Purchases and Sales Made in Q2 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q2 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 24, 2023
Q2 2023
|
De Dora Capital, Inc.
|
BUY
|
- |
3.23K+ 6.01% |
$110K - $120K
|
57K
$2.49M
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.38K+ 9.5% |
$80.6K - $88.1K
|
27.4K
$1.2M
|
|
Jul 21, 2023
Q2 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.35K+ 1.08% |
$79.6K - $87.1K
|
221K
$9.62M
|
|
Aug 01, 2023
Q2 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
2.31K+ 18.6% |
$78.2K - $85.5K
|
14.7K
$641K
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.28K+ 2.97% |
$77.2K - $84.4K
|
79.1K
$3.45M
|
|
Aug 09, 2023
Q2 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.21K+ 12.31% |
$74.7K - $81.7K
|
20.1K
$877K
|
|
Aug 10, 2023
Q2 2023
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
2.15K+ 18.7% |
$72.8K - $79.6K
|
13.6K
$594K
|
|
Jul 21, 2023
Q2 2023
|
Corundum Group, Inc.
|
BUY
|
- |
2.03K+ 3.73% |
$68.7K - $75.1K
|
56.4K
$2.46M
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
1.98K+ 11.72% |
$67.1K - $73.4K
|
18.9K
$823K
|
|
Jul 21, 2023
Q2 2023
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
1.95K+ 7.12% |
$66.1K - $72.3K
|
29.4K
$1.28M
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.71K+ 50.35% |
$57.7K - $63.2K
|
5.09K
$222K
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.68K+ 10.84% |
$56.8K - $62.2K
|
17.2K
$748K
|
|
Aug 09, 2023
Q2 2023
|
Brio Consultants, LLC
|
BUY
|
- |
1.6K+ 5.49% |
$54.2K - $59.3K
|
30.7K
$1.34M
|
|
Jul 26, 2023
Q2 2023
|
Cx Institutional
|
BUY
|
- |
1.55K+ 6.77% |
$52.3K - $57.2K
|
24.4K
$1.06M
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
1.54K+ 13.36% |
$52.1K - $56.9K
|
13K
$568K
|
|
Aug 08, 2023
Q2 2023
|
Tria Gen Wealth Management LLC
|
BUY
|
- |
1.51K+ 11.33% |
$51.2K - $56.1K
|
14.9K
$648K
|
|
Aug 04, 2023
Q2 2023
|
Savant Capital, LLC
|
BUY
|
- |
1.49K+ 4.98% |
$50.4K - $55.1K
|
31.4K
$1.37M
|
|
Aug 11, 2023
Q2 2023
|
Assetmark, Inc
|
BUY
|
- |
1.48K+ 31.94% |
$50K - $54.7K
|
6.1K
$266K
|
|
Aug 21, 2023
Q2 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
1.46KNew |
$49.3K - $54K
|
1.46K
$63.5K
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.34K+ 1.05% |
$45.5K - $49.8K
|
129K
$5.63M
|
|
Aug 03, 2023
Q2 2023
|
Larson Financial Group LLC
|
BUY
|
- |
1.15K+ 20.64% |
$38.9K - $42.5K
|
6.71K
$292K
|
|
Jul 20, 2023
Q2 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
1.11K+ 18.42% |
$37.6K - $41.1K
|
7.14K
$311K
|
|
Aug 14, 2023
Q2 2023
|
Okabena Investment Services Inc
Minneapolis, MN |
BUY
|
- |
1.11KNew |
$37.5K - $41K
|
1.11K
$48.2K
|
|
Aug 10, 2023
Q2 2023
|
Neumann Capital Management, LLC
|
BUY
|
- |
1.1K+ 6.04% |
$37.3K - $40.8K
|
19.3K
$841K
|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
1.1K+ 5.08% |
$37.1K - $40.6K
|
22.6K
$987K
|
|
Aug 04, 2023
Q2 2023
|
Silver Oak Advisory Group, Inc.
