Purchases and Sales Made in Q3 2025 in Principal Spectrum Pfd Secs Ac (PREF)
This table provides information about the institutional ownership of Principal Spectrum Pfd Secs Ac (PREF) during Q3 2025. The information is specifically focused on institutions that hold shares of PRINCIPAL SPECTRUM PFD SECS AC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.66K+ 1.41% |
$31.2K - $31.7K
|
119K
$2.27M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
919+ 4.23% |
$17.3K - $17.6K
|
22.7K
$432K
|
|
|
Nov 04, 2025
Q3 2025
|
Heritage Wealth Management, Inc.
Cincinnati, OH |
BUY
|
- |
582+ 2.3% |
$11K - $11.2K
|
25.9K
$494K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
571+ 0.67% |
$10.8K - $10.9K
|
86.4K
$1.65M
|
|
|
Nov 07, 2025
Q3 2025
|
Fifth Third Bancorp
|
BUY
|
- |
502New |
$9.47K - $9.62K
|
502
$9.58K
|
|
|
Nov 12, 2025
Q3 2025
|
Griffith & Werner, Inc.
Canton, GA |
BUY
|
- |
363+ 3.29% |
$6.85K - $6.96K
|
11.4K
$217K
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
293New |
$5.53K - $5.61K
|
293
$5.59K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
BUY
|
- |
292+ 2.77% |
$5.51K - $5.59K
|
10.8K
$207K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
271+ 1.33% |
$5.11K - $5.19K
|
20.7K
$395K
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
235+ 1.2% |
$4.43K - $4.5K
|
19.8K
$378K
|
|
|
Oct 28, 2025
Q3 2025
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
233+ 0.3% |
$4.39K - $4.46K
|
78.8K
$1.5M
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
229+ 1.22% |
$4.32K - $4.39K
|
18.9K
$362K
|
|
|
Nov 06, 2025
Q3 2025
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
204New |
$3.85K - $3.91K
|
204
$3.89K
|
|
|
Nov 06, 2025
Q3 2025
|
Mechanics Financial Corp
|
BUY
|
- |
200+ 0.55% |
$3.77K - $3.83K
|
36.9K
$704K
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
140+ 1.23% |
$2.64K - $2.68K
|
11.5K
$220K
|
|
|
Oct 31, 2025
Q3 2025
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
23+ 0.21% |
$434 - $441
|
10.8K
$207K
|
|
|
Nov 07, 2025
Q3 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
8+ 0.06% |
$151 - $153
|
13.6K
$260K
|
|
|
Oct 09, 2025
Q3 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
2+ 0.7% |
$37.7 - $38.3
|
287
$5.48K
|
|
|
Oct 20, 2025
Q3 2025
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
SELL
|
- |
-55- 12.85% |
$1.04K - $1.05K
|
373
$7.12K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-67- 0.15% |
$1.26K - $1.28K
|
44.5K
$849K
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-183- 20.0% |
$3.45K - $3.51K
|
732
$14K
|
|
|
Oct 31, 2025
Q3 2025
|
Bank Of Jackson Hole Trust
Jackson, WY |
SELL
|
- |
-400- 3.96% |
$7.54K - $7.66K
|
9.7K
$185K
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-648- 0.47% |
$12.2K - $12.4K
|
136K
$2.6M
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-869- 5.18% |
$16.4K - $16.7K
|
15.9K
$304K
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-915- 1.52% |
$17.3K - $17.5K
|
59.1K
$1.13M
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Bridge, LLC
|
SELL
|
- |
-1.02K- 0.78% |
$19.1K - $19.4K
|
129K
$2.47M
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.05K- 8.93% |
$19.8K - $20.1K
|
10.7K
$204K
|
|
|
Jan 06, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-1.19K- 1.83% |
$22.5K - $22.8K
|
64.1K
$1.22M
|
|
|
Nov 06, 2025
Q3 2025
|
Willis Johnson & Associates, Inc.
|
SELL
|
- |
-1.2K- 1.17% |
$22.7K - $23K
|
101K
$1.94M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.24K- 48.0% |
$23.3K - $23.7K
|
1.34K
$25.6K
|
|
|
Nov 14, 2025
Q3 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-1.3K- 3.8% |
$24.5K - $24.9K
|
32.9K
$629K
|
|
|
Nov 12, 2025
Q3 2025
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.36K- 1.42% |
$25.6K - $26K
|
94.3K
$1.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-1.42K- 4.43% |
$26.8K - $27.3K
|
30.7K
$585K
|
|
|
Oct 17, 2025
Q3 2025
|
Ehrlich Financial Group
Laguna Niguel, CA |
SELL
|
- |
-1.45K- 8.75% |
$27.4K - $27.8K
|
15.1K
$289K
|
|
|
Nov 12, 2025
Q3 2025
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-1.59K- 2.16% |
$29.9K - $30.4K
|
71.8K
$1.37M
|
|
|
Nov 12, 2025
Q3 2025
|
Provenance Wealth Advisors, LLC
Fort Lauderdale, FL |
SELL
|
- |
-1.59K- 16.25% |
$30K - $30.5K
|
8.21K
$157K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.37K- 96.03% |
$44.7K - $45.4K
|
98
$1.87K
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-2.4K- 87.56% |
$45.3K - $46K
|
341
$6.51K
|
|
|
Oct 28, 2025
Q3 2025
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-2.81K- 9.29% |
$53K - $53.9K
|
27.5K
$524K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-4.46K- 0.37% |
$84.1K - $85.4K
|
1.21M
$23.1M
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-5.54K- 15.32% |
$104K - $106K
|
30.6K
$584K
|
|
|
Nov 04, 2025
Q3 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-6.45K- 1.58% |
$122K - $124K
|
402K
$7.66M
|
|
|
Nov 03, 2025
Q3 2025
|
Activest Wealth Management
|
SELL
|
- |
-7.17K- 18.16% |
$135K - $137K
|
32.3K
$616K
|
|
|
Oct 22, 2025
Q3 2025
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-11.1K- 14.17% |
$209K - $213K
|
67.2K
$1.28M
|
|
|
Nov 10, 2025
Q3 2025
|
Signature Securities Group Corporation
|
SELL
|
- |
-12.5K- 15.86% |
$235K - $239K
|
66.1K
$1.26M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-12.7K- 4.49% |
$240K - $244K
|
271K
$5.18M
|
|
|
Dec 02, 2025
Q3 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-17K- 86.93% |
$320K - $325K
|
2.55K
$48.7K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-17.4K- 5.71% |
$329K - $334K
|
288K
$5.49M
|
|
|
Nov 04, 2025
Q3 2025
|
Umb Bank, N.A.
|
SELL
|
- |
-25.1K- 46.43% |
$473K - $480K
|
28.9K
$552K
|
|
|
Nov 04, 2025
Q3 2025
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-35.2K- 15.46% |
$664K - $675K
|
193K
$3.67M
|
|