Purchases and Sales Made in Q4 2022 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
428New |
$14K - $15.9K
|
428
$18.7K
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
374New |
$12.2K - $13.9K
|
374
$16.3K
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
374New |
$12.2K - $13.9K
|
374
$16.3K
|
|
Jan 17, 2023
Q4 2022
|
Horan Securities, Inc.
|
BUY
|
- |
339+ 17.56% |
$11.1K - $12.6K
|
2.27K
$98.9K
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
334New |
$10.9K - $12.4K
|
334
$14.6K
|
|
Jan 09, 2023
Q4 2022
|
Trust CO
|
BUY
|
- |
275+ 4.72% |
$8.97K - $10.2K
|
6.1K
$266K
|
|
Jan 12, 2023
Q4 2022
|
Rvw Wealth, LLC
|
BUY
|
- |
204+ 1.03% |
$6.65K - $7.59K
|
20K
$871K
|
|
Jan 31, 2023
Q4 2022
|
Vahanian & Associates Financial Planning Inc.
|
BUY
|
- |
174+ 1.56% |
$5.68K - $6.47K
|
11.3K
$492K
|
|
Feb 14, 2023
Q4 2022
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
162+ 1.48% |
$5.28K - $6.03K
|
11.1K
$484K
|
|
Jan 20, 2023
Q4 2022
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
118+ 1.02% |
$3.85K - $4.39K
|
11.7K
$511K
|
|
Jan 30, 2023
Q4 2022
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
99+ 0.95% |
$3.23K - $3.68K
|
10.5K
$456K
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
87New |
$2.84K - $3.24K
|
87
$3.79K
|
|
Feb 03, 2023
Q4 2022
|
North Landing Financial Partners, LLC
Rochester, NY |
BUY
|
- |
80+ 1.16% |
$2.61K - $2.98K
|
6.98K
$304K
|
|
Feb 01, 2023
Q4 2022
|
Arrow Financial Corp
|
BUY
|
- |
80+ 5.42% |
$2.61K - $2.98K
|
1.56K
$67.8K
|
|
Feb 21, 2023
Q4 2022
|
Boulder Wealth Advisors, LLC
Boulder, CO |
BUY
|
- |
68New |
$2.22K - $2.53K
|
68
$2.96K
|
|
Feb 06, 2023
Q4 2022
|
Financial Avengers, Inc.
Oakland, CA |
BUY
|
- |
33New |
$1.08K - $1.23K
|
33
$1.44K
|
|
Jan 31, 2023
Q4 2022
|
Dt Investment Partners, LLC
|
BUY
|
- |
31+ 13.25% |
$1.01K - $1.15K
|
265
$11.5K
|
|
Aug 13, 2024
Q4 2022
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
31+ 0.23% |
$1.01K - $1.15K
|
13.5K
$586K
|
|
Jan 18, 2023
Q4 2022
|
Scott Capital Advisors, LLC
|
BUY
|
- |
24+ 0.1% |
$783 - $893
|
24.3K
$1.06M
|
|
Jan 12, 2023
Q4 2022
|
Baystate Wealth Management LLC
|
BUY
|
- |
8+ 1.19% |
$261 - $298
|
681
$29.7K
|
|
Feb 09, 2023
Q4 2022
|
Citigroup Inc
|
BUY
|
- |
5+ 3.18% |
$163 - $186
|
162
$7.06K
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5+ 0.54% |
$163 - $186
|
938
$40.9K
|
|
Feb 14, 2023
Q4 2022
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
1New |
$32.6 - $37.2
|
1
$43.6
|
|
Feb 06, 2023
Q4 2022
|
Time Scale Financial, Inc.
|
BUY
|
- |
1+ 0.1% |
$32.6 - $37.2
|
956
$41.7K
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 03, 2023
Q4 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-9- 0.16% |
$294 - $335
|
5.5K
$240K
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-23- 0.05% |
$750 - $856
|
45.6K
$1.99M
|
|
Feb 08, 2023
Q4 2022
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-42- 2.27% |
$1.37K - $1.56K
|
1.81K
$78.8K
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-58- 0.34% |
$1.89K - $2.16K
|
17.1K
$746K
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-69- 21.1% |
$2.25K - $2.57K
|
258
$11.2K
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-105- 3.78% |
$3.43K - $3.91K
|
2.68K
$117K
|
|
Feb 13, 2023
Q4 2022
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-110- 34.59% |
$3.59K - $4.09K
|
208
$9.06K
|
|
Feb 06, 2023
Q4 2022
|
Wescott Financial Advisory Group, LLC
|
SELL
|
- |
-133- 0.41% |
$4.34K - $4.95K
|
32.2K
$1.41M
|
|
Feb 10, 2023
Q4 2022
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-159- 2.27% |
$5.19K - $5.91K
|
6.84K
$298K
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-171- 1.82% |
$5.58K - $6.36K
|
9.2K
$401K
|
|
Feb 06, 2023
Q4 2022
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-177- 0.91% |
$5.77K - $6.58K
|
19.2K
$838K
|
|
Jan 23, 2023
Q4 2022
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-191- 25.53% |
$6.23K - $7.11K
|
557
$24.3K
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-200- 1.2% |
$6.52K - $7.44K
|
16.5K
$717K
|
|
Jan 24, 2023
Q4 2022
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-250- 24.56% |
$8.15K - $9.3K
|
768
$33.5K
|
|
Feb 09, 2023
Q4 2022
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-284- 76.76% |
$9.26K - $10.6K
|
86
$3.75K
|
|
Feb 07, 2023
Q4 2022
|
Addison Advisors LLC
|
SELL
|
- |
-308- 1.28% |
$10K - $11.5K
|
23.8K
$1.04M
|
|
Jan 10, 2023
Q4 2022
|
Umb Bank, N.A.
|
SELL
|
- |
-318- 1.12% |
$10.4K - $11.8K
|
28K
$1.22M
|
|
Feb 14, 2023
Q4 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-347- 7.25% |
$11.3K - $12.9K
|
4.44K
$193K
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-381- 11.14% |
$12.4K - $14.2K
|
3.04K
$132K
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
SELL
|
- |
-388- 13.97% |
$12.7K - $14.4K
|
2.39K
$104K
|
|
Feb 09, 2023
Q4 2022
|
Blue Barn Wealth, LLC
|
SELL
|
- |
-504- 5.34% |
$16.4K - $18.7K
|
8.93K
$389K
|
|
Feb 02, 2023
Q4 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-546- 2.63% |
$17.8K - $20.3K
|
20.2K
$881K
|
|
Feb 14, 2023
Q4 2022
|
Archetype Wealth Partners
Houston, TX |
SELL
|
- |
-615- 6.31% |
$20.1K - $22.9K
|
9.14K
$398K
|
|
Feb 13, 2023
Q4 2022
|
3 D/L Capital Management, LLC
|
SELL
|
- |
-745- 4.32% |
$24.3K - $27.7K
|
16.5K
$719K
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-890- 4.58% |
$29K - $33.1K
|
18.6K
$809K
|