Purchases and Sales Made in Q3 2023 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q3 2023. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
1.89MNew |
$65.1M - $73.2M
|
1.89M
$78.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
376KNew |
$13M - $14.6M
|
376K
$15.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
121K+ 12.72% |
$4.18M - $4.71M
|
1.08M
$44.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
105KNew |
$3.61M - $4.07M
|
105K
$4.34M
|
|
|
Oct 10, 2023
Q3 2023
|
Impac Tfolio, LLC
|
BUY
|
- |
71.8K+ 26.86% |
$2.47M - $2.79M
|
339K
$14M
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
59.4K+ 22.48% |
$2.05M - $2.31M
|
324K
$13.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
44.6KNew |
$1.54M - $1.73M
|
44.6K
$1.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
40.7KNew |
$1.4M - $1.58M
|
40.7K
$1.69M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
40.6K+ 303.14% |
$1.4M - $1.58M
|
54K
$2.24M
|
|
|
Oct 23, 2023
Q3 2023
|
Mission Wealth Management, LP
|
BUY
|
- |
36.3K+ 4.65% |
$1.25M - $1.41M
|
818K
$33.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
35.4K+ 7.08% |
$1.22M - $1.37M
|
535K
$22.1M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
34K+ 2.68% |
$1.17M - $1.32M
|
1.3M
$54M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
30.4K+ 13.77% |
$1.05M - $1.18M
|
251K
$10.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
29.7KNew |
$1.02M - $1.15M
|
29.7K
$1.23M
|
|
|
Nov 30, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
28.5K+ 207.85% |
$983K - $1.11M
|
42.2K
$1.75M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
25.8KNew |
$888K - $1M
|
25.8K
$1.07M
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
24.3K+ 28.37% |
$838K - $944K
|
110K
$4.56M
|
|
|
Oct 31, 2024
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
22.7K+ 133.95% |
$783K - $882K
|
39.7K
$1.64M
|
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
19KNew |
$655K - $738K
|
19K
$787K
|
|
|
Nov 13, 2023
Q3 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
18.9K+ 1.69% |
$650K - $731K
|
1.13M
$46.9M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
18.8K+ 40841.3% |
$648K - $729K
|
18.8K
$780K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
18.6K+ 226.31% |
$643K - $723K
|
26.9K
$1.11M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
18.5K+ 29.84% |
$639K - $720K
|
80.7K
$3.34M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
17.8K+ 21.99% |
$614K - $692K
|
98.9K
$4.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14.3KNew |
$493K - $555K
|
14.3K
$593K
|
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
12.2KNew |
$422K - $475K
|
12.2K
$507K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.3K+ 80.69% |
$388K - $437K
|
25.2K
$1.04M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
10.3K+ 202.63% |
$356K - $400K
|
15.4K
$638K
|
|
|
Oct 19, 2023
Q3 2023
|
Trust CO Of Toledo Na
Holland, OH |
BUY
|
- |
9.75KNew |
$336K - $378K
|
9.75K
$404K
|
|
|
Oct 30, 2023
Q3 2023
|
Equita Financial Network, Inc.
Fort Washington, PA |
BUY
|
- |
9.69KNew |
$334K - $376K
|
9.69K
$401K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
8.88KNew |
$306K - $345K
|
8.88K
$368K
|
|
|
Nov 08, 2023
Q3 2023
|
First Ascent Asset Management, LLC
|
BUY
|
- |
8.74K+ 15.48% |
$301K - $339K
|
65.2K
$2.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
8.05K+ 40.01% |
$278K - $312K
|
28.2K
$1.17M
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
7.64K+ 7.26% |
$263K - $297K
|
113K
$4.68M
|
|
|
Oct 23, 2023
Q3 2023
|
First Pacific Financial
|
BUY
|
- |
7.16K+ 4.87% |
$247K - $278K
|
154K
$6.38M
|
|
|
Oct 19, 2023
Q3 2023
|
Values Added Financial LLC
Washington, DC |
BUY
|
- |
6.44KNew |
$222K - $250K
|
6.44K
$267K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.98KNew |
$206K - $232K
|
5.98K
$248K
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
5.5K+ 10.69% |
$190K - $214K
|
57K
$2.36M
|
|
|
Oct 27, 2023
Q3 2023
|
Colorado Capital Management, Inc.
|
BUY
|
- |
5.34K+ 3.88% |
$184K - $207K
|
143K
$5.91M
|
|
|
Oct 18, 2023
Q3 2023
|
De Dora Capital, Inc.
|
BUY
|
- |
4.91K+ 8.61% |
$169K - $191K
|
61.9K
$2.56M
|
|
|
Oct 25, 2023
Q3 2023
|
Klaas Financial Asset Advisors, LLC
Loves Park, IL |
BUY
|
- |
4.66K+ 12.34% |
$161K - $181K
|
42.5K
$1.76M
|
|
|
Oct 19, 2023
Q3 2023
|
Harrington Investments, Inc
|
BUY
|
- |
2.99K+ 54.72% |
$103K - $116K
|
8.45K
$350K
|
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.91K+ 7.3% |
$100K - $113K
|
42.7K
$1.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.53K+ 4.74% |
$87.1K - $98K
|
55.8K
$2.31M
|
|
|
Oct 27, 2023
Q3 2023
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
2.37K+ 2.92% |
$81.7K - $92K
|
83.6K
$3.46M
|
|
|
Oct 10, 2023
Q3 2023
|
Sandbox Financial Partners, LLC
Bethesda, MD |
BUY
|
- |
2.27K+ 11.14% |
$78.2K - $88K
|
22.6K
$937K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
2.23K+ 11.83% |
$77K - $86.6K
|
21.1K
$874K
|
|
|
Oct 17, 2023
Q3 2023
|
Corundum Group, Inc.
|
BUY
|
- |
2.17K+ 3.85% |
$74.9K - $84.3K
|
58.6K
$2.43M
|
|
|
Oct 10, 2023
Q3 2023
|
Revolve Wealth Partners, LLC
|
BUY
|
- |
1.97K+ 27.63% |
$68K - $76.5K
|
9.11K
$377K
|
|
|
Nov 29, 2023
Q3 2023
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
BUY
|
- |
1.81K+ 19.67% |
$62.4K - $70.3K
|
11K
$456K
|