Purchases and Sales Made in Q4 2024 in Nuveen Esg Small Cap ETF (NUSC)
This table provides information about the institutional ownership of Nuveen Esg Small Cap ETF (NUSC) during Q4 2024. The information is specifically focused on institutions that hold shares of NUVEEN ESG SMALL-CAP ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2025
Q4 2024
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-204- 2.98% |
$8.51K - $9.42K
|
6.65K
$277K
|
|
|
Jan 22, 2025
Q4 2024
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-249- 3.33% |
$10.4K - $11.5K
|
7.24K
$301K
|
|
|
Jan 23, 2025
Q4 2024
|
Stordahl Capital Management, Inc.
|
SELL
|
- |
-274- 3.33% |
$11.4K - $12.7K
|
7.96K
$331K
|
|
|
Jan 30, 2025
Q4 2024
|
Vicus Capital
State College, PA |
SELL
|
- |
-328- 0.81% |
$13.7K - $15.2K
|
40.4K
$1.68M
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-340- 4.34% |
$14.2K - $15.7K
|
7.5K
$312K
|
|
|
Jan 17, 2025
Q4 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-345- 2.68% |
$14.4K - $15.9K
|
12.5K
$521K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-363- 1.72% |
$15.2K - $16.8K
|
20.8K
$865K
|
|
|
Jan 16, 2025
Q4 2024
|
Umb Bank, N.A.
|
SELL
|
- |
-387- 1.48% |
$16.2K - $17.9K
|
25.8K
$1.07M
|
|
|
Jan 24, 2025
Q4 2024
|
Cgc Financial Services, LLC
Lake Oswego, OR |
SELL
|
- |
-398- 0.77% |
$16.6K - $18.4K
|
51.4K
$2.14M
|
|
|
Feb 12, 2025
Q4 2024
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-479- 2.95% |
$20K - $22.1K
|
15.8K
$656K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-481- 8.39% |
$20.1K - $22.2K
|
5.25K
$219K
|
|
|
Jan 21, 2025
Q4 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-515- 0.51% |
$21.5K - $23.8K
|
101K
$4.2M
|
|
|
Feb 13, 2025
Q4 2024
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-520- 3.85% |
$21.7K - $24K
|
13K
$540K
|
|
|
Jan 15, 2025
Q4 2024
|
Sandbox Financial Partners, LLC
Bethesda, MD |
SELL
|
- |
-551- 4.14% |
$23K - $25.5K
|
12.8K
$531K
|
|
|
Jan 13, 2025
Q4 2024
|
Eastern Bank
|
SELL
|
- |
-650- 72.95% |
$27.1K - $30K
|
241
$10K
|
|
|
Jan 21, 2025
Q4 2024
|
Rtd Financial Advisors, Inc.
|
SELL
|
- |
-659- 3.83% |
$27.5K - $30.4K
|
16.6K
$690K
|
|
|
Jan 16, 2025
Q4 2024
|
Corundum Group, Inc.
