Purchases and Sales Made in Q3 2021 in Global X Fds U S Pfd ETF (De) (PFFD)
This table provides information about the institutional ownership of Global X Fds U S Pfd ETF (De) (PFFD) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS U S PFD ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
4.1MNew |
$105M - $107M
|
4.1M
$80.4M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.21MNew |
$56.5M - $57.9M
|
2.21M
$43.4M
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
1.04MNew |
$26.7M - $27.4M
|
1.04M
$20.5M
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
853K+ 691.75% |
$21.8M - $22.4M
|
976K
$19.2M
|
|
Nov 10, 2021
Q3 2021
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
800KNew |
$20.5M - $21M
|
800K
$15.7M
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
554K+ 147.59% |
$14.2M - $14.5M
|
929K
$18.3M
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
504K+ 188.36% |
$12.9M - $13.2M
|
771K
$15.1M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
208K+ 17.32% |
$5.32M - $5.45M
|
1.41M
$27.7M
|
|
Mar 24, 2023
Q3 2021
|
Ratio Wealth Group
Denver, CO |
BUY
|
- |
198K+ 24.3% |
$5.08M - $5.2M
|
1.02M
$19.9M
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
195K+ 64.23% |
$4.98M - $5.1M
|
497K
$9.77M
|
|
Nov 01, 2021
Q3 2021
|
Oxinas Partners Wealth Management LLC
|
BUY
|
- |
192K+ 105.87% |
$4.9M - $5.02M
|
372K
$7.31M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
153K+ 6.0% |
$3.92M - $4.02M
|
2.7M
$53.1M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
147K+ 23.63% |
$3.76M - $3.86M
|
769K
$15.1M
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Advisory, Inc.
San Francisco, CA |
BUY
|
- |
104K+ 6.03% |
$2.67M - $2.73M
|
1.83M
$36M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
93.2K+ 1256.43% |
$2.38M - $2.44M
|
101K
$1.98M
|
|
Oct 29, 2021
Q3 2021
|
Fermata Advisors, LLC
Sonoma, CA |
BUY
|
- |
87.3K+ 131.93% |
$2.23M - $2.29M
|
154K
$3.01M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
84.7KNew |
$2.17M - $2.22M
|
84.7K
$1.66M
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
83.9K+ 21.71% |
$2.15M - $2.2M
|
470K
$9.24M
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
BUY
|
- |
81.1K+ 90.04% |
$2.08M - $2.13M
|
171K
$3.36M
|
|
Nov 15, 2021
Q3 2021
|
Cabana LLC
Fayetteville, AR |
BUY
|
- |
72.9KNew |
$1.87M - $1.91M
|
72.9K
$1.43M
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
67.2K+ 85.37% |
$1.72M - $1.76M
|
146K
$2.87M
|
|
Oct 15, 2021
Q3 2021
|
Bard Financial Services, Inc.
|
BUY
|
- |
62.8K+ 9.5% |
$1.61M - $1.65M
|
724K
$14.2M
|
|
Oct 12, 2021
Q3 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
61.1K+ 187.86% |
$1.56M - $1.6M
|
93.6K
$1.84M
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
60.1K+ 3780.81% |
$1.54M - $1.58M
|
61.7K
$1.21M
|
|
Oct 13, 2021
Q3 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
59K+ 762.95% |
$1.51M - $1.55M
|
66.8K
$1.31M
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
55.8K+ 1816.49% |
$1.43M - $1.46M
|
58.9K
$1.16M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
50.1K+ 39.43% |
$1.28M - $1.31M
|
177K
$3.48M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
47.7KNew |
$1.22M - $1.25M
|
47.7K
$937K
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
BUY
|
- |
47.2K+ 1.71% |
$1.21M - $1.24M
|
2.81M
$55.2M
|
|
Oct 28, 2021
Q3 2021
|
Sp Asset Management
|
BUY
|
- |
39.6KNew |
$1.01M - $1.04M
|
39.6K
$778K
|
|
Nov 12, 2021
Q3 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
36.7K+ 9.05% |
$938K - $961K
|
442K
$8.68M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
34.8K+ 31.92% |
$889K - $912K
|
144K
$2.82M
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
34.1K+ 9.96% |
$872K - $894K
|
376K
$7.39M
|
|
Oct 07, 2021
Q3 2021
|
Rvw Wealth, LLC
|
BUY
|
- |
34.1K+ 50.11% |
$871K - $893K
|
102K
$2M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
31.9K+ 25.08% |
$816K - $836K
|
159K
$3.12M
|
|
Nov 09, 2021
Q3 2021
|
Coastline Trust CO
|
BUY
|
- |
31.6KNew |
$809K - $829K
|
31.6K
$621K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
30.7K+ 279.95% |
$785K - $805K
|
41.7K
$818K
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
29.6K+ 16.34% |
$756K - $775K
|
211K
$4.13M
|
|
Oct 26, 2021
Q3 2021
|
Full Sail Capital, LLC
Oklahoma City, OK |
BUY
|
- |
29.1K+ 23.35% |
$744K - $762K
|
154K
$3.02M
|
|
Oct 15, 2021
Q3 2021
|
Youngs Advisory Group, Inc.
|
BUY
|
- |
29K+ 4.52% |
$742K - $761K
|
671K
$13.2M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
27.9K+ 16.78% |
$714K - $732K
|
194K
$3.82M
|
|
Oct 12, 2021
Q3 2021
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
26.6K+ 6.1% |
$680K - $697K
|
462K
$9.08M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
25.9K+ 11.72% |
$663K - $680K
|
247K
$4.85M
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
BUY
|
- |
24.9K+ 19.69% |
$638K - $654K
|
152K
$2.98M
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
24.9KNew |
$637K - $653K
|
24.9K
$489K
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
24.7K+ 124.3% |
$632K - $648K
|
44.6K
$876K
|
|
Oct 22, 2021
Q3 2021
|
Gsb Wealth Management, LLC
|
BUY
|
- |
24.6K+ 15.08% |
$629K - $644K
|
188K
$3.68M
|
|
Oct 06, 2021
Q3 2021
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
24.4K+ 9.73% |
$624K - $640K
|
275K
$5.41M
|
|
Oct 26, 2021
Q3 2021
|
Advisory Resource Group
|
BUY
|
- |
24.2K+ 10.38% |
$619K - $634K
|
257K
$5.05M
|
|
Oct 08, 2021
Q3 2021
|
Collective Family Office LLC
|
BUY
|
- |
24.1K+ 5.06% |
$616K - $631K
|
499K
$9.8M
|