Purchases and Sales Made in Q3 2025 in Principal ETF U.S. Small Cap M (PSC)
This table provides information about the institutional ownership of Principal ETF U.S. Small Cap M (PSC) during Q3 2025. The information is specifically focused on institutions that hold shares of PRINCIPAL ETF U.S. SMALL-CAP M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-15- 0.32% |
$779 - $867
|
4.67K
$260K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-46- 17.76% |
$2.39K - $2.66K
|
213
$11.8K
|
|
|
Oct 15, 2025
Q3 2025
|
Cwm, LLC
|
SELL
|
- |
-75- 3.85% |
$3.89K - $4.34K
|
1.88K
$104K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-108- 0.94% |
$5.61K - $6.24K
|
11.4K
$636K
|
|
|
Nov 13, 2025
Q3 2025
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-118- 39.2% |
$6.13K - $6.82K
|
183
$10.2K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.08K- 8.87% |
$160K - $178K
|
31.6K
$1.76M
|
|
|
Nov 05, 2025
Q3 2025
|
Smartleaf Asset Management LLC
Boston, MA |
SELL
|
- |
-3.54K- 19.04% |
$184K - $205K
|
15.1K
$836K
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-3.83K- 14.98% |
$199K - $222K
|
21.7K
$1.21M
|
|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-4.4K- 18.32% |
$228K - $254K
|
19.6K
$1.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-28.1K- 1.25% |
$1.46M - $1.62M
|
2.22M
$123M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-37K- 1.66% |
$1.92M - $2.14M
|
2.19M
$122M
|
|