Purchases and Sales Made in Q4 2021 in First Trust Nasdaq 100 Technol (QTEC)

This table provides information about the institutional ownership of First Trust Nasdaq 100 Technol (QTEC) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ 100 TECHNOL.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Feb 14, 2022 Q4 2021	Lpl Financial LLC Fort Mill, SC	BUY	-	64.4K + 12.38%	$9.92M - $11.6M	585K $112M
Nov 14, 2022 Q4 2021	Brewin Dolphin Wealth Management LTD Conskleagh, Dublin, L2	BUY	-	58.2K New	$8.97M - $10.5M	58.2K $11.2M
Feb 14, 2022 Q4 2021	Wells Fargo & Company San Francisco, CA	BUY	-	51.7K + 4.47%	$7.97M - $9.33M	1.21M $232M
Feb 15, 2022 Q4 2021	Jane Street Group, LLC New York, NY	BUY	-	44.9K + 3445.82%	$6.92M - $8.1M	46.2K $8.87M
Feb 15, 2022 Q4 2021	Sfi Advisors, LLC Montclair, NJ	BUY	-	37.2K New	$5.73M - $6.71M	37.2K $7.14M
Feb 14, 2022 Q4 2021	Laurel Wealth Advisors, Inc. Solana Beach, CA	BUY	-	36K New	$5.55M - $6.49M	36K $6.91M
Feb 08, 2022 Q4 2021	Raymond James Financial Services Advisors, Inc. St. Petersburg, FL	BUY	-	34K + 7.34%	$5.23M - $6.13M	497K $95.4M
Feb 14, 2022 Q4 2021	Mariner, LLC Overland Park, KS	BUY	-	31.2K New	$4.8M - $5.62M	31.2K $5.99M
Feb 09, 2022 Q4 2021	Sowell Financial Services LLC North Little Rock, AR	BUY	-	30.4K New	$4.68M - $5.48M	30.4K $5.83M
Jun 08, 2022 Q4 2021	Paragon Private Wealth Management, LLC	BUY	-	29.9K New	$4.6M - $5.39M	29.9K $5.74M
Feb 10, 2022 Q4 2021	Core Cap Advisors, LLC Southfield, MI	BUY	-	22.4K New	$3.45M - $4.04M	22.4K $4.31M
Jan 27, 2022 Q4 2021	Mattern Wealth Management LLC	BUY	-	18.3K New	$2.81M - $3.29M	18.3K $3.51M
Feb 14, 2022 Q4 2021	Flow Traders U.S. LLC New York, NY	BUY	-	16K + 227.16%	$2.46M - $2.88M	23K $4.42M
Feb 10, 2022 Q4 2021	Pcg Wealth Advisors, LLC	BUY	-	13.7K New	$2.1M - $2.46M	13.7K $2.62M
Feb 14, 2022 Q4 2021	Mml Investors Services, LLC Springfield, MA	BUY	-	13.3K + 34.12%	$2.05M - $2.4M	52.2K $10M
Feb 15, 2022 Q4 2021	Apeiron Ria LLC	BUY	-	12.5K New	$1.93M - $2.26M	12.5K $2.41M
Jan 20, 2022 Q4 2021	Kestra Advisory Services, LLC	BUY	-	12.3K + 15.77%	$1.9M - $2.22M	90.5K $17.4M
Feb 14, 2022 Q4 2021	Rockefeller Capital Management L.P. New York, NY	BUY	-	11.9K + 45.64%	$1.83M - $2.14M	37.8K $7.26M
Jan 20, 2022 Q4 2021	Ae Wealth Management LLC	BUY	-	11.5K + 78.63%	$1.77M - $2.07M	26.1K $5.01M
Feb 04, 2022 Q4 2021	Envestnet Asset Management Inc	BUY	-	9.57K + 4.83%	$1.48M - $1.73M	208K $39.9M
Feb 14, 2022 Q4 2021	Snowden Capital Advisors LLC New York, NY	BUY	-	9.56K New	$1.47M - $1.73M	9.56K $1.84M
Jan 14, 2022 Q4 2021	Epic Trust Investment Advisors, LLC	BUY	-	9.29K New	$1.43M - $1.68M	9.29K $1.78M
Feb 14, 2022 Q4 2021	Ameriprise Financial Inc Minneapolis, MN	BUY	-	9.23K + 5.28%	$1.42M - $1.67M	184K $35.3M
Feb 14, 2022 Q4 2021	Blackston Financial Advisory Group, LLC The Villages, FL	BUY	-	8.9K New	$1.37M - $1.6M	8.9K $1.71M
Feb 14, 2022 Q4 2021	Hfg Advisors, Inc.	BUY	-	8.35K New	$1.29M - $1.51M	8.35K $1.6M
Feb 15, 2022 Q4 2021	Icapital Wealth LLC Walnut Creek, CA	BUY	-	7.5K New	$1.16M - $1.35M	7.5K $1.44M
