Purchases and Sales Made in Q2 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q2 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.04K- 11.43% |
$103K - $113K
|
23.6K
$1.03M
|
|
|
Jul 17, 2023
Q2 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-3.18K- 7.45% |
$108K - $118K
|
39.5K
$1.72M
|
|
|
Jul 13, 2023
Q2 2023
|
Rtd Financial Advisors, Inc.
|
SELL
|
- |
-3.91K- 21.34% |
$132K - $145K
|
14.4K
$628K
|
|
|
Aug 11, 2023
Q2 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-4.11K- 4.73% |
$139K - $152K
|
82.6K
$3.6M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.94K- 6.95% |
$201K - $220K
|
79.5K
$3.46M
|
|
|
Aug 14, 2023
Q2 2023
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-6.04K- 45.82% |
$204K - $224K
|
7.14K
$311K
|
|
|
Jul 28, 2023
Q2 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-7.12K- 24.07% |
$241K - $264K
|
22.4K
$978K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-7.2K- 52.38% |
$244K - $267K
|
6.54K
$285K
|
|
|
Aug 08, 2023
Q2 2023
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-8.22K- 41.07% |
$278K - $304K
|
11.8K
$514K
|
|
|
Aug 17, 2023
Q2 2023
|
Vicus Capital
State College, PA |
SELL
|
- |
-9.49K- 17.06% |
$322K - $352K
|
46.1K
$2.01M
|
|
|
Jul 19, 2023
Q2 2023
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-10.9K- 21.12% |
$368K - $402K
|
40.6K
$1.77M
|
|
|
Aug 04, 2023
Q2 2023
|
Lincoln National Corp
|
SELL
|
- |
-12K- 68.5% |
$408K - $446K
|
5.53K
$241K
|
|
|
Aug 04, 2023
Q2 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-13K- 48.83% |
$441K - $483K
|
13.7K
$595K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-18.6K- 69.35% |
$631K - $691K
|
8.24K
$359K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-32.4K- 8.77% |
$1.1M - $1.2M
|
336K
$14.7M
|
|
|
Aug 09, 2023
Q2 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-34.5K- 84.86% |
$1.17M - $1.28M
|
6.15K
$268K
|
|
|
Jul 06, 2023
Q2 2023
|
Impac Tfolio, LLC
|
SELL
|
- |
-49K- 15.48% |
$1.66M - $1.81M
|
267K
$11.6M
|
|
|
Jul 31, 2023
Q2 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-51.8K- 2.23% |
$1.75M - $1.92M
|
2.27M
$98.9M
|