
|
BUY
|
- |
1.07KNew |
$33.5K - $42.7K
|
1.07K
$44.1K
|
|
Aug 12, 2022
Q2 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.03K+ 49.31% |
$32.5K - $41.4K
|
3.12K
$129K
|
|
Jul 18, 2022
Q2 2022
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
991+ 3.28% |
$31.2K - $39.7K
|
31.2K
$1.29M
|
|
Aug 12, 2022
Q2 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
862+ 11.4% |
$27.2K - $34.6K
|
8.42K
$349K
|
|
Aug 05, 2022
Q2 2022
|
Benedetti & Gucer, Inc.
|
BUY
|
- |
812+ 13.0% |
$25.6K - $32.6K
|
7.06K
$292K
|
|
Aug 04, 2022
Q2 2022
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
775+ 10.77% |
$24.4K - $31.1K
|
7.97K
$330K
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
754+ 2.14% |
$23.8K - $30.2K
|
36.1K
$1.49M
|
|
Aug 11, 2022
Q2 2022
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
647+ 6.1% |
$20.4K - $26K
|
11.3K
$466K
|
|
Aug 15, 2022
Q2 2022
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
627+ 6.24% |
$19.8K - $25.1K
|
10.7K
$442K
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
612New |
$19.3K - $24.5K
|
612
$25.3K
|
|
Aug 02, 2022
Q2 2022
|
Lincoln National Corp
|
BUY
|
- |
559+ 3.17% |
$17.6K - $22.4K
|
18.2K
$754K
|
|
Aug 09, 2022
Q2 2022
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
551New |
$17.4K - $22.1K
|
551
$22.8K
|
|
Jul 13, 2022
Q2 2022
|
Rvw Wealth, LLC
|
BUY
|
- |
482+ 2.51% |
$15.2K - $19.3K
|
19.7K
$817K
|
|
Aug 02, 2022
Q2 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
477+ 3.72% |
$15K - $19.1K
|
13.3K
$550K
|
|
Aug 11, 2022
Q2 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
346+ 8.45% |
$10.9K - $13.9K
|
4.44K
$184K
|
|
Aug 02, 2022
Q2 2022
|
Baystate Wealth Management LLC
|
BUY
|
- |
344+ 104.56% |
$10.8K - $13.8K
|
673
$27.9K
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
334New |
$10.5K - $13.4K
|
334
$13.8K
|
|
Jul 19, 2022
Q2 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
304+ 3.92% |
$9.58K - $12.2K
|
8.05K
$333K
|
|
Aug 13, 2024
Q2 2022
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
300+ 2.29% |
$9.45K - $12K
|
13.4K
$556K
|
|
Aug 15, 2022
Q2 2022
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
249+ 1.71% |
$7.84K - $9.99K
|
14.8K
$614K
|
|
Aug 02, 2022
Q2 2022
|
3 D/L Capital Management, LLC
|
BUY
|
- |
235+ 1.38% |
$7.4K - $9.43K
|
17.2K
$713K
|
|
Aug 04, 2022
Q2 2022
|
Concord Wealth Partners
|
BUY
|
- |
220+ 183.33% |
$6.93K - $8.82K
|
340
$14.1K
|