|
SELL
|
- |
-678- 1.11% |
$28.3K - $31.3K
|
60.3K
$2.51M
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-682- 6.21% |
$28.5K - $31.5K
|
10.3K
$429K
|
|
|
Feb 10, 2025
Q4 2024
|
Harrington Investments, Inc
|
SELL
|
- |
-700- 8.28% |
$29.2K - $32.3K
|
7.75K
$323K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-706- 97.92% |
$29.5K - $32.6K
|
15
$624
|
|
|
Feb 03, 2025
Q4 2024
|
Pacific Sun Financial Corp
|
SELL
|
- |
-730- 5.95% |
$30.5K - $33.7K
|
11.5K
$480K
|
|
|
Jan 16, 2025
Q4 2024
|
First United Bank & Trust
|
SELL
|
- |
-890- 11.32% |
$37.1K - $41.1K
|
6.97K
$290K
|
|
|
Feb 04, 2025
Q4 2024
|
Addison Advisors LLC
|
SELL
|
- |
-915- 3.9% |
$38.2K - $42.3K
|
22.6K
$939K
|
|
|
Jan 28, 2025
Q4 2024
|
Savant Capital, LLC
|
SELL
|
- |
-978- 4.77% |
$40.8K - $45.2K
|
19.5K
$813K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.04K- 6.1% |
$43.4K - $48K
|
16K
$667K
|
|
|
Feb 12, 2025
Q4 2024
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.05K- 85.96% |
$44K - $48.6K
|
172
$7.16K
|
|
|
Feb 13, 2025
Q4 2024
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.13K- 6.94% |
$47.3K - $52.3K
|
15.2K
$632K
|
|
|
Feb 14, 2025
Q4 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-1.39K- 3.21% |
$57.9K - $64.1K
|
41.9K
$1.74M
|
|
|
Feb 13, 2025
Q4 2024
|
Balanced Rock Investment Advisor
Roslindale, MA |
SELL
|
- |
-1.39K- 8.94% |
$58K - $64.2K
|
14.2K
$589K
|
|
|
Feb 13, 2025
Q4 2024
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-1.48K- 11.22% |
$61.6K - $68.1K
|
11.7K
$486K
|
|
|
Feb 03, 2025
Q4 2024
|
Laurel Wealth Planning LLC
Edina, MN |
SELL
|
- |
-1.51K- 7.11% |
$62.9K - $69.6K
|
19.7K
$820K
|
|
|
Jan 13, 2025
Q4 2024
|
Quantum Financial Advisors, LLC
Manhattan Beach, CA |
SELL
|
- |
-1.59K- 24.25% |
$66.2K - $73.3K
|
4.95K
$206K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.88K- 2.66% |
$78.6K - $87K
|
68.9K
$2.87M
|
|
|
Jan 16, 2025
Q4 2024
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-1.94K- 1.36% |
$81K - $89.7K
|
141K
$5.88M
|
|
|
Feb 06, 2025
Q4 2024
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-2.01K- 10.42% |
$83.7K - $92.7K
|
17.2K
$718K
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
SELL
|
- |
-2.1K- 19.43% |
$87.7K - $97K
|
8.71K
$363K
|
|
|
Jan 29, 2025
Q4 2024
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-2.15K- 9.81% |
$89.7K - $99.3K
|
19.8K
$822K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.35K- 19.45% |
$98.2K - $109K
|
9.75K
$406K
|
|
|
Feb 12, 2025
Q4 2024
|
Old Mission Capital LLC
|
SELL
|
- |
-2.72K- 17.15% |
$113K - $126K
|
13.1K
$546K
|
|
|
Jan 29, 2025
Q4 2024
|
Financial Connections Group, Inc.
|
SELL
|
- |
-2.82K- 21.72% |
$117K - $130K
|
10.1K
$422K
|
|
|
Jan 07, 2025
Q4 2024
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-3.58K- 5.98% |
$149K - $165K
|
56.3K
$2.34M
|
|
|
Feb 10, 2025
Q4 2024
|
Diversified Enterprises, LLC
Wilmington, DE |
SELL
|
- |
-3.64K- 23.16% |
$152K - $168K
|
12.1K
$503K
|
|
|
Jan 15, 2025
Q4 2024
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-3.87K- 29.38% |
$162K - $179K
|
9.31K
$387K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.36K- 3.87% |
$182K - $202K
|
108K
$4.51M
|
|
|
Feb 14, 2025
Q4 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.38K- 2.16% |
$183K - $202K
|
198K
$8.24M
|
|
|
Jan 22, 2025
Q4 2024
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-4.4K- 3.97% |
$184K - $203K
|
106K
$4.43M
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.89K- 2.76% |
$204K - $226K
|
172K
$7.17M
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-5.18K- 11.66% |
$216K - $239K
|
39.2K
$1.63M
|
|
|
Feb 14, 2025
Q4 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-7.08K- 10.87% |
$295K - $327K
|
58K
$2.41M
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-7.45K- 21.18% |
$311K - $344K
|
27.7K
$1.15M
|