Feb 03, 2022 Q4 2021	Cambridge Investment Research Advisors, Inc.	BUY	-	7.22K + 9.2%	$1.11M - $1.3M	85.7K $16.5M
Jan 24, 2022 Q4 2021	National Bank Of Canada	BUY	-	7.16K New	$1.1M - $1.29M	7.16K $1.37M
Feb 14, 2022 Q4 2021	Wmg Financial Advisors, LLC	BUY	-	6.92K New	$1.07M - $1.25M	6.92K $1.33M
Feb 11, 2022 Q4 2021	Bank Of Nova Scotia	BUY	-	6.59K New	$1.02M - $1.19M	6.59K $1.27M
Feb 17, 2022 Q4 2021	New Edge Advisors, LLC New Orleans, LA	BUY	-	6.54K + 6.53%	$1.01M - $1.18M	107K $20.5M
Jan 21, 2022 Q4 2021	Kestra Private Wealth Services, LLC	BUY	-	6.31K + 28.72%	$972K - $1.14M	28.3K $5.43M
Jan 11, 2022 Q4 2021	Rvw Wealth, LLC	BUY	-	6.12K + 3.24%	$943K - $1.1M	195K $37.4M
Feb 15, 2022 Q4 2021	Creative One Wealth, LLC Overland Park, KS	BUY	-	5.42K + 56.0%	$836K - $978K	15.1K $2.9M
Feb 09, 2022 Q4 2021	Thrive Capital Management, LLC Fort Washington, PA	BUY	-	4.07K + 28.15%	$627K - $734K	18.5K $3.56M
Feb 17, 2022 Q4 2021	Oak Harbor Wealth Partners, LLC	BUY	-	3.98K New	$613K - $718K	3.98K $764K
Feb 08, 2022 Q4 2021	Steward Partners Investment Advisory, LLC	BUY	-	3.8K + 108.84%	$586K - $686K	7.3K $1.4M
Feb 11, 2022 Q4 2021	Wealthcare Advisory Partners LLC West Chester, PA	BUY	-	3.69K New	$569K - $666K	3.69K $709K
Feb 14, 2022 Q4 2021	Cetera Advisors LLC Denver, CO	BUY	-	3.24K + 21.19%	$499K - $584K	18.5K $3.56M
Feb 17, 2022 Q4 2021	Fingerlakes Wealth Management, Inc.	BUY	-	3.21K New	$495K - $579K	3.21K $617K
Feb 14, 2022 Q4 2021	Keystone Wealth Services, LLC	BUY	-	3.08K New	$475K - $556K	3.08K $592K
Feb 14, 2022 Q4 2021	Apollon Wealth Management, LLC Mount Pleasant, SC	BUY	-	2.94K New	$453K - $531K	2.94K $565K
Jan 24, 2022 Q4 2021	Virtue Capital Management, LLC Brentwood, TN	BUY	-	2.83K New	$437K - $511K	2.83K $544K
Jan 26, 2022 Q4 2021	S.C. Financial Services, Inc.	BUY	-	2.81K New	$434K - $508K	2.81K $540K
Aug 11, 2022 Q4 2021	Axxcess Wealth Management, LLC Carlsbad, CA	BUY	-	2.62K New	$404K - $472K	2.62K $503K
Feb 15, 2022 Q4 2021	Colonial River Wealth Management, LLC Midlothian, VA	BUY	-	2.5K New	$385K - $451K	2.5K $480K
Jan 11, 2022 Q4 2021	Brookstone Capital Management	BUY	-	2.31K + 137.48%	$356K - $417K	3.99K $767K
Feb 10, 2022 Q4 2021	High Tower Advisors, LLC Chicago, IL	BUY	-	2.26K + 7.72%	$348K - $407K	31.5K $6.05M
Feb 15, 2022 Q4 2021	Integrated Wealth Concepts LLC	BUY	-	2.11K + 60.99%	$325K - $381K	5.58K $1.07M
Jan 21, 2022 Q4 2021	Pfg Advisors	BUY	-	1.98K + 85.44%	$305K - $357K	4.29K $824K

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Account

Purchases and Sales Made in Q4 2021 in First Trust Nasdaq 100 Technol (QTEC)

64.4K

58.2K

51.7K

44.9K

37.2K

36K

34K

31.2K

30.4K

29.9K

22.4K

18.3K

16K

13.7K

13.3K

12.5K

12.3K

11.9K

11.5K

9.57K

9.56K

9.29K

9.23K

8.9K

8.35K

7.5K

7.22K

7.16K

6.92K

6.59K

6.54K

6.31K

6.12K

5.42K

4.07K

3.98K

3.8K

3.69K

3.24K

3.21K

3.08K

2.94K

2.83K

2.81K

2.62K

2.5K

2.31K

2.26K

2.11K

1.98K

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