Portland, OR |
BUY
|
- |
1.08K+ 15.22% |
$36.6K - $40K
|
8.18K
$356K
|
|
Aug 09, 2023
Q2 2023
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
1.06K+ 5.74% |
$35.9K - $39.3K
|
19.5K
$852K
|
|
Jul 11, 2023
Q2 2023
|
Pioneer Wealth Management Group
Austin, TX |
BUY
|
- |
836+ 5.87% |
$28.3K - $31K
|
15.1K
$657K
|
|
Aug 03, 2023
Q2 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
761+ 1.95% |
$25.8K - $28.2K
|
39.8K
$1.73M
|
|
Sep 21, 2023
Q2 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
681New |
$23.1K - $25.2K
|
681
$29.7K
|
|
Jul 24, 2023
Q2 2023
|
Vahanian & Associates Financial Planning Inc.
|
BUY
|
- |
675+ 6.09% |
$22.9K - $25K
|
11.8K
$512K
|
|
Jul 25, 2023
Q2 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
542New |
$18.4K - $20.1K
|
542
$23.6K
|
|
Aug 08, 2023
Q2 2023
|
3 D/L Capital Management, LLC
|
BUY
|
- |
493+ 3.13% |
$16.7K - $18.3K
|
16.3K
$708K
|
|
Jul 24, 2023
Q2 2023
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
476+ 1.54% |
$16.1K - $17.6K
|
31.4K
$1.37M
|
|
Aug 07, 2023
Q2 2023
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
461+ 3.17% |
$15.6K - $17.1K
|
15K
$654K
|
|
Jul 14, 2023
Q2 2023
|
Evolution Advisers, Inc.
|
BUY
|
- |
427+ 2.87% |
$14.5K - $15.8K
|
15.3K
$667K
|
|
Aug 11, 2023
Q2 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
422New |
$14.3K - $15.6K
|
422
$18.4K
|
|
Aug 15, 2023
Q2 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
397+ 3.63% |
$13.4K - $14.7K
|
11.3K
$494K
|
|
Jul 07, 2023
Q2 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
313+ 4.67% |
$10.6K - $11.6K
|
7.01K
$305K
|
|
Aug 09, 2023
Q2 2023
|
Cherry Tree Wealth Management, LLC
Minnetonka, MN |
BUY
|
- |
311New |
$10.5K - $11.5K
|
311
$13.6K
|
|
Aug 14, 2023
Q2 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
288+ 2.16% |
$9.75K - $10.7K
|
13.6K
$593K
|
|
Aug 11, 2023
Q2 2023
|
Wescott Financial Advisory Group, LLC
|
BUY
|
- |
280+ 0.8% |
$9.48K - $10.4K
|
35.3K
$1.54M
|
|
Jul 17, 2023
Q2 2023
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
270+ 0.87% |
$9.14K - $10K
|
31.2K
$1.36M
|
|
Aug 10, 2023
Q2 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
260+ 0.51% |
$8.81K - $9.63K
|
51.5K
$2.24M
|
|
Aug 08, 2023
Q2 2023
|
Wrapmanager Inc
|
BUY
|
- |
198+ 1.91% |
$6.71K - $7.34K
|
10.6K
$460K
|
|
Aug 21, 2023
Q2 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
194+ 1.13% |
$6.57K - $7.19K
|
17.4K
$756K
|
|
Jul 26, 2023
Q2 2023
|
Hbc Financial Services, Pllc
|
BUY
|
- |
189New |
$6.4K - $7K
|
189
$8.24K
|
|
Aug 10, 2023
Q2 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
165+ 1.98% |
$5.59K - $6.11K
|
8.49K
$370K
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
161+ 20.72% |
$5.45K - $5.97K
|
938
$40.9K
|
|
Jul 11, 2023
Q2 2023
|
Pacific Sun Financial Corp
|
BUY
|
- |
100+ 0.55% |
$3.39K - $3.7K
|
18.3K
$799K
|