Purchases and Sales Made in Q4 2021 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2021. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 14, 2022
Q4 2021
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-1.39K- 3.73% |
$55.5K - $66.2K
|
36K
$1.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-1.79K- 1.52% |
$71.1K - $84.8K
|
116K
$5.06M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.86K- 10.82% |
$74.1K - $88.4K
|
15.3K
$669K
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-2.44K- 32.69% |
$97.2K - $116K
|
5.03K
$219K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-2.55K- 6.95% |
$102K - $121K
|
34.2K
$1.49M
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.61K- 20.28% |
$104K - $124K
|
10.2K
$446K
|
|
|
Feb 11, 2022
Q4 2021
|
Sandbox Financial Partners, LLC
Bethesda, MD |
SELL
|
- |
-2.85K- 20.86% |
$114K - $135K
|
10.8K
$472K
|
|
|
Jan 31, 2022
Q4 2021
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-3.92K- 29.85% |
$156K - $186K
|
9.2K
$401K
|
|
|
Jan 27, 2022
Q4 2021
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-4.95K- 13.76% |
$197K - $235K
|
31K
$1.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Better Money Decisions, LLC
|
SELL
|
- |
-5.09KClosed |
$203K - $242K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Merit Financial Group, LLC
|
SELL
|
- |
-6.52KClosed |
$260K - $309K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Stewardship Advisors, LLC
|
SELL
|
- |
-6.64KClosed |
$264K - $315K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-6.77KClosed |
$270K - $321K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Hudson Capital Management LLC
|
SELL
|
- |
-6.88KClosed |
$274K - $327K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Modera Wealth Management, LLC
|
SELL
|
- |
-7.84KClosed |
$312K - $372K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-8.53KClosed |
$340K - $405K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-9.67K- 16.68% |
$385K - $459K
|
48.3K
$2.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-9.99KClosed |
$398K - $474K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.4K- 1.24% |
$415K - $495K
|
834K
$36.3M
|
|
|
Feb 15, 2022
Q4 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-13.4KClosed |
$535K - $638K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-15.6KClosed |
$622K - $741K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-29.8K- 64.63% |
$1.19M - $1.41M
|
16.3K
$710K
|
|
|
Feb 11, 2022
Q4 2021
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-32.8KClosed |
$1.3M - $1.56M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-36.2K- 6.53% |
$1.44M - $1.72M
|
518K
$22.6M
|
|
|
Feb 02, 2022
Q4 2021
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-39.3K- 5.57% |
$1.56M - $1.86M
|
665K
$29M
|
|
|
Feb 01, 2022
Q4 2021
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-47K- 31.44% |
$1.87M - $2.23M
|
102K
$4.47M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-55K- 70.96% |
$2.19M - $2.61M
|
22.5K
$982K
|
|
|
Feb 08, 2022
Q4 2021
|
Parcion Private Wealth LLC
Bellevue, WA |
SELL
|
- |
-55.2KClosed |
$2.2M - $2.62M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-56.2K- 17.17% |
$2.24M - $2.67M
|
271K
$11.8M
|
|
|
May 31, 2023
Q4 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-295K- 29.82% |
$11.8M - $14M
|
695K
$30.3M
|